0001638599-18-000365.txt : 20180326 0001638599-18-000365.hdr.sgml : 20180326 20180326101319 ACCESSION NUMBER: 0001638599-18-000365 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171128 FILED AS OF DATE: 20180326 DATE AS OF CHANGE: 20180326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TSENGAS STEVEN CENTRAL INDEX KEY: 0001138571 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31279 FILM NUMBER: 18711841 MAIL ADDRESS: STREET 1: 1300 EAST ST CITY: FAIRPORT HARBOR STATE: OH ZIP: 44077 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OURPETS CO CENTRAL INDEX KEY: 0001094139 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 341480558 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1300 EAST ST CITY: FAIRPORT HARBOR STATE: OH ZIP: 44077 BUSINESS PHONE: 4403546500 MAIL ADDRESS: STREET 1: 1300 EAST ST CITY: FAIRPORT HARBOR STATE: OH ZIP: 44077 4 1 doc4_5329.xml PRIMARY DOCUMENT X0306 4 2017-11-28 0 0001094139 OURPETS CO OPCO 0001138571 TSENGAS STEVEN 1300 EAST STREET FAIRPORT HARBOR OH 44077 1 1 1 0 CEO Common Stock 772712 I By Spouse Common Stock 100000 I Custodian UGM Common Stock 3062885 D Common Stock 30065 I By Partnership Common Stock 44104 I By Partnership Common Stock 2987885 D Common Stock 3287885 D Common Stock 3192430 D Common Stock 3549798 D Common Stock 3373655 D Common Stock 3573655 D Common Stock 3473655 D Common Stock 3479155 D Common Stock 3483655 D Common Stock 45612 I By Partnership Common Stock 3433655 D Common Stock 3814246 D Common Stock 72001 I By Partnership Common Stock 124001 I By Partnership Common Stock 3764246 D Commonn Stock 3734246 D Common Stock 125125 I By Partnership Common Stock 134404 I By Partnership Common Stock 2017-11-28 4 P 0 294 1.31 A 134695 I By Partnership Common Stock 2017-11-28 4 P 0 520 1.31 A 135215 I By Partnership Common Stock 2017-11-28 4 P 0 2600 1.31 A 137815 I By Partnership Warrant 0.6794 2006-08-02 2013-08-02 Common 0 0 D Preferred Stock 0.7 2010-01-28 Common 52000 0 I By Partnership Warrant 0.7999 2010-06-28 2015-06-28 Common 0 0 D Warrant 0.8448 2010-07-16 2015-07-16 Common 0 0 D Warrant 0.9678 2010-10-18 2015-10-18 Common 0 0 D Warrant 0.4926 2012-11-08 2017-11-08 Common 26389 0 I By Partnership Warrant 0.4138 2012-12-07 2017-12-07 Common 380591 0 D Option 0.495 2008-06-20 2013-06-20 Common 0 0 D Warrant 0.4898 2008-06-20 2013-06-20 Common 0 0 I By Partnership Warrant 0.4898 2008-06-20 2013-06-20 Common 0 0 I By Partnership Warrant 0.5419 2013-10-10 2018-10-10 Common 127323 127323 D Option 0.35 2006-04-28 2014-04-28 Common 0 0 D Warrant 0.4436 2009-09-17 2014-09-17 Common 0 0 D Option 0.29 2006-10-01 2014-10-01 Common 0 0 D Conversion of Preferred Stock into Common Stock has no expiration date. Mr. Tsengas does not have a pecuniary interest in and is not a beneficial owner of the shares held by the Tsengas Foundation, an Ohio non-profit corporation, which is a tax-exempt, charitable foundation. The shares held by the foundation have been excluded from the amount of securities. Shares were acquired through cashless exercise of options originally granted April 28, 2004 Shares were acquired through cashless exercise of warrants originally granted September 17,2009 Shares were acquired through issuance of options originally granted October 1, 2004 Shares were acquired through purchase of warrants granted on December 7, 2012. Shares were acquired through purchase of warrants granted on November 8, 2012. Shares were converted to 10 shares Common stock for every 1 share Preferred Stock which was originally purchased on January 28, 2010. Shares were gifted to grandchildren. Shares where purchased through SENK Properties which is 52% owned by Steven Tsengas. /s/Steven Tsengas 2018-03-26