SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
MILLER LLOYD I III

(Last) (First) (Middle)
222 LAKEVIEW AVENUE
SUITE 160-365

(Street)
WEST PALM BEACH FL 33401

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SELECTICA INC [ SLTC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
04/10/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/10/2014 J 54,169 A(1) $0.00 433,163(2) I By Trust A-4 - Lloyd I. Miller
Common Stock 04/10/2014 J 15,047 A(3) $0.00 120,126(2) I By Trust C - Lloyd I. Miller
Common Stock 04/10/2014 J 81,253 A(4) $0.00 646,513(2) I By Milfam II L.P.
Common Stock 2,100(2) I By Trust D - Lloyd I. Miller
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series D Convertible Preferred Stock $0.00 04/10/2014 J 5,416.9(1) (5) (5) Common Stock 54,169 $60 0 I By Trust A-4 - Lloyd I. Miller
Series D Convertible Preferred Stock $0.00 04/10/2014 J 1,504.7(3) (6) (6) Common Stock 15,047 $60 0 I By Trust C - Lloyd I. Miller
Series D Convertible Preferred Stock $0.00 04/10/2014 J 8,125.3(4) (7) (7) Common Stock 81,253 $60 0 I By Milfam II L.P.
Warrant $7 07/24/2014 07/24/2019 Common Stock 57,558 57,558(2) I By Trust A-4 - Lloyd I. Miller
Warrant $7 07/24/2014 07/24/2019 Common Stock 15,988 15,988(2) I By Trust C - Lloyd I. Miller
Warrant $7 07/24/2014 07/24/2019 Common Stock 86,338 86,338(2) I By Milfam II L.P.
Series A Warrant $7.75 12/01/2013 05/31/2018 Common Stock 40,894 40,894(2) I By Trust A-4 - Lloyd I. Miller
Series A Warrant $7.75 12/01/2013 05/31/2018 Common Stock 11,359 11,359(2) I By Trust C - Lloyd I. Miller
Series A Warrant $7.75 12/01/2013 05/31/2018 Common Stock 61,342 61,342(2) I By Milfam II L.P.
Explanation of Responses:
1. As previously reported, 5,416.9 shares of preferred stock would automatically converted into 54,169 shares of common stock upon shareholder approval at the stockholders meeting. On April 10, 2014, the shareholders approved the conversion of Series D Convertible Preferred Stock sold in the financing into shares of common stock.
2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
3. As previously reported, 1,504.7 shares of preferred stock would automatically converted into 15,047 shares of common stock upon shareholder approval at the stockholders meeting. On April 10, 2014, the shareholders approved the conversion of Series D Convertible Preferred Stock sold in the financing into shares of common stock.
4. As previously reported, 8,125.3 shares of preferred stock would automatically converted into 81,253 shares of common stock upon shareholder approval at the stockholders meeting. On April 10, 2014, the shareholders approved the conversion of Series D Convertible Preferred Stock sold in the financing into shares of common stock.
5. Such preferred stock automatically converted into 54,169 shares of common stock upon approval by the stockholders at the stockholders meeting held on April 10, 2014.
6. Such preferred stock automatically converted into 15,047 shares of common stock upon approval by the stockholders at the stockholders meeting held on April 10, 2014.
7. Such preferred stock automatically converted into 81,253 shares of common stock upon approval by the stockholders at the stockholders meeting held on April 10, 2014.
Remarks:
/s/ David J. Hoyt Attorney-in-fact 04/15/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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