FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
ZIONS BANCORPORATION /UT/ [ ZION ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/03/2005 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 12/03/2005 | A | 201,502 | A | (1) | 201,502 | D | |||
Common Stock | 12/03/2005 | A | 82,708 | A | (2) | 284,210 | D | |||
Common Stock | 12/03/2005 | A | 15,202 | A | (3) | 15,202 | I | By 401(K) Plan |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $13.16 | 12/03/2005 | A(4) | 1,034 | 12/03/2005 | 03/31/2006 | Common Stock | 1,034 | $0 | 1,034 | D | ||||
Stock Option (right to buy) | $13.16 | 12/03/2005 | A(4) | 5,393 | 12/03/2005 | 11/19/2006 | Common Stock | 5,393 | $0 | 5,393 | D | ||||
Stock Option (right to buy) | $24.53 | 12/03/2005 | A(4) | 19,850 | 12/03/2005 | 01/02/2008 | Common Stock | 19,850 | $0 | 19,850 | D | ||||
Stock Option (right to buy) | $28.6 | 12/03/2005 | A(4) | 940 | 12/03/2005 | 01/04/2009 | Common Stock | 940 | $0 | 940 | D | ||||
Stock Option (right to buy) | $31.59 | 12/03/2005 | A(4) | 940 | 12/03/2005 | 01/01/2010 | Common Stock | 940 | $0 | 940 | D | ||||
Stock Option (right to buy) | $30.95 | 12/03/2005 | A(4) | 14,112 | 12/03/2005 | 04/27/2010 | Common Stock | 14,112 | $0 | 14,112 | D | ||||
Stock Option (right to buy) | $64.18 | 12/03/2005 | A(4) | 846 | 12/03/2005 | 01/02/2011 | Common Stock | 846 | $0 | 846 | D | ||||
Stock Option (right to buy) | $43.31 | 12/03/2005 | A(4) | 12,544 | 12/03/2005 | 03/13/2011 | Common Stock | 12,544 | $0 | 12,544 | D | ||||
Stock Option (right to buy) | $48.57 | 12/03/2005 | A(4) | 1,128 | 12/03/2005 | 01/02/2012 | Common Stock | 1,128 | $0 | 1,128 | D | ||||
Stock Option (right to buy) | $43.32 | 12/03/2005 | A(4) | 12,544 | 12/03/2005 | 02/06/2012 | Common Stock | 12,544 | $0 | 12,544 | D | ||||
Stock Option (right to buy) | $51.14 | 12/03/2005 | A(4) | 31,360 | 12/03/2005 | 06/04/2012 | Common Stock | 31,360 | $0 | 31,360 | D | ||||
Stock Option (right to buy) | $75.85 | 12/03/2005 | A | 24,000 | 12/03/2006(5) | 12/02/2012 | Common Stock | 24,000 | $0 | 24,000 | D | ||||
Stock Option (right to buy) | $46.37 | 12/03/2005 | A(4) | 564 | 12/03/2005 | 01/02/2013 | Common Stock | 564 | $0 | 564 | D | ||||
Stock Option (right to buy) | $48.67 | 12/03/2005 | A(4) | 9,408 | 12/03/2005 | 06/25/2013 | Common Stock | 9,408 | $0 | 9,408 | D | ||||
Stock Option (right to buy) | $67.91 | 12/03/2005 | A(4) | 14,112 | 12/03/2005 | 06/25/2014 | Common Stock | 14,112 | $0 | 14,112 | D | ||||
Stock Option (right to buy) | $58.26 | 12/03/2005 | A(4) | 16,620 | 12/03/2005 | 05/18/2015 | Common Stock | 16,620 | $0 | 16,620 | D |
Explanation of Responses: |
1. Pursuant to the Agreement and Plan of Merger, dated as of July 5, 2005, (the ''Merger Agreement''), between Zions Bancorporation (''Zions''), Independence Merger Company, Inc. and Amegy Bancorporation, Inc. ("Amegy''), at the effective time of the merger on December 3, 2005, each outstanding share of Amegy common stock was converted into the right to receive either .3136 shares of Zions common stock or $23.88 in cash, at each shareholder's election and subject to proration as described in the Merger Agreement. The amounts of Zions common stock received by the reporting person in consideration for his 201,502 shares of Amegy common stock have not yet been determined and will be reported by an amendment to this Form 4. |
2. Pursuant to the Merger Agreement, at the effective time of the merger on December 3, 2005, each outstanding share of restricted Amegy common stock was converted into .3136 shares of Zions common stock, subject to the same terms and conditions. The amounts of restricted Zions common stock received by the reporting person in consideration of his shares of restricted Amegy common stock have not yet been determined and will be reported by an amendment to this Form 4. |
3. Pursuant to the Merger Agreement, at the effective time of the merger on December 3, 2005, each outstanding share of Amegy common stock held in the Amegy Bank 401(k) Savings Plan (the "Plan") was converted into the right to receive either .3136 shares of Zions common stock or $23.88 in cash, at the Plan's election and subject to proration as described in the Merger Agreement. Prior the the effective time of the merger the reporting persion indirectly owned 15,202 shares of Amegy common stock through the Plan. The amounts of Zions common stock indirectly owned by the reporting person through the Plan have not yet been determined and will be reported by an amendment to this Form 4. |
4. Pursuant to the Merger Agreement, at the effective time of the merger on December 3, 2005, each outstanding option to purchase Amegy common stock was converted into an option to purchase Zions common stock on the same terms, except that the number of options was adjusted by multiplying the number of Amegy options by .3136 and the exercise price was adjusted by dividing the Amegy exercise price by .3136. |
5. Options granted under the Zions Bancorporation 2005 Stock Option and Incentive Plan. Options vest 50% for one year and 25% for second and third years. |
/s/Thomas E. Laursen as attorney in fact | 12/06/2005 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |