0001104659-16-164540.txt : 20161230 0001104659-16-164540.hdr.sgml : 20161230 20161230160322 ACCESSION NUMBER: 0001104659-16-164540 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161215 FILED AS OF DATE: 20161230 DATE AS OF CHANGE: 20161230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Air Liquide Investissements d'Avenir et de Demonstration CENTRAL INDEX KEY: 0001575915 STATE OF INCORPORATION: I0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 162077609 BUSINESS ADDRESS: STREET 1: 6, RUE COGNACQ JAY CITY: PARIS STATE: I0 ZIP: 75007 BUSINESS PHONE: 330144434645 MAIL ADDRESS: STREET 1: 6, RUE COGNACQ JAY CITY: PARIS STATE: I0 ZIP: 75007 4 1 a4.xml 4 X0306 4 2016-12-15 0 0001093691 PLUG POWER INC PLUG 0001575915 Air Liquide Investissements d'Avenir et de Demonstration 6, RUE COGNACQ JAY PARIS I0 75007 FRANCE 1 0 0 0 Common Stock 2016-12-15 4 A 0 19000 1.3800 A 58324 D Common Stock 2016-12-21 4 S 0 19000 1.3800 D 39324 D The reporting person received 19,000 shares of Common Stock as a payment-in-kind dividend on 10,431 shares of Series C Redeemable, Convertible Preferred Stock owned on the record date. Xavier Pontone serves on the board of directors of Plug Power Inc. as the representative of Air Liquide Investissements d'Avenir et de Demonstration. By: Air Liquide Investissements d'Avenir et de Demonstration, /s/ Eric Sebellin, Directeur de la societe of Air Liq. Inv. 2016-12-30