-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GRIvZuEjPnwdnDb9Q0U+UEwqLzEE5vWXROm+DlQb1PmgvU8S78140lUQGs+gRd0P 8YVofXVf3eJMY4dVkdji4g== 0001193125-05-032935.txt : 20050218 0001193125-05-032935.hdr.sgml : 20050218 20050218151051 ACCESSION NUMBER: 0001193125-05-032935 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050218 DATE AS OF CHANGE: 20050218 GROUP MEMBERS: SUMITHRA RAVI SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SONICWALL INC CENTRAL INDEX KEY: 0001093885 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 770270079 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58485 FILM NUMBER: 05627242 BUSINESS ADDRESS: STREET 1: 1160 BORDEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087459600 MAIL ADDRESS: STREET 1: 5400 BETSY ROSS DR CITY: SANTA CLARA STATE: CA ZIP: 95054 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RAVI SUDHAKAR CENTRAL INDEX KEY: 0001134887 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1160 BORDEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087527802 MAIL ADDRESS: STREET 1: 1160 BRODEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G/A Schedule 13G/A
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 4 )*

 

 

 

SonicWALL, Inc.


(Name of Issuer)

 

Common Stock


(Title of Class of Securities)

 

 

835470105


                                (CUSIP Number)                                

 

12/31/04


(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

SEC 1745 (12-02)


CUSIP No. 835470105

 

  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

            Sudhakar Ravi

   
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   
  3.  

SEC Use Only

 

   
  4.  

Citizenship or Place of Organization

 

            United States of America

   

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

  5.    Sole Voting Power

 

                4,373,286


  6.    Shared Voting Power

 

                597,500*


  7.    Sole Dispositive Power

 

                4,373,286


  8.    Shared Dispositive Power

 

                597,500*

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            4,970,786*

   
10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

   
11.  

Percent of Class Represented by Amount in Row (9)

 

            7.0%

   
12.  

Type of Reporting Person (See Instructions)

 

            IN

   

 

 

Page 2 of 6 pages


CUSIP No. 835470105

 

  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

            Sumithra Ravi

   
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   
  3.  

SEC Use Only

 

   
  4.  

Citizenship or Place of Organization

 

            United States of America

   

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

  5.    Sole Voting Power

 

                -0-


  6.    Shared Voting Power

 

                597,500*


  7.    Sole Dispositive Power

 

                -0-


  8.    Shared Dispositive Power

 

                597,500*

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            597,500*

   
10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

   
11.  

Percent of Class Represented by Amount in Row (9)

 

            0.8%

   
12.  

Type of Reporting Person (See Instructions)

 

            IN

   

 

 

Page 3 of 6 pages


Item 1.

 

(a)

  

Name of Issuer:

 

SonicWALL, Inc.

         
   

(b)

  

Address of Issuer’s Principal Executive Offices:

 

1143 Borregas Avenue, Sunnyvale, CA 94089

         

Item 2.

 

(a)

  

Name of Person Filing:

 

Sudhakar Ravi and Sumithra Ravi, husband and wife

         
   

(b)

  

Address of Principal Business Office or, if none, Residence:

 

c/o Code Green Networks, Inc., 840 W. California Avenue, Sunnyvale, CA 94086

         
   

(c)

  

Citizenship:

 

United States of America

         
   

(d)

  

Title of Class of Securities:

 

Common Stock

         
   

(e)

  

CUSIP Number:    

 

835470105

         

Item 3.

 

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

Not applicable.

    

 

Page 4 of 6 pages


Item 4.   

Ownership

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

         
     (a)   

Amount beneficially owed:

 

Sudhakar Ravi: 4,970,786 shares*

Sumithra Ravi: 597,500 shares*

         
     (b)   

Percent of class:

 

Sudhakar Ravi: 7.0%, based on 71,477,578 outstanding shares of Common Stock of the Issuer as of September 30, 2004, as reported in the Issuer’s Form 10-Q filed November 9, 2004.

 

Sumithra Ravi: 0.8%, based on 71,477,578 outstanding shares of Common Stock of the Issuer as of September 30, 2004, as reported in the Issuer’s Form 10-Q filed November 9, 2004.

         
     (c)    Number of shares as to which the person has:          
          (i)   

Sole power to vote or to direct the vote

 

Sudhakar Ravi: 4,373,286 shares

Sumithra Ravi: 0 shares

         
          (ii)   

Shared power to vote or to direct the vote

 

Sudhakar Ravi: 597,500 shares*

Sumithra Ravi: 597,500 shares*

         
          (iii)   

Sole power to dispose or to direct the disposition of

 

Sudhakar Ravi: 4,373,286 shares

Sumithra Ravi: 0 shares

         
          (iv)   

Shared power to dispose or to direct the disposition of

 

Sudhakar Ravi: 597,500 shares*

Sumithra Ravi: 597,500 shares*

         

*  Includes 597,500 shares held by Sudhakar and Sumithra Ravi 1999 Trust.

         

Item 5.

  

Ownership of Five Percent or Less of a Class

 

Not applicable.

    

Item 6.

  

Ownership of More than Five Percent on Behalf of Another Person

 

Not applicable.

         

Item 7.

  

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not applicable.

Item 8.

  

Identification and Classification of Members of the Group

 

Not applicable.

         

Item 9.

  

Notice of Dissolution of Group

 

Not applicable.

         

Item 10.

  

Certification

 

Not applicable.

         

 

Page 5 of 6 pages


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 18, 2005


Date

/s/    Sudhakar Ravi        


Signature
Sudhakar Ravi

Name/Title

 

February 18, 2005


Date

/s/    Sumithra Ravi        


Signature
Sumithra Ravi

Name/Title

 

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

 

NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties for whom copies are to be sent.

 

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

 

Page 6 of 6 pages

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