0001091667-20-000170.txt : 20200903
0001091667-20-000170.hdr.sgml : 20200903
20200903163952
ACCESSION NUMBER: 0001091667-20-000170
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200901
FILED AS OF DATE: 20200903
DATE AS OF CHANGE: 20200903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hargis Jonathan
CENTRAL INDEX KEY: 0001546356
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33664
FILM NUMBER: 201159652
MAIL ADDRESS:
STREET 1: 12405 POWERSCOURT DRIVE
CITY: ST. LOUIS
STATE: MO
ZIP: 63131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/
CENTRAL INDEX KEY: 0001091667
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 841496755
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 ATLANTIC STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-905-7800
MAIL ADDRESS:
STREET 1: 400 ATLANTIC STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
FORMER COMPANY:
FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/
DATE OF NAME CHANGE: 19990723
4
1
wf-form4_159916557490754.xml
FORM 4
X0306
4
2020-09-01
0
0001091667
CHARTER COMMUNICATIONS, INC. /MO/
CHTR
0001546356
Hargis Jonathan
C/O CHARTER COMMUNICATIONS, INC.
400 ATLANTIC STREET
STAMFORD
CT
06901
0
1
0
0
EVP/Chief Marketing Officer
Class A Common Stock
2020-09-01
4
M
0
20093
221.248
A
34682
D
Class A Common Stock
2020-09-01
4
F
0
13535
614.04
D
21147
D
Class A Common Stock
2020-09-02
4
S
0
6558
616.10
D
14589
D
Class A Common Stock
2020-09-02
4
M
0
5582
620.34
A
20171
D
Class A Common Stock
2020-09-02
4
F
0
2734
620.34
D
17437
D
Stock Options
221.248
2020-09-01
4
M
0
20093
221.248
D
2026-06-17
Class A Common Stock
20093.0
105491
D
Restricted Stock Units
2020-09-02
4
M
0
5582
0
D
2026-06-17
Class A Common Stock
5582.0
8373
D
Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.
Withholding of securities for the purpose of paying the exercise price and paying taxes.
Executed pursuant to a 10b5-1 plan.
Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.
Withholding of securities for the purpose of paying taxes.
Restricted Stock Units convert into common stock on a one-for-one basis.
/s/Daniel J. Bollinger as attorney-in-fact for Jonathan Hargis
2020-09-03