0001144204-15-006432.txt : 20150205
0001144204-15-006432.hdr.sgml : 20150205
20150205192827
ACCESSION NUMBER: 0001144204-15-006432
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150204
FILED AS OF DATE: 20150205
DATE AS OF CHANGE: 20150205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC
CENTRAL INDEX KEY: 0001093207
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 742846643
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
CITY: AUSTIN
STATE: TX
ZIP: 78759
BUSINESS PHONE: 5123490300
MAIL ADDRESS:
STREET 1: 11000 NORTH MOPAC EXPRESSWAY
STREET 2: .
CITY: AUSTIN
STATE: TX
ZIP: 78759
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eberwein Jeffrey E.
CENTRAL INDEX KEY: 0001548312
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15331
FILM NUMBER: 15581666
MAIL ADDRESS:
STREET 1: 1048 INDUSTRIAL COURT
CITY: SUWANEE
STATE: GA
ZIP: 30024
4
1
v400625_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-02-04
0
0001093207
CROSSROADS SYSTEMS INC
CRDS
0001548312
Eberwein Jeffrey E.
11000 NORTH MOPAC EXPRESSWAY
AUSTIN,
TX
78759
1
0
1
0
Common Stock
2015-02-04
4
P
0
10000
2.3153
A
2996717
I
By: Lone Star Value Investors, LP
Common Stock
2015-02-05
4
P
0
10000
2.4204
A
3006717
I
By: Lone Star Value Investors, LP
The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Investors, LP on June 17, 2014.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.30 to $2.365, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
Shares are held of record by Lone Star Value Investors, LP. Lone Star Value Investors GP, LLC is the general partner of, and controls, Lone Star Value Investors, LP. Lone Star Value Management, LLC exercises contractual voting and investment control over securities held by Lone Star Value Investors, LP. Mr. Eberwein is the managing member of Lone Star Value Management, LLC and exercises indirect voting and investment control over these securities. Mr. Eberwein disclaims beneficial ownership of these shares of the Issuer's common stock except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that Mr. Eberwein is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.32 to $2.46, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
/s/ Jennifer Crane, Attorney-in-Fact
2015-02-05