0000950103-12-006938.txt : 20121226 0000950103-12-006938.hdr.sgml : 20121226 20121226173210 ACCESSION NUMBER: 0000950103-12-006938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20121220 FILED AS OF DATE: 20121226 DATE AS OF CHANGE: 20121226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 431857213 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 314-965-0555 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 FORMER COMPANY: FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ DATE OF NAME CHANGE: 19990723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARCUS JEFFREY CENTRAL INDEX KEY: 0001158783 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 121285925 MAIL ADDRESS: STREET 1: CRESTVIEW STREET 2: 667 MADISON AVENUE, 10TH FL. CITY: NEW YORK STATE: NY ZIP: 10065 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-12-20 0001091667 CHARTER COMMUNICATIONS, INC. /MO/ CHTR 0001158783 MARCUS JEFFREY C/O CRESTVIEW ADVISORS, L.L.C. 667 MADISON AVENUE, 10TH FLOOR NEW YORK NY 10065 1 0 0 0 Class A Common Stock 2012-12-20 4 S 0 0 0 D 0 I See Footnote Class A Common Stock 1479 D Class A Common Stock 1597 I By Wife See Exhibit 99.1 for text to footnote 1. The shares of Class A Common Stock vest on May 1, 2013. In connection with the vesting of these securities, the reporting person will assign all rights, title and interest in these securities to Crestview Advisors, L.L.C. The reporting person is a member of the board of directors of the issuer and is a Partner of Crestview Advisors, L.L.C, which provides investment advisory and management services to Encore, LLC and Encore II, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. /s/ Ross A. Oliver, as attorney-in-fact 2012-12-26 EX-99 2 dp35054_ex9901.htm Unassociated Document
Exhibit 99.1

 
Footnote 1 to Form 4:
 
Encore, LLC and Encore II, LLC sold shares of Common Stock as follows: On December 20, 2012, Encore, LLC and Encore II, LLC sold 30,373 and 69,627 shares, respectively; on December 21, 2012, Encore, LLC and Encore II, LLC sold 30,373 and 69,627 shares, respectively; on December 24, 2012, Encore, LLC and Encore II, LLC sold 21,687 and 49,713 shares, respectively; and on December 26, 2012, Encore, LLC and Encore II, LLC sold 18,195 and 41,705 shares, respectively.  Each such sale was pursuant to a Rule 10b5-1 Sales Plan dated December 6, 2012, which is intended to comply with Rule 10b5-1. After such sales, Encore, LLC and Encore II, LLC directly beneficially own 3,099,288 and 7,104,667 shares of Common Stock, respectively. Each of Crestview, L.L.C., Crestview Partners GP, L.P., Crestview Partners, L.P., Crestview Partners (PF), L.P., Crestview Holdings (TE), L.P., Encore (ERISA), Ltd., Crestview Partners (ERISA), L.P. and Crestview Offshore Holdings (Cayman), L.P. may be deemed to have beneficial ownership of the 3,099,288 shares of Common Stock directly owned by Encore, LLC. Each of Crestview, L.L.C., Crestview Partners II GP, L.P., Crestview Partners II, L.P., Crestview Partners II (FF), L.P., Crestview Partners II (TE), L.P., Crestview Offshore Holdings II (Cayman), L.P., Crestview Offshore Holdings II (FF Cayman), L.P. and Crestview Offshore Holdings II (892 Cayman), L.P. may be deemed to have beneficial ownership of the 7,104,667 shares of Common Stock directly owned by Encore II, LLC.
 
Crestview Partners, L.P., Crestview Partners (PF), L.P., Crestview Holdings (TE), L.P., Encore (ERISA), Ltd. and Crestview Offshore Holdings (Cayman), L.P. are the members of Encore, LLC. Crestview Partners (ERISA), L.P. is the sole shareholder of Encore (ERISA), Ltd. Crestview Partners GP, L.P. is the general partner of Crestview Partners, L.P., Crestview Partners (PF), L.P., Crestview Holdings (TE), L.P., Crestview Partners (ERISA), L.P. and Crestview Offshore Holdings (Cayman), L.P. Crestview Partners II GP, L.P. is the general partner of Crestview Partners II, L.P., Crestview Partners II (FF), L.P., Crestview Partners II (TE), L.P., Crestview Offshore Holdings II (Cayman), L.P., Crestview Offshore Holdings II (FF Cayman), L.P. and Crestview Offshore Holdings II (892 Cayman), L.P., each of which is a member of Encore II, LLC. Crestview, L.L.C. is the general partner of Crestview Partners GP, L.P. and Crestview Partners II GP, L.P.  The reporting person is a Partner of Crestview L.L.C.
 
The reporting person disclaims beneficial ownership of the securities beneficially owned by Encore, LLC and Encore II, LLC except to the extent of his pecuniary interest therein.