-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QVbO5065j6n+wiuOot/hr6K7QpXaysDaCMpY2UGn24jjYBzMt5sn3dB7EzMzmD1E CvXZbD5azlp0fLN0SYCmlQ== 0001095811-00-001084.txt : 20000424 0001095811-00-001084.hdr.sgml : 20000424 ACCESSION NUMBER: 0001095811-00-001084 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20000421 GROUP MEMBERS: CAROLINE W. SINGLETON GROUP MEMBERS: DONALD E. RUGG GROUP MEMBERS: SINGLETON GROUP LLC GROUP MEMBERS: WILLIAM W. SINGLETON SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WATER PIK TECHNOLOGIES INC CENTRAL INDEX KEY: 0001094286 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 251843384 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-57247 FILM NUMBER: 606621 BUSINESS ADDRESS: STREET 1: 660 NEWPORT CENTER DRIVE STREET 2: STE 470 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9497193700 MAIL ADDRESS: STREET 1: 660 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SINGLETON GROUP LLC CENTRAL INDEX KEY: 0001112049 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 335 N MAPLE DR STREET 2: STE 177 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 MAIL ADDRESS: STREET 1: 335 N MAPLE DR STREET 2: STE 177 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 SC 13G 1 SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Water Pik Technologies, Inc. ---------------------------------------------------------------- (Name of Issuer) Common Stock ------------------------------------------------- (Title of Class of Securities) 94113U 10 0 ---------------------------------------------------------------- (CUSIP Number) April 13, 2000 ----------------------------------------------------------------- (Date of Event Requiring Filing) Check the appropriate box to designate the rule pursuant to which this Schedule is filed Rule 13d-1(b) --- X Rule 13d-1(c) --- Rule 13d-1(d) --- - -------------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 8 2 - --------------------- ----------------- CUSIP No. 94113U 10 0 13G Page 2 of 8 Pages - --------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Singleton Group LLC, I.R.S. No. 95-4786924 - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (A)[X] (B)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZEN OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 ---------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 699,966 OWNED BY ---------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 0 ---------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 699,966 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 699,966 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.1% (based on the number of shares outstanding as of March 21, 2000 as reported on Water Pik's Definitive Proxy Statement filed with the Securities and Exchange Commission ("SEC") on March 30, 2000). - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- -2- 3 - --------------------- ----------------- CUSIP No. 94113U 10 0 13G Page 3 of 8 Pages - --------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON William W. Singleton - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (A)[X] (B)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZEN OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 ---------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 699,966 OWNED BY ---------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 0 ---------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 699,966 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 699,966 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.1% (based on the number of shares outstanding as of March 21, 2000 as reported on Water Pik's Definitive Proxy Statement filed with the SEC on March 30, 2000). - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- -3- 4 - --------------------- ----------------- CUSIP No. 94113U 10 0 13G Page 4 of 8 Pages - --------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Caroline W. Singleton - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (A)[X] (B)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZEN OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 ---------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 699,966 OWNED BY ---------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 0 ---------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 699,966 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 699,966 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.1% (based on the number of shares outstanding as of March 21, 2000 as reported on Water Pik's Definitive Proxy Statement filed with the SEC on March 30, 2000). - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- -4- 5 - --------------------- ----------------- CUSIP No. 94113U 10 0 13G Page 5 of 8 Pages - --------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Donald E. Rugg - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (A)[X] (B)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZEN OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 15 ---------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 699,966 OWNED BY ---------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 15 ---------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 699,966 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 699,981 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.1% (based on the number of shares outstanding as of March 21, 2000 as reported on Water Pik's Definitive Proxy Statement filed with the SEC on March 30, 2000). - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- -5- 6 - --------------------- ----------------- CUSIP No. 94113U 10 0 13G Page 6 of 8 Pages - --------------------- ----------------- ITEM 1(a). NAME OF ISSUER. Water Pik Technologies, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. 660 Newport Beach Drive, Suite 420 Newport Beach, California 92660 ITEMS 2(a) NAME OF PERSON FILING; ADDRESS OF AND 2(b). PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE. Singleton Group LLC 335 N. Maple Drive, Suite 177 Beverly Hills, California 90210 William W. Singleton 335 N. Maple Drive, Suite 177 Beverly Hills, California 90210 Caroline W. Singleton 335 N. Maple Drive, Suite 177 Beverly Hills, California 90210 Donald E. Rugg 335 N. Maple Drive, Suite 177 Beverly Hills, California 90210 ITEM 2(c). CITIZENSHIP. The Singleton Group LLC is a Delaware limited liability company. William W. Singleton, Caroline W. Singleton, and Donald E. Rugg are United States citizens. ITEM 2(d). TITLE OF CLASS OF SECURITIES. Common Stock, $.01 par value per share. ITEM 2(e). CUSIP NUMBER. 94113U 10 0 ITEM 3. FILINGS PURSUANT TO RULES 13D-1(b) OR 13D-2(b): N/A. ITEM 4. OWNERSHIP. The Survivor's Trust of the Singleton Family Trust (the "TRUST") is transferring 699,966 shares (the "SHARES") of the common stock, $.01 par value per share (the "COMMON STOCK"), of Water Pik Technologies, Inc. (the "COMPANY") to the Singleton Group LLC, a Delaware limited liability company of which the Trust is the sole member. William W. Singleton, Caroline W. Singleton and Donald E. Rugg share voting and dispositive power with respect to the Shares in their capacity as managers of the LLC. Each of the Singleton Group LLC, William W. Singleton, Caroline W. Singleton and Don Rugg ("Reporting Persons") may be deemed to beneficially own at least 699,966 shares of Common Stock, which constitute 7.1% of the outstanding shares of Common Stock as of March 21, 2000 as reported in the Company's Definitive Proxy Statement filed with the SEC on March 30, 2000. The Reporting Persons share voting and dispositive powers with respect to 699,966 shares of Common Stock. Donald E. Rugg owns an additional 15 shares of Common Stock directly, with respect to which he has sole voting and dispositive power. -6- 7 - --------------------- ----------------- CUSIP No. 94113U 10 0 13G Page 7 of 8 Pages - --------------------- ----------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. N/A. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. N/A. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. [Signature Page Follows] -7- 8 - --------------------- ----------------- CUSIP No. 94113U 10 0 13G Page 8 of 8 Pages - --------------------- ----------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 19, 2000 Singleton Group LLC, a Delaware limited liability company By: /s/ CAROLINE W. SINGLETON ------------------------------------- Caroline W. Singleton, Manager /s/ CAROLINE W. SINGLETON ---------------------------------------- Caroline W. Singleton /s/ WILLIAM W. SINGLETON ---------------------------------------- William W. Singleton /s/ DONALD E. RUGG ---------------------------------------- Donald E. Rugg -8- EX-7.1 2 EXHIBIT 7.1 1 AGREEMENT REGARDING JOINT FILING OF STATEMENT ON SCHEDULE 13G In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the persons named below agrees to the joint filing on behalf of each of them of a Statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, par value $.01 per share, of Water Pik Technologies, Inc., a Delaware corporation, and further agrees that this Joint Filing Agreement be included as an exhibit to such filings provided that, as contemplated by Section 13d-1(k)(l)(ii), no person shall be responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. Dated: As of April 19, 2000 Singleton Group, LLC, a Delaware limited liability company By: /s/ CAROLINE W. SINGLETON ---------------------------------------- Caroline W. Singleton, Manager /s/ CAROLINE W. SINGLETON ---------------------------------------- Caroline W. Singleton /s/ WILLIAM W. SINGLETON ---------------------------------------- William W. Singleton /s/ DONALD E. RUGG ---------------------------------------- Donald E. Rugg -9- -----END PRIVACY-ENHANCED MESSAGE-----