SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
MOYES JERRY

(Last) (First) (Middle)
SWIFT TRANSPORTATION COMPANY
2200 SOUTH 75TH AVENUE

(Street)
PHOENIX AZ 85043

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SWIFT TRANSPORTATION Co [ SWFT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) X Other (specify below)
CEO Member of 10% group
3. Date of Earliest Transaction (Month/Day/Year)
02/26/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
03/01/2016
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/26/2016 F(1) 17,194 D $17.96 35,675 D
Class B Common Stock 14,658,799 I(2)(3) Manager
Class B Common Stock 3,300,000 I(2)(4) Manager and Member
Class B Common Stock 6,820,090 I(2)(5) Manager and Member
Class A Common Stock 2,590,077 I(2)(5) Manager and Member
Class B Common Stock 26,213,049 I(2)(6) Manager and Member
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
MOYES JERRY

(Last) (First) (Middle)
SWIFT TRANSPORTATION COMPANY
2200 SOUTH 75TH AVENUE

(Street)
PHOENIX AZ 85043

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
X Officer (give title below) X Other (specify below)
CEO Member of 10% group
1. Name and Address of Reporting Person*
MOYES VICKIE

(Last) (First) (Middle)
P.O. BOX 1397

(Street)
TOLLESON AZ 85353

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
MOYES JERRY & VICKIE FAMILY TRUST

(Last) (First) (Middle)
C/O SWIFT AVIATION GROUP, INC.
2710 E. OLD TOWER ROAD

(Street)
PHOENIX AZ 85034

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Represents the number of shares deemed withheld to satisfy tax withholding obligations upon the vesting of performance shares granted to the reporting person pursuant to the Company's 2007 Omnibus Incentive Plan. The reporting person previously reported a sale of 17,300 shares to cover taxes associated with the vesting. That sale was canceled prior to settlement and the reporting person did not dispose of any shares or receive any proceeds in connection with the sale. This Form 4 is being amended to reflect the cancellation of the sale and the withholding of shares to satisfy tax withholding obligations in lieu of selling shares.
2. This Form 4 is also being amended to reflect the inclusion of these shares and additional reporting persons.
3. Shares are held by M Capital Group Investors, LLC ("M Capital I"), and indirectly by the Jerry and Vickie Moyes Family Trust (the "JVMF Trust"), as the sole manager of M Capital I. Mr. and Mrs. Moyes serve as co-trustees of the JVMF Trust. The reporting persons disclaim any beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purpose.
4. Shares are held by Cactus Holding Company, LLC ("Cactus I"), an entity for which the JVMF Trust serves as sole manager. The JVMF Trust, Mr. Moyes, and Mrs. Moyes are all of the members of Cactus I.
5. Shares are held by Cactus Holding Company II, LLC ("Cactus II"), an entity for which the JVMF Trust serves as sole manager. The JVMF Trust, Mr. Moyes, and Mrs. Moyes are all of the members of Cactus II.
6. Shares are held by M Capital Group Investors II, LLC ("M Capital II"), and indirectly by the JVMF Trust, as the sole manager of M Capital II. Mr. Moyes, Mrs. Moyes, and the JVMF Trust constitute certain of the members of M Capital II. The reporting persons disclaim any beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purpose.
/s/ Jerry Moyes, by Earl Scudder, attorney-in-fact, pursuant to a POA previously filed 03/25/2016
/s/ Vickie Moyes, by Earl Scudder, attorney-in-fact, pursuant to a POA previously filed 03/25/2016
/s/ Jerry Moyes, Co-Trustee of the Jerry and Vickie Moyes Family Trust, by Earl Scudder, attorney-in-fact, pursuant to a POA previously filed 03/25/2016
/s/ Vickie Moyes, Co-Trustee of the Jerry and Vickie Moyes Family Trust, by Earl Scudder, attorney-in-fact, pursuant to a POA previously filed 03/25/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.