0001181431-14-019256.txt : 20140513 0001181431-14-019256.hdr.sgml : 20140513 20140513080952 ACCESSION NUMBER: 0001181431-14-019256 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140512 FILED AS OF DATE: 20140513 DATE AS OF CHANGE: 20140513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWTEK BUSINESS SERVICES, INC. CENTRAL INDEX KEY: 0001094019 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 113504638 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 212 WEST 35TH STREET STREET 2: SECOND FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: (212) 356-9500 MAIL ADDRESS: STREET 1: 212 WEST 35TH STREET STREET 2: SECOND FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: NEWTEK BUSINESS SERVICES INC DATE OF NAME CHANGE: 20021126 FORMER COMPANY: FORMER CONFORMED NAME: NEWTEK CAPITAL INC DATE OF NAME CHANGE: 20000229 FORMER COMPANY: FORMER CONFORMED NAME: TWG INC DATE OF NAME CHANGE: 19991213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SLOANE BARRY CENTRAL INDEX KEY: 0001124485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16123 FILM NUMBER: 14835408 4 1 rrd409238.xml X0306 4 2014-05-12 0 0001094019 NEWTEK BUSINESS SERVICES, INC. NEWT 0001124485 SLOANE BARRY 212 WEST 35TH STREET FLOOR 2 NEW YORK NY 10001 1 1 1 0 Chairman & CEO Common Stock 2014-05-12 4 P 0 6000 2.6897 A 4736464 D Common Stock 2014-05-12 4 P 0 1200 2.6898 A 4737664 D Barry Sloane 2014-05-13