-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mwf1KaOSgiTzJ2bmN3Evj/dg6Kj/MXfiVrtF4oLulFZBlsBYhotA8+VL5WGS9muu clG8vBDRLRulvUu6BWh6QA== 0000930413-08-004793.txt : 20080811 0000930413-08-004793.hdr.sgml : 20080811 20080811161939 ACCESSION NUMBER: 0000930413-08-004793 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080811 DATE AS OF CHANGE: 20080811 EFFECTIVENESS DATE: 20080811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GAM USA INC CENTRAL INDEX KEY: 0001093190 IRS NUMBER: 223022029 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04941 FILM NUMBER: 081006549 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-407-4600 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL ASSET MANAGEMENT USA INC DATE OF NAME CHANGE: 19990812 13F-HR 1 c54537_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/08 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GAM USA Inc. Address: One Rockefeller Plaza New York, NY 10020 13F File Number: 28-7714 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth A. Dursht Title: General Counsel Phone: 212-407-4766 Signature, Place, and Date of Signing: Kenneth A. Dursht New York, New York 08/07/08 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of other Included Managers: 2 Form 13F Information Table Entry Total: 165 Form 13F Information Table Value Total: $1,160,694 List of other Included Managers No. 13F File Number Name 01 00-00000-000 GAM International Management Limited 02 00-00000-000 GAM London Limited GB
Form 13F Information Table GAM USA Inc. Page 1 of 7 1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- --- Voting Authority --- Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None 3M Company Common USD0.01 Com 88579Y101 83 1,200 0 0 1,200 01 1,200 0 0 Abaxis Inc. Common NPV Com 002567105 1,419 58,790 0 0 58,790 01 58,790 0 0 AbitibiBowater Inc. Common USD1.00 Com 003687100 4,094 437,669 0 0 437,669 01 437,669 0 0 AbitibiBowater Inc. Common USD1.00 Com 003687100 11,652 1,246,122 0 0 1,246,122 02 1,246,122 0 0 Air Methods Corp. Common USD0.06 Com 009128307 1,266 50,610 0 0 50,610 01 50,610 0 0 Alcoa Inc. Common USD1 Com 013817101 5,019 140,820 0 0 140,820 02 140,820 0 0 Alico Inc. Common USD1.00 Com 016230104 978 28,230 0 0 28,230 01 28,230 0 0 Altria Group Inc. Common USD0.333 Com 02209S103 21 1,040 0 0 1,040 01 1,040 0 0 Altria Group Inc. Common USD0.333 Com 02209S103 26 1,250 0 0 1,250 02 1,250 0 0 Amerigon Inc. Common NPV Com 03070L300 669 94,070 0 0 94,070 01 94,070 0 0 Anheuser-Busch Cos. Inc. Com. USD1 Com 035229103 18,651 300,000 0 0 300,000 01 300,000 0 0 Apple Incorporated Common NPV Com 037833100 204 1,200 0 0 1,200 01 1,200 0 0 ArthroCare Corporation Common USD0 Com 043136100 1,504 36,860 0 0 36,860 01 36,860 0 0 AutoZone Incorporated Common USD0. Com 053332102 6,049 50,000 0 0 50,000 01 50,000 0 0 Banco Bradesco SA ADR (1 Rep 1 Pre ADR 059460303 2,427 118,718 0 0 118,718 01 118,718 0 0 Banco Bradesco SA ADR (1 Rep 1 Pre ADR 059460303 436 21,198 0 0 21,198 01 21,198 0 0 Banco Bradesco SA ADR (1 Rep 1 Pre ADR 059460303 392 19,174 0 0 19,174 02 19,174 0 0 Bank of America Corp. Common USD0. Com 060505104 146 5,913 0 0 5,913 01 5,913 0 0 Bank of America Corp. Common USD0. Com 060505104 197 8,279 0 0 8,279 02 8,279 0 0 Barrick Gold Corporation Common NP Com 067901108 29,026 637,503 0 0 637,503 01 637,503 0 0 Barrick Gold Corporation Common NP Com 067901108 84,573 1,857,758 0 0 1,857,758 02 1,857,758 0 0 Beacon Roofing Supply Inc. Com. US Com 073685109 1,080 101,660 0 0 101,660 01 101,660 0 0 Berkley (W R) Corporation Common U Com 084423102 10,372 430,000 0 0 430,000 01 430,000 0 0 Bookham Inc. Common USD0.01 Com 09856E105 4,276 2,537,700 0 0 2,537,700 01 2,537,700 0 0 Bookham Inc. Common USD0.01 Com 09856E105 2,253 1,341,117 0 0 1,341,117 02 1,341,117 0 0 --------- 186,813
Form 13F Information Table GAM USA Inc. Page 2 of 7 1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- --- Voting Authority --- Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None Bpz Resources Inc. NPV Com 055639108 1,564 53,090 0 0 53,090 01 53,090 0 0 Bristol-Myers Squibb Co. Common US Com 110122108 47,345 2,306,700 0 0 2,306,700 01 2,306,700 0 0 Bristol-Myers Squibb Co. Common US Com 110122108 76,990 3,751,230 0 0 3,751,230 02 3,751,230 0 0 Carnival Corporation Common USD0.0 Com 143658300 1,932 58,660 0 0 58,660 02 58,660 0 0 Carrizo Oil & Gas Inc. Common USD0 Com 144577103 1,478 21,720 0 0 21,720 01 21,720 0 0 Carter's Incorporated Common USD.0 Com 146229109 1,093 78,990 0 0 78,990 01 78,990 0 0 Caterpillar Inc. Common USD1.00 Com 149123101 133 1,800 0 0 1,800 01 1,800 0 0 Century Casinos Inc. Common USD0.0 Com 156492100 1,550 470,410 0 0 470,410 01 470,410 0 0 Chevron Corp. Common USD0.75 Com 166764100 304 3,070 0 0 3,070 02 3,070 0 0 Christopher & Banks Corp. Common U Com 171046105 511 75,000 0 0 75,000 01 75,000 0 0 Chubb Corporation Common USD1.00 Com 171232101 6,130 125,000 0 0 125,000 01 125,000 0 0 Cisco Systems Inc. Common USD0.001 Com 17275R102 332 14,044 0 0 14,044 01 14,044 0 0 Cisco Systems Inc. Common USD0.001 Com 17275R102 382 16,427 0 0 16,427 02 16,427 0 0 Citigroup Incorporated Common USD0 Com 172967101 41 2,400 0 0 2,400 01 2,400 0 0 Clearwire Corp. Class A Common USD Com 185385309 993 76,650 0 0 76,650 02 76,650 0 0 Coca-Cola Company Common USD0.25 Com 191216100 190 3,660 0 0 3,660 02 3,660 0 0 Community Bancorp Common NPV Com 20343T100 301 60,060 0 0 60,060 01 60,060 0 0 Companhia Vale do Rio ADR (1 rep 1 ADR 204412209 3,904 109,058 0 0 109,058 01 109,058 0 0 Companhia Vale do Rio ADR (1 rep 1 ADR 204412209 269 7,584 0 0 7,584 01 7,584 0 0 Companhia Vale do Rio ADR (1 rep 1 ADR 204412209 740 20,679 0 0 20,679 02 20,679 0 0 Conns Inc Common USD0.01 Com 208242107 12,711 790,000 0 0 790,000 01 790,000 0 0 ConocoPhillips Common USD1.250 Com 20825C104 7,542 80,000 0 0 80,000 01 80,000 0 0 ConocoPhillips Common USD1.250 Com 20825C104 3,346 35,490 0 0 35,490 02 35,490 0 0 Consolidated Tomoka Land Common US Com 210226106 253 6,000 0 0 6,000 01 6,000 0 0 Corning Incorporated Common USD0.5 Com 219350105 145 6,300 0 0 6,300 02 6,300 0 0 --------- 170,180
Form 13F Information Table GAM USA Inc. Page 3 of 7 1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- --- Voting Authority --- Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None Cyberoptics Corp Com. NPV Com 232517102 722 73,337 0 0 73,337 01 73,337 0 0 DIRECTV Group Inc. Common USD0.01 Com 25459L106 1,339 51,660 0 0 51,660 02 51,660 0 0 Divx Inc. Com. USD0.001 Com 255413106 576 78,540 0 0 78,540 01 78,540 0 0 Dr Pepper Snapple Group-W/I Com. U Com 26138E109 6,457 307,900 0 0 307,900 01 307,900 0 0 Dr Pepper Snapple Group-W/I Com. U Com 26138E109 9,959 475,000 0 0 475,000 02 475,000 0 0 Du Pont (E.I.) de Nemours Common U Com 263534109 4,099 95,600 0 0 95,600 01 95,600 0 0 Du Pont (E.I.) de Nemours Common U Com 263534109 11,568 269,816 0 0 269,816 02 269,816 0 0 Eastman Kodak Company Common USD2. Com 277461109 16,497 1,144,400 0 0 1,144,400 01 1,144,400 0 0 Eastman Kodak Company Common USD2. Com 277461109 47,702 3,310,267 0 0 3,310,267 02 3,310,267 0 0 Electronics For Imaging Com. USD0. Com 286082102 1,487 101,810 0 0 101,810 01 101,810 0 0 El Paso Corporation Common USD3.00 Com 28336L109 90,059 4,144,472 0 0 4,144,472 01 4,144,472 0 0 El Paso Corporation Common USD3.00 Com 28336L109 169,201 7,787,258 0 0 7,787,258 02 7,787,258 0 0 Enova Systems Inc. Ord. NPV Com 29355M200 1,898 453,305 0 0 453,305 01 453,305 0 0 Enova Systems Inc. Ord. NPV Com 29355M200 4,441 1,060,970 0 0 1,060,970 02 1,060,970 0 0 Epoch Holdings Corp Common USD0.01 Com 29428R103 2,582 283,452 0 0 283,452 01 283,452 0 0 Evercore Partners Inc. Com. USD0.0 Com 29977A105 719 75,510 0 0 75,510 01 75,510 0 0 Exelon Corporation Common NPV Com 30161N101 5,584 62,100 0 0 62,100 02 62,100 0 0 Fred's Incorporated Class A Common Com 356108100 9,844 875,000 0 0 875,000 01 875,000 0 0 General Electric Co. Amer. Com. US Com 369604103 1,522 57,289 0 0 57,289 01 57,289 0 0 General Electric Co. Amer. Com. US Com 369604103 3,919 147,152 0 0 147,152 02 147,152 0 0 General Motors Corp. Common USD1.6 Com 370442105 8,000 697,793 0 0 697,793 01 697,793 0 0 General Motors Corp. Common USD1.6 Com 370442105 23,549 2,055,174 0 0 2,055,174 02 2,055,174 0 0 Gerber Scientific Common USD1.00 Com 373730100 969 85,000 0 0 85,000 01 85,000 0 0 Globaloptions Group Inc. Common US Com 37946D209 1,668 706,640 0 0 706,640 01 706,640 0 0 Harbin Electric Inc. Common USD0.0 Com 41145W109 1,247 87,756 0 0 87,756 01 87,756 0 0 --------- 425,607
Form 13F Information Table GAM USA Inc. Page 4 of 7 1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- --- Voting Authority --- Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None Hersha Hospitality Trust Common US Com 427825104 1,043 138,120 0 0 138,120 01 138,120 0 0 Home Bancshares Inc. Com. USD0.01 Com 436893200 1,484 65,960 0 0 65,960 01 65,960 0 0 Home Depot Incorporated Common USD Com 437076102 2,460 105,180 0 0 105,180 02 105,180 0 0 Human Genome Sciences Inc. Com. US Com 444903108 809 155,400 0 0 155,400 02 155,400 0 0 Huntsman Corporation Common USD0.0 Com 447011107 3,366 295,000 0 0 295,000 01 295,000 0 0 ICU Medical Incorporated Common US Com 44930G107 2,291 100,000 0 0 100,000 01 100,000 0 0 Infinity Property & Casualty Commo Com 45665Q103 6,224 150,000 0 0 150,000 01 150,000 0 0 Intel Corporation Common USD0.001 Com 458140100 4,863 226,350 0 0 226,350 02 226,350 0 0 International Paper Company Com. U Com 460146103 2,566 110,200 0 0 110,200 01 110,200 0 0 International Paper Company Com. U Com 460146103 7,413 318,400 0 0 318,400 02 318,400 0 0 Intl. Business Machines Corp. Com Com 459200101 180 1,500 0 0 1,500 01 1,500 0 0 iShares MSCI Singapore Index Fund Com 464286673 395 31,843 0 0 31,843 01 31,843 0 0 JDS Uniphase Corp. Common USD0.001 Com 46612J507 10,243 901,300 0 0 901,300 01 901,300 0 0 JDS Uniphase Corp. Common USD0.001 Com 46612J507 30,011 2,640,852 0 0 2,640,852 02 2,640,852 0 0 Johnson & Johnson Common USD1.00 Com 478160104 121 1,900 0 0 1,900 01 1,900 0 0 Johnson & Johnson Common USD1.00 Com 478160104 206 3,206 0 0 3,206 02 3,206 0 0 J.P. Morgan Chase & Co. Common USD Com 46625H100 71 2,022 0 0 2,022 01 2,022 0 0 J.P. Morgan Chase & Co. Common USD Com 46625H100 137 4,000 0 0 4,000 02 4,000 0 0 Jupitermedia Corp. Common USD0.01 Com 48207D101 77 54,630 0 0 54,630 01 54,630 0 0 Kensey Nash Corp Common USD0.001 Com 490057106 1,471 45,900 0 0 45,900 01 45,900 0 0 Korn/Ferry International Common US Com 500643200 1,138 72,260 0 0 72,260 01 72,260 0 0 Kraft Foods Inc A NPV Com 50075N104 156 5,491 0 0 5,491 01 5,491 0 0 Kraft Foods Inc A NPV Com 50075N104 186 6,517 0 0 6,517 02 6,517 0 0 LoJack Corporation Common USD0.01 Com 539451104 1,221 153,340 0 0 153,340 01 153,340 0 0 Lsb Industries Inc. Com. USD0.10 Com 502160104 1,396 70,310 0 0 70,310 01 70,310 0 0 --------- 79,528
Form 13F Information Table GAM USA Inc. Page 5 of 7 1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- --- Voting Authority --- Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None Martha Stewart Liv. - CL A Com. US Com 573083102 895 120,820 0 0 120,820 01 120,820 0 0 Marvell Tech. Group Ltd. Common US Com G5876H105 201 11,345 0 0 11,345 01 11,345 0 0 Marvell Tech. Group Ltd. Common US Com G5876H105 239 13,506 0 0 13,506 02 13,506 0 0 Matrix Service Co. Common USD0.01 Com 576853105 1,564 67,840 0 0 67,840 01 67,840 0 0 Merck & Company Inc. Common USD0.0 Com 589331107 18,998 504,400 0 0 504,400 01 504,400 0 0 Merck & Company Inc. Common USD0.0 Com 589331107 56,508 1,500,471 0 0 1,500,471 02 1,500,471 0 0 Merrill Lynch & Co. Common USD1.33 Com 590188108 253 8,000 0 0 8,000 02 8,000 0 0 Microsoft Corporation Com. USD0.00 Com 594918104 89 3,216 0 0 3,216 01 3,216 0 0 Microsoft Corporation Com. USD0.00 Com 594918104 191 6,958 0 0 6,958 02 6,958 0 0 Middleby Corp. Com. USD0.005 Com 596278101 1,975 44,990 0 0 44,990 01 44,990 0 0 Mitsubishi UFJ Fin Grp ADR (1 rep ADR 606822104 83 9,500 0 0 9,500 01 9,500 0 0 MoneyGram International USD0.01 Com 60935Y109 38 42,000 0 0 42,000 01 42,000 0 0 Monsanto Company Common USD0.01 Com 61166W101 646 5,116 0 0 5,116 01 5,116 0 0 Morton's Restaurant Grp. Com USD0. Com 619430101 1,987 287,380 0 0 287,380 01 287,380 0 0 Movado Group Inc. Common USD0.01 Com 624580106 1,459 73,570 0 0 73,570 01 73,570 0 0 Neopharm Incorporated Common USD0. Com 640919106 896 1,706,797 0 0 1,706,797 01 1,706,797 0 0 On Semiconductor Corp. Com. USD0.0 Com 682189105 1,318 143,750 0 0 143,750 01 143,750 0 0 Optionsxpress Hdgs. Inc. Com. USD0 Com 684010101 2,208 98,760 0 0 98,760 01 98,760 0 0 Oracle Corporation Common USD0.01 Com 68389X105 321 15,100 0 0 15,100 01 15,100 0 0 Oracle Corporation Common USD0.01 Com 68389X105 384 18,300 0 0 18,300 02 18,300 0 0 Penske Auto Group Inc. Common USD0 Com 70959W103 4,418 300,000 0 0 300,000 01 300,000 0 0 Perficient Inc. Common USD0.001 Com 71375U101 717 74,150 0 0 74,150 01 74,150 0 0 PetroChina Co. Ltd. ADR (1 Rep. 10 Com 71646E100 2,436 18,900 0 0 18,900 01 18,900 0 0 PetroChina Co. Ltd. ADR (1 Rep. 10 Com 71646E100 537 4,200 0 0 4,200 01 4,200 0 0 PetroChina Co. Ltd. ADR (1 Rep. 10 Com 71646E100 464 3,600 0 0 3,600 02 3,600 0 0 --------- 98,826
Form 13F Information Table GAM USA Inc. Page 6 of 7 1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- --- Voting Authority --- Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None Petrohawk Energy Corp. Common USD0 Com 716495106 17,583 380,000 0 0 380,000 01 380,000 0 0 Pfizer Incorporated Common USD0.05 Com 717081103 4,366 250,000 0 0 250,000 01 250,000 0 0 Philip Morris International Com. N Com 718172109 52 1,040 0 0 1,040 01 1,040 0 0 Philip Morris International Com. N Com 718172109 62 1,250 0 0 1,250 02 1,250 0 0 Power-One Incorporated Common USD0 Com 739308104 3,780 2,000,000 0 0 2,000,000 01 2,000,000 0 0 Procter & Gamble Common NPV Com 742718109 119 1,960 0 0 1,960 01 1,960 0 0 Retalix Limited ILS1.00 Com M8215W109 381 29,021 0 0 29,021 01 29,021 0 0 RF Micro Devices Inc. Common NPV Com 749941100 2,535 872,580 0 0 872,580 01 872,580 0 0 Rightnow Technologies Inc. Com. US Com 76657R106 1,634 119,240 0 0 119,240 01 119,240 0 0 R.R. Donnelley & Sons Co. Comm. US Com 257867101 5,942 200,000 0 0 200,000 01 200,000 0 0 Sara Lee Corporation Common USD0.0 Com 803111103 15,559 1,271,200 0 0 1,271,200 01 1,271,200 0 0 Sara Lee Corporation Common USD0.0 Com 803111103 38,484 3,144,558 0 0 3,144,558 02 3,144,558 0 0 Shutterfly Inc. Common USD0.0001 Com 82568P304 755 61,800 0 0 61,800 01 61,800 0 0 Smithtown Bancorp Inc. Common USD0 Com 832449102 1,047 64,176 0 0 64,176 01 64,176 0 0 SoftBrands Incorporated Common USD Com 83402A107 229 229,449 0 0 229,449 01 229,449 0 0 Sonosite Inc. Common USD.01 Com 83568G104 1,574 56,160 0 0 56,160 01 56,160 0 0 Sony Corporation ADR (CNV To 1 Ord ADR 835699307 13 285 0 0 285 01 285 0 0 Sony Corporation ADR (CNV To 1 Ord ADR 835699307 241 5,500 0 0 5,500 02 5,500 0 0 Sprint Nextel Corporation Common U Com 852061100 11,135 1,173,293 0 0 1,173,293 01 1,173,293 0 0 Sprint Nextel Corporation Common U Com 852061100 32,182 3,391,820 0 0 3,391,820 02 3,391,820 0 0 Spss Inc Common USD0.01 Com 78462K102 1,335 36,700 0 0 36,700 01 36,700 0 0 Sterlite Industries Indi Adr (1rep Com 859737207 1,412 88,700 0 0 88,700 01 88,700 0 0 Sterlite Industries Indi Adr (1rep Com 859737207 168 10,400 0 0 10,400 01 10,400 0 0 St. Joe Corporation Common NPV Com 790148100 1,158 33,760 0 0 33,760 02 33,760 0 0 Sun Microsystems Inc. Common USD0. Com 866810203 7,043 647,325 0 0 647,325 01 647,325 0 0 --------- 148,786
Form 13F Information Table GAM USA Inc. Page 7 of 7 1 2 3 4 5 6 7 8 Mkt Value -- Investment Discretion -- --- Voting Authority --- Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None Sun Microsystems Inc. Common USD0. Com 866810203 20,783 1,910,247 0 0 1,910,247 02 1,910,247 0 0 Synalloy Corporation Common USD1.0 Com 871565107 519 33,750 0 0 33,750 01 33,750 0 0 Taiwan Semi. - SP ADR (1 ADR Rep 5 Com 874039100 2,202 202,000 0 0 202,000 01 202,000 0 0 Tele Norte Leste ADR (1 Rep. 1 Pre ADR 879246106 805 32,300 0 0 32,300 01 32,300 0 0 Tellabs Incorporated Common USD0.0 Com 879664100 5,607 1,207,000 0 0 1,207,000 01 1,207,000 0 0 Tellabs Incorporated Common USD0.0 Com 879664100 16,489 3,550,493 0 0 3,550,493 02 3,550,493 0 0 Tenaris SA ADR (1 ADR Rep. 2 Ord.) Com 88031M109 1,372 18,400 0 0 18,400 01 18,400 0 0 Teva Pharmaceuticals ADR (1 Rep 1 ADR 881624209 233 5,150 0 0 5,150 01 5,150 0 0 Teva Pharmaceuticals ADR (1 Rep 1 ADR 881624209 320 6,980 0 0 6,980 02 6,980 0 0 The Boeing Company Common USD5 Com 097023105 200 2,993 0 0 2,993 01 2,993 0 0 The Boeing Company Common USD5 Com 097023105 179 2,721 0 0 2,721 02 2,721 0 0 Toyota Motor Corporation Spon. ADR Com 892331307 69 735 0 0 735 01 735 0 0 Toyota Motor Corporation Spon. ADR Com 892331307 179 1,900 0 0 1,900 02 1,900 0 0 Tradestation Group Inc. USD0.01 Com 89267P105 1,241 122,100 0 0 122,100 01 122,100 0 0 Vimpelcom-Sp ADR (1 rep 0.50 ord) Com 68370R109 756 25,500 0 0 25,500 01 25,500 0 0 --------- 50,954 ========= 1,160,694
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