0001568303-19-000011.txt : 20191001 0001568303-19-000011.hdr.sgml : 20191001 20191001152931 ACCESSION NUMBER: 0001568303-19-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191001 DATE AS OF CHANGE: 20191001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: West Family Investments, Inc. CENTRAL INDEX KEY: 0001568303 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34574 FILM NUMBER: 191128975 BUSINESS ADDRESS: STREET 1: 1603 ORRINGTON AVE, SUITE 810 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: (847) 328-0747 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVE, SUITE 810 CITY: EVANSTON STATE: IL ZIP: 60201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEST MARY E CENTRAL INDEX KEY: 0001185538 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34574 FILM NUMBER: 191128976 MAIL ADDRESS: STREET 1: WEST CORPORATION STREET 2: 11808 MIRACLE HILLS DRIVE CITY: OMAHA STATE: NE ZIP: 68154 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: West Gary CENTRAL INDEX KEY: 0001693031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34574 FILM NUMBER: 191128977 BUSINESS ADDRESS: BUSINESS PHONE: 847-328-0711 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVE., SUITE 810 CITY: EVANSTON STATE: IL ZIP: 60201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: West Investment Holdings, LLC CENTRAL INDEX KEY: 0001692998 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34574 FILM NUMBER: 191128978 BUSINESS ADDRESS: BUSINESS PHONE: 847-328-0711 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVE., SUITE 810 CITY: EVANSTON STATE: IL ZIP: 60201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSATLANTIC PETROLEUM LTD. CENTRAL INDEX KEY: 0001092289 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16803 DALLAS PARKWAY CITY: ADDISON STATE: TX ZIP: 75001 BUSINESS PHONE: 214-220-4323 MAIL ADDRESS: STREET 1: 16803 DALLAS PARKWAY CITY: ADDISON STATE: TX ZIP: 75001 FORMER COMPANY: FORMER CONFORMED NAME: TRANSATLANTIC PETROLEUM CORP. DATE OF NAME CHANGE: 20050527 FORMER COMPANY: FORMER CONFORMED NAME: TRANSATLANTIC PETROLEUM CORP DATE OF NAME CHANGE: 20000918 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-09-30 0 0001092289 TRANSATLANTIC PETROLEUM LTD. TAT 0001568303 West Family Investments, Inc. 1603 ORRINGTON AVE, SUITE 810 EVANSTON IL 60201 0 0 0 1 See REMARKS 0001185538 WEST MARY E 1603 ORRINGTON AVE SUITE 810 EVANSTON IL 60201 0 0 0 1 See REMARKS 0001693031 West Gary 1603 ORRINGTON AVE., SUITE 810 EVANSTON IL 60201 0 0 0 1 See REMARKS 0001692998 West Investment Holdings, LLC 1603 ORRINGTON AVE., SUITE 810 EVANSTON IL 60201 0 0 0 1 See REMARKS Common Shares 2019-09-30 4 J 0 289269 0.6914 A 1748855 I See Footnote 3 West Investment Holdings, LLC ("WIH") received 289,269 Common Shares of the Issuer as a dividend on 100,000 shares of the Issuer's 12% Series A Convertible Redeemable Preferred Shares owned by WIH on the dividend record date. The Common Shares were issued at a price of $0.6914 per share, which was equal to the 15-day volume weighted average price through the close of trading of the common shares on the NYSE American on September 13, 2019 (the last trading day prior to the record date). The Common Shares are owned by WIH, an entity owned by West Family Holdings, LLC, an entity owned by trusts, of which Gary West and Mary West are beneficiaries. This statement is filed jointly on behalf of West Family Investments, Inc. (the Adviser), WIH, Gary West and Mary West (collectively, the reporting persons). The Adviser is an investment adviser exempt from registration pursuant to 17 C.F.R. Section 275.202(a)(11)(G)-1. Pursuant to Rule 16a-1 the Adviser does not beneficially own any securities listed on the Form 3 or Form 4. However, the Adviser maintains complete investment and voting power and authority with respect to all of the shares under management arrangements entered into by and between the Adviser and the direct owners of the shares. WIH is a beneficial owner of greater than 10% of the Common Shares of the Issuer. The reporting persons disclaim beneficial ownership of all of the securities reported in Table I except to the extent of any pecuniary interest therein. Randall Rochman, on behalf of West Family Investments, Inc., as its CEO 2019-10-01 Gary West 2019-10-01 Mary West 2019-10-01 Randall Rochman, on behalf of West Investment Holdings, LLC, as its Manager 2019-10-01