0001091667-20-000170.txt : 20200903 0001091667-20-000170.hdr.sgml : 20200903 20200903163952 ACCESSION NUMBER: 0001091667-20-000170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200901 FILED AS OF DATE: 20200903 DATE AS OF CHANGE: 20200903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hargis Jonathan CENTRAL INDEX KEY: 0001546356 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 201159652 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 841496755 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-905-7800 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ DATE OF NAME CHANGE: 19990723 4 1 wf-form4_159916557490754.xml FORM 4 X0306 4 2020-09-01 0 0001091667 CHARTER COMMUNICATIONS, INC. /MO/ CHTR 0001546356 Hargis Jonathan C/O CHARTER COMMUNICATIONS, INC. 400 ATLANTIC STREET STAMFORD CT 06901 0 1 0 0 EVP/Chief Marketing Officer Class A Common Stock 2020-09-01 4 M 0 20093 221.248 A 34682 D Class A Common Stock 2020-09-01 4 F 0 13535 614.04 D 21147 D Class A Common Stock 2020-09-02 4 S 0 6558 616.10 D 14589 D Class A Common Stock 2020-09-02 4 M 0 5582 620.34 A 20171 D Class A Common Stock 2020-09-02 4 F 0 2734 620.34 D 17437 D Stock Options 221.248 2020-09-01 4 M 0 20093 221.248 D 2026-06-17 Class A Common Stock 20093.0 105491 D Restricted Stock Units 2020-09-02 4 M 0 5582 0 D 2026-06-17 Class A Common Stock 5582.0 8373 D Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Withholding of securities for the purpose of paying the exercise price and paying taxes. Executed pursuant to a 10b5-1 plan. Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Withholding of securities for the purpose of paying taxes. Restricted Stock Units convert into common stock on a one-for-one basis. /s/Daniel J. Bollinger as attorney-in-fact for Jonathan Hargis 2020-09-03