0001047469-13-001094.txt : 20130214 0001047469-13-001094.hdr.sgml : 20130214 20130214134257 ACCESSION NUMBER: 0001047469-13-001094 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IBBOTSON ASSOCIATES INC CENTRAL INDEX KEY: 0001092688 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15325 FILM NUMBER: 13610553 BUSINESS ADDRESS: STREET 1: 225 NORTH MICHIGAN AVE STREET 2: SUITE 700 CITY: CHICAGO STATE: IL ZIP: 60601-7676 13F-HR 1 a2212916z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31, 2012 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: IBBOTSON ASSOCIATES, INC. ------------------------------- Address: 22 WEST WASHINGTON STREET ------------------------------- CHICAGO, IL 60602 ------------------------------- Form 13F File Number: 28- --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ANGELA HERMAN ------------------------------- Title: COMPLIANCE SPECIALIST ------------------------------- Phone: (312) 696-6311 ------------------------------- Signature, Place, and Date of Signing: /s/ ANGELA HERMAN CHICAGO, IL FEBRUARY 13, 2013 ------------------------------- ----------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -------------------- Form 13F Information Table Entry Total: 23 -------------------- Form 13F Information Table Value Total: $115,711 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Form 13F Information Table
Value Share Share/ Put/ Investment Other Voting Authority Name of Issuer Title of Class CUSIP (x$1000) Amount Principal Call Discretion Managers Sole Shared None BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 $ 1,092 26,363 SH Sole 26363 ISHARES TR BARCLYS TIPS BD 464287176 $ 1,224 10,089 SH Sole 10089 ISHARES TR CORE S&P500 ETF 464287200 $ 28,410 193,756 SH Sole 193756 ISHARES TR MSCI EAFE INDEX 464287465 $ 20,167 349,248 SH Sole 349248 ISHARES TR RUSSELL MCP VL 464287473 $ 213 4,137 SH Sole 4137 ISHARES TR JPMORGAN USD 464288281 $ 1,553 12,611 SH Sole 12611 ISHARES TR S&P DEV EX-US 464288422 $ 1,677 45,610 SH Sole 45610 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 $ 1,209 118,114 SH Sole 118114 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 $ 2,988 72,821 SH Sole 72821 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 $ 1,301 21,390 SH Sole 21390 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 $ 4,347 53,681 SH Sole 53681 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 $ 21,627 257,768 SH Sole 257768 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 $ 820 22,889 SH Sole 22889 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 $ 282 6,198 SH Sole 6198 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 $ 1,214 20,169 SH Sole 20169 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 $ 277 3,944 SH Sole 3944 VANGUARD INDEX FDS REIT ETF 922908553 $ 1,398 20,978 SH Sole 20978 VANGUARD INDEX FDS SML CP GRW ETF 922908595 $ 584 6,391 SH Sole 6391 VANGUARD INDEX FDS SM CP VAL ETF 922908611 $ 924 12,360 SH Sole 12360 VANGUARD INDEX FDS MID CAP ETF 922908629 $ 9,753 115,682 SH Sole 115682 VANGUARD INDEX FDS GROWTH ETF 922908736 $ 3,734 51,126 SH Sole 51126 VANGUARD INDEX FDS VALUE ETF 922908744 $ 4,268 70,832 SH Sole 70832 VANGUARD INDEX FDS SMALL CP ETF 922908751 $ 6,649 79,929 SH Sole 79929