SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Spirk John W

(Last) (First) (Middle)
2200 OVERLOOK ROAD

(Street)
CLEVELAND OH US 44106

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OURPETS CO [ OPCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/02/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 57,155 I By Partnership
Common Stock 03/31/2014 M 5,110 A $0 52,579 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Preferred Stock $0.7 01/28/2010 (2) Common 35,720 3,572 I By Partnership
Option $0.75 05/21/2012(1) 05/21/2015 Common 7,000 7,000 D
Option $0.79 05/27/2013(1) 05/27/2016 Common 7,000 7,000 D
Option $0.44 05/24/2014(1) 05/25/2017 Common 7,000 7,000 D
Warrant $0.5 11/08/2012 11/08/2017 Common 16,650 16,650 I By Partnership
Option $0.61 06/10/2013 06/10/2018 Common 7,000 7,000 D
Option $0.27 05/15/2011(1) 05/15/2014 Common 7,000 0 D
Warrant $0.4998 06/20/2008 06/20/2013 Common 31,909 0 I By Partnership
Option $0.45 06/20/2008 06/20/2013 Common 7,000 0 D
Option $1.09 06/02/2014 A 7,000 06/02/2014 06/02/2019 Common 7,000 $0 7,000 D
Explanation of Responses:
1. Options vest 1/3 on each of the 2nd, 3rd and 4th anniversaries of grant date.
2. Conversion of Preferred Stock into Common Stock has no expiration date
/s/John W. Spirk 06/04/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.