0001209191-15-021262.txt : 20150303 0001209191-15-021262.hdr.sgml : 20150303 20150303162600 ACCESSION NUMBER: 0001209191-15-021262 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150227 FILED AS OF DATE: 20150303 DATE AS OF CHANGE: 20150303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Chemtura CORP CENTRAL INDEX KEY: 0001091862 STANDARD INDUSTRIAL CLASSIFICATION: PLASTIC MATERIAL, SYNTH RESIN/RUBBER, CELLULOS (NO GLASS) [2820] IRS NUMBER: 522183153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BENSON ROAD CITY: MIDDLEBURY STATE: CT ZIP: 06749 BUSINESS PHONE: 2035732000 MAIL ADDRESS: STREET 1: BENSON ROAD CITY: MIDDLEBURY STATE: CT ZIP: 06749 FORMER COMPANY: FORMER CONFORMED NAME: CROMPTON CORP DATE OF NAME CHANGE: 20000512 FORMER COMPANY: FORMER CONFORMED NAME: CK WITCO CORP DATE OF NAME CHANGE: 19990727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Flaherty Billie S. CENTRAL INDEX KEY: 0001454769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15339 FILM NUMBER: 15669448 MAIL ADDRESS: STREET 1: 199 BENSON ROAD CITY: MIDDLEBURY STATE: CT ZIP: 06749 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-27 0 0001091862 Chemtura CORP CHMT 0001454769 Flaherty Billie S. 199 BENSON ROAD MIDDLEBURY CT 06749 0 1 0 0 EVP, Gnrl. Counsel & Secretary Common Stock 2015-02-27 4 S 0 7005 26.15 D 75794 D Common Stock 2015-02-27 4 M 0 19451 16.03 A 95245 D Common Stock 2015-02-27 4 S 0 19451 26.17 D 75794 D Common Stock 2015-03-01 4 A 0 10476 0.00 A 86270 D Common Stock 2015-03-01 4 F 0 5823 26.25 D 80447 D Employee Stock Option (right to buy) 16.03 2015-02-27 4 M 0 19451 0.00 D 2021-03-10 Common Stock 19451 10168 D Performance Shares 2015-03-01 4 A 0 10476 0.00 A 2018-03-01 Common Stock 10476 10476 D The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.04 to $26.26, inclusive. The reporting person undertakes to provide Chemtura Corporation, any security holder of Chemtura Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within. Grant of restricted stock units. The restricted stock units vest in three equal installments: March 1, 2016; March 1, 2017; and March 1, 2018. This option, which initially represented a right to purchase a total of 57,975 shares (8,905 and 19,451 of which were purchased on August 4, 2014 and December 16, 2014, respectively), became exercisable in three equal installments on March 10, 2011; March 31, 2012; and March 31, 2013. Grant of performance shares. Each performance share represents a contingent right to receive between 0 and 2 shares of Chemtura Corporation common stock. The number of shares reported represents the target amount. The actual number of shares to be delivered will be based on Chemtura Corporation's total shareholder return over the three-year vesting period relative to all companies in the Dow Jones US Chemical Index and could equal 200% of the target amount. The performance shares will settle as soon as practicable after December 31, 2017 but no later than March 1, 2018. /s/ Alan Schutzman by Power of Attorney 2015-03-03