0001104659-20-101450.txt : 20200901 0001104659-20-101450.hdr.sgml : 20200901 20200901170533 ACCESSION NUMBER: 0001104659-20-101450 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200819 FILED AS OF DATE: 20200901 DATE AS OF CHANGE: 20200901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hull Martin Daniel CENTRAL INDEX KEY: 0001637696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 201154986 MAIL ADDRESS: STREET 1: 37 CHESTERWOOD DRIVE CITY: SELKIRK STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 a4.xml 4 X0306 4 2020-08-19 0 0001093691 PLUG POWER INC PLUG 0001637696 Hull Martin Daniel C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 0 1 0 0 Corporate Controller and CAO Plug Power Common Stock 2020-08-19 4 M 0 16667 A 25503 D Plug Power Common Stock 2020-08-19 4 F 0 7559 13.65 D 17944 D Plug Power Common Stock 2020-08-28 4 M 0 13334 A 31278 D Plug Power Common Stock 2020-08-28 4 F 0 6047 13.07 D 25231 D Plug Power Common Stock 2020-08-31 4 M 0 33333 2.14 A 58564 D Plug Power Common Stock 2020-08-31 4 S 0 33333 13.11 D 25231 D Restricted Stock Unit 2020-08-19 4 M 0 16667 0 D Common Stock 16667 33333 D Restricted Stock Unit 2020-08-28 4 M 0 13334 0 D Common Stock 13334 13333 D Stock Option (Right to Buy) 2.14 2020-08-31 4 M 0 33333 0 D 2027-08-31 Common Stock 33333 0 D Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020. On August 19, 2019, the Reporting Person was granted 50,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. On August 28, 2018, the Reporting Person was granted 40,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. 33,334 options vested on August 31, 2018, 33,333 options vested on August 31, 2019 and 33,333 options vested on August 31, 2020. /s/ Gerard L. Conway, Jr., Attorney-in-Fact 2020-09-01