0001638599-18-000365.txt : 20180326
0001638599-18-000365.hdr.sgml : 20180326
20180326101319
ACCESSION NUMBER: 0001638599-18-000365
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171128
FILED AS OF DATE: 20180326
DATE AS OF CHANGE: 20180326
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TSENGAS STEVEN
CENTRAL INDEX KEY: 0001138571
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31279
FILM NUMBER: 18711841
MAIL ADDRESS:
STREET 1: 1300 EAST ST
CITY: FAIRPORT HARBOR
STATE: OH
ZIP: 44077
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OURPETS CO
CENTRAL INDEX KEY: 0001094139
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089]
IRS NUMBER: 341480558
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1300 EAST ST
CITY: FAIRPORT HARBOR
STATE: OH
ZIP: 44077
BUSINESS PHONE: 4403546500
MAIL ADDRESS:
STREET 1: 1300 EAST ST
CITY: FAIRPORT HARBOR
STATE: OH
ZIP: 44077
4
1
doc4_5329.xml
PRIMARY DOCUMENT
X0306
4
2017-11-28
0
0001094139
OURPETS CO
OPCO
0001138571
TSENGAS STEVEN
1300 EAST STREET
FAIRPORT HARBOR
OH
44077
1
1
1
0
CEO
Common Stock
772712
I
By Spouse
Common Stock
100000
I
Custodian UGM
Common Stock
3062885
D
Common Stock
30065
I
By Partnership
Common Stock
44104
I
By Partnership
Common Stock
2987885
D
Common Stock
3287885
D
Common Stock
3192430
D
Common Stock
3549798
D
Common Stock
3373655
D
Common Stock
3573655
D
Common Stock
3473655
D
Common Stock
3479155
D
Common Stock
3483655
D
Common Stock
45612
I
By Partnership
Common Stock
3433655
D
Common Stock
3814246
D
Common Stock
72001
I
By Partnership
Common Stock
124001
I
By Partnership
Common Stock
3764246
D
Commonn Stock
3734246
D
Common Stock
125125
I
By Partnership
Common Stock
134404
I
By Partnership
Common Stock
2017-11-28
4
P
0
294
1.31
A
134695
I
By Partnership
Common Stock
2017-11-28
4
P
0
520
1.31
A
135215
I
By Partnership
Common Stock
2017-11-28
4
P
0
2600
1.31
A
137815
I
By Partnership
Warrant
0.6794
2006-08-02
2013-08-02
Common
0
0
D
Preferred Stock
0.7
2010-01-28
Common
52000
0
I
By Partnership
Warrant
0.7999
2010-06-28
2015-06-28
Common
0
0
D
Warrant
0.8448
2010-07-16
2015-07-16
Common
0
0
D
Warrant
0.9678
2010-10-18
2015-10-18
Common
0
0
D
Warrant
0.4926
2012-11-08
2017-11-08
Common
26389
0
I
By Partnership
Warrant
0.4138
2012-12-07
2017-12-07
Common
380591
0
D
Option
0.495
2008-06-20
2013-06-20
Common
0
0
D
Warrant
0.4898
2008-06-20
2013-06-20
Common
0
0
I
By Partnership
Warrant
0.4898
2008-06-20
2013-06-20
Common
0
0
I
By Partnership
Warrant
0.5419
2013-10-10
2018-10-10
Common
127323
127323
D
Option
0.35
2006-04-28
2014-04-28
Common
0
0
D
Warrant
0.4436
2009-09-17
2014-09-17
Common
0
0
D
Option
0.29
2006-10-01
2014-10-01
Common
0
0
D
Conversion of Preferred Stock into Common Stock has no expiration date.
Mr. Tsengas does not have a pecuniary interest in and is not a beneficial owner of the shares held by the Tsengas Foundation, an Ohio non-profit corporation, which is a tax-exempt, charitable foundation. The shares held by the foundation have been excluded from the amount of securities.
Shares were acquired through cashless exercise of options originally granted April 28, 2004
Shares were acquired through cashless exercise of warrants originally granted September 17,2009
Shares were acquired through issuance of options originally granted October 1, 2004
Shares were acquired through purchase of warrants granted on December 7, 2012.
Shares were acquired through purchase of warrants granted on November 8, 2012.
Shares were converted to 10 shares Common stock for every 1 share Preferred Stock which was originally purchased on January 28, 2010.
Shares were gifted to grandchildren.
Shares where purchased through SENK Properties which is 52% owned by Steven Tsengas.
/s/Steven Tsengas
2018-03-26