0001091667-21-000138.txt : 20210824
0001091667-21-000138.hdr.sgml : 20210824
20210824162308
ACCESSION NUMBER: 0001091667-21-000138
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210820
FILED AS OF DATE: 20210824
DATE AS OF CHANGE: 20210824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hargis Jonathan
CENTRAL INDEX KEY: 0001546356
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33664
FILM NUMBER: 211202418
MAIL ADDRESS:
STREET 1: 12405 POWERSCOURT DRIVE
CITY: ST. LOUIS
STATE: MO
ZIP: 63131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/
CENTRAL INDEX KEY: 0001091667
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 841496755
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 ATLANTIC STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-905-7800
MAIL ADDRESS:
STREET 1: 400 ATLANTIC STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
FORMER COMPANY:
FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/
DATE OF NAME CHANGE: 19990723
4
1
wf-form4_162983656056035.xml
FORM 4
X0306
4
2021-08-20
0
0001091667
CHARTER COMMUNICATIONS, INC. /MO/
CHTR
0001546356
Hargis Jonathan
C/O CHARTER COMMUNICATIONS, INC.
400 WASHINGTON BLVD.
STAMFORD
CT
06902
0
1
0
0
EVP/Chief Marketing Officer
Class A Common Stock
2021-08-20
4
M
0
15350
221.248
A
23254
D
Class A Common Stock
2021-08-20
4
F
0
9694
796.239
D
13560
D
Class A Common Stock
2021-08-20
4
S
0
5656
794.746
D
7904
D
Stock Options
221.248
2021-08-20
4
M
0
15350
0
D
2026-06-17
Class A Common Stock
15350.0
0
D
Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.
Withholding of securities for the purpose of paying the exercise price and paying taxes.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $794.08 to $794.98, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
/s/Daniel J. Bollinger as attorney-in-fact for Jonathan Hargis
2021-08-24