0001047469-13-001094.txt : 20130214
0001047469-13-001094.hdr.sgml : 20130214
20130214134257
ACCESSION NUMBER: 0001047469-13-001094
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
EFFECTIVENESS DATE: 20130214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: IBBOTSON ASSOCIATES INC
CENTRAL INDEX KEY: 0001092688
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15325
FILM NUMBER: 13610553
BUSINESS ADDRESS:
STREET 1: 225 NORTH MICHIGAN AVE
STREET 2: SUITE 700
CITY: CHICAGO
STATE: IL
ZIP: 60601-7676
13F-HR
1
a2212916z13f-hr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: DECEMBER 31, 2012
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: IBBOTSON ASSOCIATES, INC.
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Address: 22 WEST WASHINGTON STREET
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CHICAGO, IL 60602
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Form 13F File Number: 28-
---------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: ANGELA HERMAN
-------------------------------
Title: COMPLIANCE SPECIALIST
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Phone: (312) 696-6311
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Signature, Place, and Date of Signing:
/s/ ANGELA HERMAN CHICAGO, IL FEBRUARY 13, 2013
------------------------------- ----------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
--------------------
Form 13F Information Table Entry Total: 23
--------------------
Form 13F Information Table Value Total: $115,711
--------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
Form 13F Information Table
Value Share Share/ Put/ Investment Other Voting Authority
Name of Issuer Title of Class CUSIP (x$1000) Amount Principal Call Discretion Managers Sole Shared None
BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 $ 1,092 26,363 SH Sole 26363
ISHARES TR BARCLYS TIPS BD 464287176 $ 1,224 10,089 SH Sole 10089
ISHARES TR CORE S&P500 ETF 464287200 $ 28,410 193,756 SH Sole 193756
ISHARES TR MSCI EAFE INDEX 464287465 $ 20,167 349,248 SH Sole 349248
ISHARES TR RUSSELL MCP VL 464287473 $ 213 4,137 SH Sole 4137
ISHARES TR JPMORGAN USD 464288281 $ 1,553 12,611 SH Sole 12611
ISHARES TR S&P DEV EX-US 464288422 $ 1,677 45,610 SH Sole 45610
POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 $ 1,209 118,114 SH Sole 118114
SPDR SERIES TRUST BRC HGH YLD BD 78464A417 $ 2,988 72,821 SH Sole 72821
SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 $ 1,301 21,390 SH Sole 21390
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 $ 4,347 53,681 SH Sole 53681
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 $ 21,627 257,768 SH Sole 257768
VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 $ 820 22,889 SH Sole 22889
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 $ 282 6,198 SH Sole 6198
VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 $ 1,214 20,169 SH Sole 20169
VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 $ 277 3,944 SH Sole 3944
VANGUARD INDEX FDS REIT ETF 922908553 $ 1,398 20,978 SH Sole 20978
VANGUARD INDEX FDS SML CP GRW ETF 922908595 $ 584 6,391 SH Sole 6391
VANGUARD INDEX FDS SM CP VAL ETF 922908611 $ 924 12,360 SH Sole 12360
VANGUARD INDEX FDS MID CAP ETF 922908629 $ 9,753 115,682 SH Sole 115682
VANGUARD INDEX FDS GROWTH ETF 922908736 $ 3,734 51,126 SH Sole 51126
VANGUARD INDEX FDS VALUE ETF 922908744 $ 4,268 70,832 SH Sole 70832
VANGUARD INDEX FDS SMALL CP ETF 922908751 $ 6,649 79,929 SH Sole 79929