Compliance Officer

0001091370-19-000009.txt : 20190716 0001091370-19-000009.hdr.sgml : 20190716 20190716135033 ACCESSION NUMBER: 0001091370-19-000009 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190716 DATE AS OF CHANGE: 20190716 EFFECTIVENESS DATE: 20190716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THOROUGHBRED FINANCIAL SERVICES, LLC CENTRAL INDEX KEY: 0001091370 IRS NUMBER: 621784717 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-19197 FILM NUMBER: 19956829 BUSINESS ADDRESS: STREET 1: 5110 MARYLAND WAY STREET 2: SUITE 300 CITY: BRENTWOOD STATE: TN ZIP: 37027 BUSINESS PHONE: 615-371-0001 MAIL ADDRESS: STREET 1: 5110 MARYLAND WAY STREET 2: SUITE 300 CITY: BRENTWOOD STATE: TN ZIP: 37027 FORMER COMPANY: FORMER CONFORMED NAME: THOROUGHBRED FINANCIAL SERVICES LLC /BD DATE OF NAME CHANGE: 20020329 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001091370 XXXXXXXX 06-30-2019 06-30-2019 true 1 RESTATEMENT THOROUGHBRED FINANCIAL SERVICES, LLC

5110 MARYLAND WAY SUITE 300 BRENTWOOD TN 37027

13F HOLDINGS REPORT 028-19197 N Heather Hale Compliance Officer 615-371-0001 Heather Hale Brentwood TN 07-16-2019 0 188 263114 true INFORMATION TABLE 2 tfs_2019.jul2.xml ISHARES TR Total LNG TR CRPRT BD 464289511 14876837 172594 SH SOLE 0 0 172594 INVESCO EXCHNG TRADED FD TR Total S&P 500 REVENUE 46138G698 6584510 153847 SH SOLE 0 0 153847 BANK AMER CORP Total COM 060505104 3420637 117953 SH SOLE 0 0 117953 DBX ETF TR Total XTRACK MSCI EAFE 233051200 3231079 102216 SH SOLE 0 0 102216 PARETEUM CORP Total COM NEW 69946T207 259564 99450 SH SOLE 0 0 99450 ISHARES TR Total MRNGSTR INC ETF 46432F875 6088625 94815 SH SOLE 0 0 94815 WISDOMTREE TR Total EUROPE HEDGED EQ 97717X701 3242546 71345 SH SOLE 0 0 71345 CISCO SYS INC Total COM 17275R102 3616279 66074 SH SOLE 0 0 66074 MICROSOFT CORP Total COM 594918104 8726283 65140 SH SOLE 0 0 65140 PFIZER INC Total COM 717081103 2656678 61326 SH SOLE 0 0 61326 PROSHARES TR Total S&P 500 DV ARIST 74348A467 4190871 60417 SH SOLE 0 0 60417 TAIWAN SEMICONDUCTOR MFG LTD Total SPONSORED ADS 874039100 2309198 58953 SH SOLE 0 0 58953 INTEL CORP Total COM 458140100 2548597 53239 SH SOLE 0 0 53239 FIRST TR EXCHANGE TRADED FD Total DORSEY WRIGHT 33738R878 1407925 52752 SH SOLE 0 0 52752 APPLE INC Total COM 037833100 10055128 50804 SH SOLE 0 0 50804 INVESCO EXCHANGE TRADED FD T Total ZACKS MID CAP 46137Y401 4149522 49329 SH SOLE 0 0 49329 FASTENAL CO Total COM 311900104 1581902 48539 SH SOLE 0 0 48539 SCHWAB STRATEGIC TR Total US AGGREGATE B 808524839 2555054 45371 SH SOLE 0 0 45371 JPMORGAN CHASE &CO Total COM 46625H100 4973970 44489 SH SOLE 0 0 44489 VERIZON COMMUNICATIONS INC Total COM 92343V104 2311230 40455 SH SOLE 0 0 40455 WELLS FARGO CO NEW Total COM 949746101 1844403 38977 SH SOLE 0 0 38977 AT&T INC Total COM 00206R102 1265484 37764 SH SOLE 0 0 37764 VANGUARD INDEX FDS Total TOTAL STK MKT 922908769 5813193 37213 SH SOLE 0 0 37213 COCA COLA CO Total COM 191216100 1696625 33319 SH SOLE 0 0 33319 INVESCO QQQ TR Total UNIT SER 1 46090E103 5919517 31699 SH SOLE 0 0 31699 CORNING INC Total COM 219350105 992680 29873 SH SOLE 0 0 29873 JOHNSON &JOHNSON Total COM 478160104 4014247 28821 SH SOLE 0 0 28821 COMMUNITY HEALTH SYS INC NEW Total COM 203668108 74466 27890 SH SOLE 0 0 27890 SPDR SERIES TRUST Total PORTFOLIO LR ETF 78464A854 1737224 27488 SH SOLE 0 0 27488 CHEVRON CORP NEW Total COM 166764100 3259805 26195 SH SOLE 0 0 26195 ETF MANAGERS TR Total BLUESTAR ISRAEL 26924G870 1017095 25657 SH SOLE 0 0 25657 PORTMAN RIDGE FIN CORP Total COM 73688F102 56974 25322 SH SOLE 0 0 25322 ALIBABA GROUP HLDG LTD Total SPONSORED ADS 01609W102 4207884 24832 SH SOLE 0 0 24832 JD COM INC Total SPON ADR CL A 47215P106 749374 24740 SH SOLE 0 0 24740 EXXON MOBIL CORP Total COM 30231G102 1771803 23121 SH SOLE 0 0 23121 CITIGROUP INC Total COM NEW 172967424 1554605 22199 SH SOLE 0 0 22199 WALMART INC Total COM 931142103 2444380 22123 SH SOLE 0 0 22123 BERKSHIRE HATHAWAY INC DEL Total CL B NEW 084670702 4533273 21266 SH SOLE 0 0 21266 PROSHARES TR Total PSHS LC COR PLUS 74347R248 1295792 20728 SH SOLE 0 0 20728 CEL SCI CORP Total COM PAR NEW 150837607 173097 20656 SH SOLE 0 0 20656 MONDELEZ INTL INC Total CL A 609207105 1100063 20409 SH SOLE 0 0 20409 UNILEVER PLC Total SPON ADR NEW 904767704 1218640 19665 SH SOLE 0 0 19665 VISA INC Total COM CL A 92826C839 3346951 19285 SH SOLE 0 0 19285 FIRST TR EXCHANGE TRADED FD Total DJ INTERNT IDX 33733E302 963787 18460 SH SOLE 0 0 18460 SPROTT PHYSICAL SILVER TR Total TR UNIT 85207K107 104607 18320 SH SOLE 0 0 18320 ISHARES TR Total IBONDS ETF 46435UAA9 520721 18304 SH SOLE 0 0 18304 MARATHON PETE CORP Total COM 56585A102 974491 17439 SH SOLE 0 0 17439 BOEING CO Total COM 097023105 6235551 17130 SH SOLE 0 0 17130 SELECT SECTOR SPDR TR Total SBI INT-UTILS 81369Y886 1164886 17037 SH SOLE 0 0 17037 HOME DEPOT INC Total COM 437076102 3534097 16993 SH SOLE 0 0 16993 QUALCOMM INC Total COM 747525103 1290065 16958 SH SOLE 0 0 16958 SPDR S&P 500 ETF TR Total TR UNIT 78462F103 4893743 16702 SH SOLE 0 0 16702 ABBOTT LABS Total COM 002824100 1401282 16662 SH SOLE 0 0 16662 QUEST DIAGNOSTICS INC Total COM 74834L100 1664620 16350 SH SOLE 0 0 16350 GENTEX CORP Total COM 371901109 388887 15802 SH SOLE 0 0 15802 VALERO ENERGY CORP NEW Total COM 91913Y100 1347276 15737 SH SOLE 0 0 15737 MCDONALDS CORP Total COM 580135101 3151660 15177 SH SOLE 0 0 15177 HONEYWELL INTL INC Total COM 438516106 2553654 14626 SH SOLE 0 0 14626 MERCK &CO INC Total COM 58933Y105 1207033 14395 SH SOLE 0 0 14395 CHURCH &DWIGHT INC Total COM 171340102 1044333 14294 SH SOLE 0 0 14294 ABBVIE INC Total COM 00287Y109 1010494 13895 SH SOLE 0 0 13895 PEPSICO INC Total COM 713448108 1806262 13774 SH SOLE 0 0 13774 PNC FINL SVCS GROUP INC Total COM 693475105 1885933 13737 SH SOLE 0 0 13737 PROSHARES TR II Total ULTRA GOLD 74347W601 314980 13672 SH SOLE 0 0 13672 MONEYGRAM INTL INC Total COM NEW 60935Y208 33345 13500 SH SOLE 0 0 13500 GENERAL ELECTRIC CO Total COM 369604103 136038 12956 SH SOLE 0 0 12956 SYSCO CORP Total COM 871829107 885956 12527 SH SOLE 0 0 12527 CANOPY GROWTH CORP Total COM 138035100 481583 11947 SH SOLE 0 0 11947 FIRST TR EXCHANGE-TRADED FD Total PFD SECS INC ETF 33739E108 228123 11765 SH SOLE 0 0 11765 CANADIAN NATL RY CO Total COM 136375102 1085469 11737 SH SOLE 0 0 11737 FACEBOOK INC Total CL A 30303M102 2264083 11731 SH SOLE 0 0 11731 MODERNA INC Total COM 60770K107 169824 11600 SH SOLE 0 0 11600 VANGUARD SCOTTSDALE FDS Total INTER TERM TREAS 92206C706 1387997 11334 SH SOLE 0 0 11334 VANGUARD TAX MANAGED INTL FD Total FTSE DEV MKT ETF 921943858 449466 10776 SH SOLE 0 0 10776 MEDTRONIC PLC Total SHS G5960L103 1044944 10729 SH SOLE 0 0 10729 PAYPAL HLDGS INC Total COM 70450Y103 1213390 10601 SH SOLE 0 0 10601 SPROTT PHYSICAL GOLD TRUST Total UNIT 85207H104 114999 10150 SH SOLE 0 0 10150 PROCTER AND GAMBLE CO Total COM 742718109 1107725 10102 SH SOLE 0 0 10102 GENERAL MLS INC Total COM 370334104 529577 10083 SH SOLE 0 0 10083 ROYAL DUTCH SHELL PLC Total SPONS ADR A 780259206 654422 10051 SH SOLE 0 0 10051 KRONOS WORLDWIDE INC Total COM 50105F105 153200 10000 SH SOLE 0 0 10000 SMITH A O CORP Total COM 831865209 468934 9943 SH SOLE 0 0 9943 AMGEN INC Total COM 031162100 1805392 9797 SH SOLE 0 0 9797 COMCAST CORP NEW Total CL A 20030N101 414086 9793 SH SOLE 0 0 9793 3M CO Total COM 88579Y101 1680806 9696 SH SOLE 0 0 9696 DIAGEO P L C Total SPON ADR NEW 25243Q205 1660188 9634 SH SOLE 0 0 9634 CONOCOPHILLIPS Total COM 20825C104 567361 9301 SH SOLE 0 0 9301 US BANCORP DEL Total COM NEW 902973304 469960 8968 SH SOLE 0 0 8968 VANGUARD WORLD FDS Total UTILITIES ETF 92204A876 775467 8772 SH SOLE 0 0 8772 PHILLIPS 66 Total COM 718546104 799205 8544 SH SOLE 0 0 8544 UNITED TECHNOLOGIES CORP Total COM 913017109 1096914 8424 SH SOLE 0 0 8424 SPDR DOW JONES INDL AVRG ETF Total UT SER 1 78467X109 2207164 8302 SH SOLE 0 0 8302 VANGUARD WHITEHALL FDS INC Total EMERG MKT BD ETF 921946885 712140 8152 SH SOLE 0 0 8152 KIMBERLY CLARK CORP Total COM 494368103 1072430 8046 SH SOLE 0 0 8046 DOLLAR GEN CORP NEW Total COM 256677105 1085064 8028 SH SOLE 0 0 8028 ACTIVISION BLIZZARD INC Total COM 00507V109 373628 7915 SH SOLE 0 0 7915 UNITEDHEALTH GROUP INC Total COM 91324P102 1922872 7880 SH SOLE 0 0 7880 BRISTOL MYERS SQUIBB CO Total COM 110122108 354916 7826 SH SOLE 0 0 7826 EMERSON ELEC CO Total COM 291011104 521694 7819 SH SOLE 0 0 7819 PENUMBRA INC Total COM 70975L107 1247360 7796 SH SOLE 0 0 7796 MICRON TECHNOLOGY INC Total COM 595112103 298377 7732 SH SOLE 0 0 7732 LILLY ELI &CO Total COM 532457108 854403 7711 SH SOLE 0 0 7711 BB&T CORP Total COM 054937107 373648 7605 SH SOLE 0 0 7605 SPDR SERIES TRUST Total SSGA US SMAL ETF 78468R887 795263 7533 SH SOLE 0 0 7533 LINDE PLC Total SHS G5494J103 1451036 7226 SH SOLE 0 0 7226 LYONDELLBASELL INDUSTRIES N Total SHS - A - N53745100 610489 7088 SH SOLE 0 0 7088 GILEAD SCIENCES INC Total COM 375558103 464899 6881 SH SOLE 0 0 6881 TRACTOR SUPPLY CO Total COM 892356106 725476 6667 SH SOLE 0 0 6667 WALGREENS BOOTS ALLIANCE INC Total COM 931427108 363899 6656 SH SOLE 0 0 6656 ISHARES INC Total MSCI SPAIN ETF 464286764 546463 6538 SH SOLE 0 0 6538 RAYTHEON CO Total COM NEW 755111507 1107038 6366 SH SOLE 0 0 6366 STARBUCKS CORP Total COM 855244109 520090 6204 SH SOLE 0 0 6204 NIKE INC Total CL B 654106103 494904 5895 SH SOLE 0 0 5895 PHILIP MORRIS INTL INC Total COM 718172109 443223 5644 SH SOLE 0 0 5644 UNILEVER N V Total N Y SHS NEW 904784709 331227 5455 SH SOLE 0 0 5455 NVIDIA CORP Total COM 67066G104 883719 5380 SH SOLE 0 0 5380 JOHN HANCOCK ETF TRUST Total MULTIFACTOR TE 47804J602 211549 5313 SH SOLE 0 0 5313 CVS HEALTH CORP Total COM 126650100 283075 5195 SH SOLE 0 0 5195 GENUINE PARTS CO Total COM 372460105 536528 5179 SH SOLE 0 0 5179 CSX CORP Total COM 126408103 398061 5144 SH SOLE 0 0 5144 SHOPIFY INC Total CL A 82509L107 1533766 5110 SH SOLE 0 0 5110 GENERAL DYNAMICS CORP Total COM 369550108 926285 5094 SH SOLE 0 0 5094 VANGUARD WORLD FD Total MEGA CAP INDEX 921910873 465365 5079 SH SOLE 0 0 5079 DOMINION ENERGY INC Total COM 25746U109 390675 5052 SH SOLE 0 0 5052 AMAZON COM INC Total COM 023135106 9307191 4915 SH SOLE 0 0 4915 MASTERCARD INC Total CL A 57636Q104 1285481 4859 SH SOLE 0 0 4859 UNION PACIFIC CORP Total COM 907818108 798662 4722 SH SOLE 0 0 4722 AUTOMATIC DATA PROCESSING IN Total COM 053015103 729208 4410 SH SOLE 0 0 4410 ILLINOIS TOOL WKS INC Total COM 452308109 661166 4384 SH SOLE 0 0 4384 HDFC BANK LTD Total SPONSORED ADS 40415F101 565543 4349 SH SOLE 0 0 4349 COLGATE PALMOLIVE CO Total COM 194162103 310315 4329 SH SOLE 0 0 4329 VANGUARD GROUP Total DIV APP ETF 921908844 474804 4123 SH SOLE 0 0 4123 DISNEY WALT CO Total COM DISNEY 254687106 555898 3980 SH SOLE 0 0 3980 BECTON DICKINSON &CO Total COM 075887109 990940 3932 SH SOLE 0 0 3932 CATERPILLAR INC DEL Total COM 149123101 517205 3794 SH SOLE 0 0 3794 SOUTHERN CO Total COM 842587107 208516 3772 SH SOLE 0 0 3772 FISERV INC Total COM 337738108 342852 3761 SH SOLE 0 0 3761 LOCKHEED MARTIN CORP Total COM 539830109 1341221 3689 SH SOLE 0 0 3689 MCCORMICK &CO INC Total COM NON VTG 579780206 552117 3561 SH SOLE 0 0 3561 DUPONT DE NEMOURS INC Total COM 26614N102 239848 3195 SH SOLE 0 0 3195 COSTCO WHSL CORP NEW Total COM 22160K105 843708 3192 SH SOLE 0 0 3192 STERIS PLC Total SHS USD G8473T100 471354 3166 SH SOLE 0 0 3166 POLARIS INDS INC Total COM 731068102 288225 3159 SH SOLE 0 0 3159 WILLIS TOWERS WATSON PUB LTD Total SHS G96629103 603734 3152 SH SOLE 0 0 3152 J2 GLOBAL INC Total COM 48123V102 279824 3147 SH SOLE 0 0 3147 ALPHABET INC Total CAP STK CL A 02079K305 3393000 3136 SH SOLE 0 0 3136 BAIDU INC Total SPON ADR REP A 056752108 360647 3073 SH SOLE 0 0 3073 NOVARTIS A G Total SPONSORED ADR 66987V109 278678 3052 SH SOLE 0 0 3052 SALESFORCE COM INC Total COM 79466L302 460045 3032 SH SOLE 0 0 3032 INTERNATIONAL BUSINESS MACHS Total COM 459200101 415768 3015 SH SOLE 0 0 3015 PARKER HANNIFIN CORP Total COM 701094104 511563 3009 SH SOLE 0 0 3009 ECOLAB INC Total COM 278865100 587581 2976 SH SOLE 0 0 2976 TARGET CORP Total COM 87612E106 255585 2950 SH SOLE 0 0 2950 TRAVELERS COMPANIES INC Total COM 89417E109 424196 2837 SH SOLE 0 0 2837 CHUBB LIMITED Total COM H1467J104 397798 2700 SH SOLE 0 0 2700 AMERICAN EXPRESS CO Total COM 025816109 327617 2654 SH SOLE 0 0 2654 WASTE MGMT INC DEL Total COM 94106L109 298204 2584 SH SOLE 0 0 2584 HEICO CORP NEW Total COM 422806109 329858 2465 SH SOLE 0 0 2465 TE CONNECTIVITY LTD Total REG SHS H84989104 234277 2446 SH SOLE 0 0 2446 NORTHROP GRUMMAN CORP Total COM 666807102 785405 2430 SH SOLE 0 0 2430 ILLUMINA INC Total COM 452327109 875828 2379 SH SOLE 0 0 2379 ELECTRONIC ARTS INC Total COM 285512109 238771 2358 SH SOLE 0 0 2358 COPA HOLDINGS SA Total CL A P31076105 217581 2230 SH SOLE 0 0 2230 LOWES COS INC Total COM 548661107 219404 2174 SH SOLE 0 0 2174 NETFLIX INC Total COM 64110L106 786432 2141 SH SOLE 0 0 2141 NEXTERA ENERGY INC Total COM 65339F101 435942 2128 SH SOLE 0 0 2128 TEXAS INSTRS INC Total COM 882508104 233647 2035 SH SOLE 0 0 2035 ATMOS ENERGY CORP Total COM 049560105 203203 1925 SH SOLE 0 0 1925 NORFOLK SOUTHERN CORP Total COM 655844108 378926 1901 SH SOLE 0 0 1901 BROADCOM INC Total COM 11135F101 514967 1788 SH SOLE 0 0 1788 DEERE &CO Total COM 244199105 296289 1788 SH SOLE 0 0 1788 CIGNA CORP NEW Total COM 125523100 276185 1753 SH SOLE 0 0 1753 GOLDMAN SACHS GROUP INC Total COM 38141G104 356034 1740 SH SOLE 0 0 1740 SPDR GOLD TRUST Total GOLD SHS 78463V107 226706 1702 SH SOLE 0 0 1702 INTUITIVE SURGICAL INC Total COM NEW 46120E602 864982 1649 SH SOLE 0 0 1649 ACCENTURE PLC IRELAND Total SHS CLASS A G1151C101 279020 1510 SH SOLE 0 0 1510 EDWARDS LIFESCIENCES CORP Total COM 28176E108 267503 1448 SH SOLE 0 0 1448 INTUIT Total COM 461202103 364319 1394 SH SOLE 0 0 1394 ATLASSIAN CORP PLC Total CL A G06242104 180428 1379 SH SOLE 0 0 1379 VERISK ANALYTICS INC Total COM 92345Y106 200943 1372 SH SOLE 0 0 1372 POOL CORPORATION Total COM 73278L105 258038 1350 SH SOLE 0 0 1350 ADOBE INC Total COM 00724F101 337079 1144 SH SOLE 0 0 1144 BLACKROCK INC Total COM 09247X101 485495 1034 SH SOLE 0 0 1034 ANTHEM INC Total COM 036752103 284373 1007 SH SOLE 0 0 1007 ABIOMED INC Total COM 003654100 260490 1000 SH SOLE 0 0 1000 IDEXX LABS INC Total COM 45168D104 257433 935 SH SOLE 0 0 935 FIDELITY COMWLTH TR Total NDQ CP IDX TRK 315912808 272189 865 SH SOLE 0 0 865 BOOKING HLDGS INC Total COM 09857L108 596157 318 SH SOLE 0 0 318