0001104659-20-101450.txt : 20200901
0001104659-20-101450.hdr.sgml : 20200901
20200901170533
ACCESSION NUMBER: 0001104659-20-101450
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200819
FILED AS OF DATE: 20200901
DATE AS OF CHANGE: 20200901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hull Martin Daniel
CENTRAL INDEX KEY: 0001637696
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34392
FILM NUMBER: 201154986
MAIL ADDRESS:
STREET 1: 37 CHESTERWOOD DRIVE
CITY: SELKIRK
STATE: NY
ZIP: 12110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUG POWER INC
CENTRAL INDEX KEY: 0001093691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 223672377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
BUSINESS PHONE: 5187827700
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
4
1
a4.xml
4
X0306
4
2020-08-19
0
0001093691
PLUG POWER INC
PLUG
0001637696
Hull Martin Daniel
C/O PLUG POWER INC.
968 ALBANY SHAKER ROAD
LATHAM
NY
12110
0
1
0
0
Corporate Controller and CAO
Plug Power Common Stock
2020-08-19
4
M
0
16667
A
25503
D
Plug Power Common Stock
2020-08-19
4
F
0
7559
13.65
D
17944
D
Plug Power Common Stock
2020-08-28
4
M
0
13334
A
31278
D
Plug Power Common Stock
2020-08-28
4
F
0
6047
13.07
D
25231
D
Plug Power Common Stock
2020-08-31
4
M
0
33333
2.14
A
58564
D
Plug Power Common Stock
2020-08-31
4
S
0
33333
13.11
D
25231
D
Restricted Stock Unit
2020-08-19
4
M
0
16667
0
D
Common Stock
16667
33333
D
Restricted Stock Unit
2020-08-28
4
M
0
13334
0
D
Common Stock
13334
13333
D
Stock Option (Right to Buy)
2.14
2020-08-31
4
M
0
33333
0
D
2027-08-31
Common Stock
33333
0
D
Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.
Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.
Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020.
On August 19, 2019, the Reporting Person was granted 50,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.
On August 28, 2018, the Reporting Person was granted 40,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.
33,334 options vested on August 31, 2018, 33,333 options vested on August 31, 2019 and 33,333 options vested on August 31, 2020.
/s/ Gerard L. Conway, Jr., Attorney-in-Fact
2020-09-01