0001104659-20-124374.txt : 20201112
0001104659-20-124374.hdr.sgml : 20201112
20201112160158
ACCESSION NUMBER: 0001104659-20-124374
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201109
FILED AS OF DATE: 20201112
DATE AS OF CHANGE: 20201112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silver Jonathan M
CENTRAL INDEX KEY: 0001745274
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34392
FILM NUMBER: 201306507
MAIL ADDRESS:
STREET 1: 3027 N STREET NW
CITY: WASHINGTON
STATE: DC
ZIP: 20007
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUG POWER INC
CENTRAL INDEX KEY: 0001093691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 223672377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
BUSINESS PHONE: 5187827700
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
4
1
a4.xml
4
X0306
4
2020-11-09
0
0001093691
PLUG POWER INC
PLUG
0001745274
Silver Jonathan M
C/O PLUG POWER INC.
968 ALBANY SHAKER ROAD
LATHAM
NY
12110
1
0
0
0
Common Stock
2020-11-09
4
M
0
15520
1.94
A
59856
D
Common Stock
2020-11-09
4
M
0
27056
2.31
A
86912
D
Common Stock
2020-11-09
4
S
0
42576
20.0019
D
44336
D
Stock Option (Right to Buy)
1.94
2020-11-09
4
M
0
15520
0
D
2028-06-25
Common Stock
15520
0
D
Stock Option (Right to Buy)
2.31
2020-11-09
4
M
0
27056
0
D
2029-05-09
Common Stock
27056
0
D
Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of September 14, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof.
/s/ Gerard L. Conway Jr., Attorney-in-Fact
2020-11-12