-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JoxIEpv5mDjEHurCD85qnmb+QTquyM24OCXuJ9OOQPMIQ19MTNOE/hTXoobuYysz de/g7udI++pG8TUhueWqLg== 0001089991-09-000010.txt : 20091106 0001089991-09-000010.hdr.sgml : 20091106 20091106091805 ACCESSION NUMBER: 0001089991-09-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091106 DATE AS OF CHANGE: 20091106 EFFECTIVENESS DATE: 20091106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARKSTON INTERNATIONAL LLC CENTRAL INDEX KEY: 0001089991 IRS NUMBER: 134053806 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04869 FILM NUMBER: 091162937 BUSINESS ADDRESS: STREET 1: 50 MAIN STREET CITY: WHITE PLAINS STATE: NY ZIP: 10606 BUSINESS PHONE: 9147614700 MAIL ADDRESS: STREET 1: 50 MAIN STREET CITY: WHITE PLAINS STATE: NY ZIP: 10606 13F-HR 1 markston.txt 1 TINA.RUSSO@MARKSTON.COM 09/30/09 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FOR 13-F FORM 13-F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [] is a restatement [] adds new holdings entries Institutional Investment Manager Filing This Report: Markston International LLC 50 Main Street Suite 285 White Plains, NY 10606 13F File Number: 28-04869 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considred integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Mullarkey Title: Managing Member Phone: 914-761-4700 Signature, Place, and Date of Signing: Michael Mullarkey, White Plains, New York NOVEMBER 6, 2009 Report Type (Check only one): [ X ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Markston International LLC FORM 13F September 30, 2009 Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M COMPANY common stock 88579Y101 5140 69653 SH Sole 69653 ABBOTT LABORATORIES common stock 002824100 10576 213789 SH Sole 213789 ACXIOM CORPORATION common stock 005125109 139 14700 SH Sole 14700 ADOBE SYSTEMS, INC. common stock 00724F101 2881 87199 SH Sole 87199 AES CORPORATION (THE) common stock 00130H105 7267 490383 SH Sole 490383 AETNA, INC. common stock 00817Y108 13551 486928 SH Sole 486928 AFLAC, INC. common stock 001055102 1094 25603 SH Sole 25603 ALKERMES, INC. common stock 01642T108 903 98280 SH Sole 98280 ALLSTATE CORPORATION common stock 020002101 8487 277162 SH Sole 277162 AMERICAN AXLE & MFG. common stock 024061103 92 13000 SH Sole 13000 AMERICAN COMMERCIAL LINES, INC common stock 025195405 1431 49136 SH Sole 49136 AMERICAN ELECTRIC POWER COMPAN common stock 025537101 972 31365 SH Sole 31365 AMERICAN EXPRESS CO. common stock 025816109 16682 492105 SH Sole 492105 AMERIPRISE FINANCIAL, INC. common stock 03076C106 8457 232777 SH Sole 232777 ANADARKO PETROLEUM CORP. common stock 032511107 15382 245210 SH Sole 245210 ANIXTER INTERNATIONAL, INC. common stock 035290105 707 17627 SH Sole 17627 AON CORPORATION common stock 037389103 4710 115752 SH Sole 115752 APACHE CORPORATION common stock 037411105 2582 28122 SH Sole 28122 APPLE, INC. common stock 037833100 35212 189956 SH Sole 189956 ARCHER DANIELS MIDLAND CO. common stock 039483102 1272 43533 SH Sole 43533 ARTHROCARE CORPORATION common stock 043136100 245 12010 SH Sole 12010 AT&T, INC. common stock 00206R102 12414 459599 SH Sole 459599 BANK OF AMERICA CORPORATION common stock 060505104 2777 164135 SH Sole 164135 BANK OF NEW YORK MELLON CORPOR common stock 064058100 3446 118884 SH Sole 118884 BAXTER INTERNATIONAL, INC. common stock 071813109 4955 86920 SH Sole 86920 BJ SERVICES COMPANY common stock 055482103 2927 150639 SH Sole 150639 BLACKBOARD, INC. common stock 091935502 2158 57124 SH Sole 57124 BOEING COMPANY common stock 097023105 13799 254831 SH Sole 254831 BOSTON SCIENTIFIC CORPORATION common stock 101137107 2207 208365 SH Sole 208365 BP PLC SPONSORED ADR common stock 055622104 6000 112725 SH Sole 112725 BUNGE LIMITED common stock G16962105 3334 53244 SH Sole 53244 CABLEVISION SYSTEMS CORP. CL A common stock 12686C109 4412 185774 SH Sole 185774 CARDINAL HEALTH INC. common stock 14149Y108 2327 86839 SH Sole 86839 CAREFUSION CORPORATION common stock 14170T101 947 43418 SH Sole 43418 CATERPILLAR, INC. common stock 149123101 5546 108051 SH Sole 108051 CELADON GROUP, INC. common stock 150838100 1278 112974 SH Sole 112974 CELGENE CORPORATION common stock 151020104 5387 96365 SH Sole 96365 CF INDUSTRIES HOLDINGS, INC. common stock 125269100 2359 27360 SH Sole 27360 CHESAPEAKE ENERGY CORPORATION common stock 165167107 3329 117219 SH Sole 117219 CHEVRON CORPORATION common stock 166764100 5627 79898 SH Sole 79898 CHUBB CORPORATION common stock 171232101 2718 53911 SH Sole 53911 CIRRUS LOGIC, INC. common stock 172755100 737 132537 SH Sole 132537 CISCO SYSTEMS, INC. common stock 17275R102 2430 103245 SH Sole 103245 CITIGROUP, INC. common stock 172967101 1347 278304 SH Sole 278304 CME GROUP, INC. common stock 12572Q105 6746 21890 SH Sole 21890 CMS ENERGY CORPORATION common stock 125896100 147 11000 SH Sole 11000 COCA-COLA COMPANY common stock 191216100 14782 275279 SH Sole 275279 COINSTAR INC. common stock 19259P300 5215 158111 SH Sole 158111 COLGATE-PALMOLIVE COMPANY common stock 194162103 3678 48222 SH Sole 48222 COMCAST CORP CL A common stock 20030N101 2775 164286 SH Sole 164286 COMPUTER SCIENCES CORP. common stock 205363104 3320 62980 SH Sole 62980 COMPUWARE CORPORATION common stock 205638109 315 42972 SH Sole 42972 CONOCOPHILLIPS common stock 20825C104 4249 94081 SH Sole 94081 CORNING,INC. common stock 219350105 2138 139676 SH Sole 139676 COVANTA HOLDING CORPORATION common stock 22282E102 4408 259319 SH Sole 259319 COVIDIEN PLC common stock G2554F105 9925 229420 SH Sole 229420 CSX CORPORATION common stock 126408103 2318 55365 SH Sole 55365 CVS CAREMARK CORPORATION common stock 126650100 6989 195543 SH Sole 195543 DELL, INC. common stock 24702R101 5193 340291 SH Sole 340291 DEVON ENERGY CORP. common stock 25179M103 14292 212270 SH Sole 212270 DIRECTV GROUP INC. common stock 25459L106 207 7500 SH Sole 7500 DISCOVER FINANCIAL SERVICES, I common stock 254709108 6744 415499 SH Sole 415499 DOMINION RESOURCES, INC. common stock 25746U109 1922 55700 SH Sole 55700 DTE ENERGY COMPANY common stock 233331107 1400 39847 SH Sole 39847 DUKE ENERGY CORP. NEW common stock 26441C105 18418 1170158 SH Sole 1170158 DYNEGY INC. CL A common stock 26817G102 955 374445 SH Sole 374445 E.I. DUPONT DE NEMOURS & CO. common stock 263534109 16080 500315 SH Sole 500315 ECOLAB, INC. common stock 278865100 324 7000 SH Sole 7000 EOG RESOURCES, INC. common stock 26875P101 9403 112600 SH Sole 112600 EXELON CORPORATION common stock 30161N101 320 6443 SH Sole 6443 EXPRESS SCRIPTS, INC. common stock 302182100 915 11800 SH Sole 11800 EXTERRAN HOLDINGS, INC. common stock 30225X103 783 33000 SH Sole 33000 EXXON MOBIL CORPORATION common stock 30231G102 6338 92377 SH Sole 92377 FINISAR CORPORATION common stock 31787A101 320 33038 SH Sole 33038 GEN-PROBE INCORPORATED common stock 36866T103 1123 27094 SH Sole 27094 GENCORP, INC. common stock 368682100 759 141660 SH Sole 141660 GENERAL ELECTRIC COMPANY common stock 369604103 12343 751686 SH Sole 751686 GENZYME CORPORATION common stock 372917104 6789 119680 SH Sole 119680 GILEAD SCIENCES, INC. common stock 375558103 1253 26894 SH Sole 26894 GOLDMAN SACHS GROUP, INC. common stock 38141G104 10563 57301 SH Sole 57301 GOODYEAR TIRE & RUBBER common stock 382550101 1682 98768 SH Sole 98768 GOOGLE, INC. common stock 38259P508 236 475 SH Sole 475 HCC INSURANCE HOLDINGS, INC. common stock 404132102 2727 99706 SH Sole 99706 HCP, INC. common stock 40414L109 4630 161096 SH Sole 161096 HERCULES OFFSHORE INC. common stock 427093109 1010 205649 SH Sole 205649 HESS CORPORATION common stock 42809H107 3891 72787 SH Sole 72787 HOME DEPOT, INC. common stock 437076102 17055 640216 SH Sole 640216 HONEYWELL INTERNATIONAL, INC. common stock 438516106 1427 38400 SH Sole 38400 HOSPIRA, INC. common stock 441060100 5247 117652 SH Sole 117652 HUMANA, INC. common stock 444859102 2424 64979 SH Sole 64979 INTEL CORP. common stock 458140100 5378 274799 SH Sole 274799 INTERNATIONAL BUSINESS MACHINE common stock 459200101 670 5603 SH Sole 5603 INTERNET CAPITAL GROUP INC. common stock 46059C205 425 50850 SH Sole 50850 JABIL CIRCUIT, INC. common stock 466313103 591 44040 SH Sole 44040 JACOBS ENGINEERING GROUP, INC. common stock 469814107 5248 114207 SH Sole 114207 JEFFERIES GROUP, INC. common stock 472319102 13040 478879 SH Sole 478879 JOHNSON & JOHNSON common stock 478160104 1291 21200 SH Sole 21200 JOHNSON CONTROLS, INC. common stock 478366107 690 26980 SH Sole 26980 JPMORGAN CHASE & COMPANY common stock 46625H100 6076 138651 SH Sole 138651 KEY ENERGY SERVICES, INC. common stock 492914106 2670 306912 SH Sole 306912 KNIGHT CAPITAL GROUP, INC. common stock 499005106 301 13853 SH Sole 13853 KOHLS COPORATION common stock 500255104 6093 106809 SH Sole 106809 KRAFT FOODS, INC. common stock 50075N104 1184 45060 SH Sole 45060 KROGER CO. common stock 501044101 836 40510 SH Sole 40510 LEGG MASON, INC. common stock 524901105 956 30810 SH Sole 30810 LEUCADIA NATIONAL CORPORATION common stock 527288104 4138 167381 SH Sole 167381 LIBERTY MEDIA ENTERTAINMENT SE common stock 53071M500 1122 36066 SH Sole 36066 LIBERTY MEDIA HOLDING CORP. - common stock 53071M302 3656 174778 SH Sole 174778 LIBERTY MEDIA HOLDING CORP.-IN common stock 53071M104 6925 631264 SH Sole 631264 LIVEWIRE MOBILE, INC. common stock 53837P102 64 164858 SH Sole 164858 LOCKHEED MARTIN CORPORATION common stock 539830109 1360 17416 SH Sole 17416 LOWE'S COMPANIES, INC. common stock 548661107 7884 376506 SH Sole 376506 MARATHON OIL CORPORATION common stock 565849106 6985 218973 SH Sole 218973 MARRIOTT INTERNATIONAL, INC. ' common stock 571903202 907 32890 SH Sole 32890 MARSH & MCLENNAN COMPANIES, IN common stock 571748102 4505 182166 SH Sole 182166 MARVEL ENTERTAINMENT, INC. common stock 57383T103 2134 43015 SH Sole 43015 MCDONALD'S CORP. common stock 580135101 8029 140680 SH Sole 140680 MCGRAW-HILL COMPANIES, INC. common stock 580645109 310 12330 SH Sole 12330 MEADWESTVACO CORP. common stock 583334107 1707 76515 SH Sole 76515 MEDTRONIC INC. common stock 585055106 18637 506428 SH Sole 506428 MERCK & CO. INC. common stock 589331107 2570 81250 SH Sole 81250 METLIFE, INC. common stock 59156R108 8909 234017 SH Sole 234017 MICROSOFT CORPORATION common stock 594918104 19032 735103 SH Sole 735103 MIRANT CORPORATION common stock 60467R100 488 29700 SH Sole 29700 MONSANTO COMPANY common stock 61166W101 6585 85082 SH Sole 85082 MOSAIC COMPANY common stock 61945A107 1271 26432 SH Sole 26432 MOTOROLA, INC. common stock 620076109 417 48585 SH Sole 48585 MYLAN INC. common stock 628530107 480 30000 SH Sole 30000 NATIONAL FUEL GAS COMPANY common stock 636180101 2393 52231 SH Sole 52231 NEW YORK COMMUNITY BANCORP INC common stock 649445103 727 63701 SH Sole 63701 NEWPARK RESOURCES, INC. common stock 651718504 134 41620 SH Sole 41620 NICOR, INC. common stock 654086107 2091 57145 SH Sole 57145 NOKIA CORPORATION ADR common stock 654902204 826 56465 SH Sole 56465 NORTHERN TRUST COMPANY common stock 665859104 1018 17500 SH Sole 17500 NORTHROP GRUMMAN CORP. common stock 666807102 7104 137272 SH Sole 137272 NVIDIA CORPORATION common stock 67066G104 409 27179 SH Sole 27179 OMNICOM GROUP, INC. common stock 681919106 488 13220 SH Sole 13220 ON ASSIGNMENT INC. common stock 682159108 107 18220 SH Sole 18220 ORACLE CORPORATION common stock 68389X105 708 33995 SH Sole 33995 ORBITAL SCIENCES CORP. common stock 685564106 2611 174445 SH Sole 174445 PARKER DRILLING CO. common stock 701081101 420 76940 SH Sole 76940 PAYCHEX, INC. common stock 704326107 305 10510 SH Sole 10510 PEP BOYS MANNY MOE & JACK common stock 713278109 2514 257297 SH Sole 257297 PEPSICO, INC. common stock 713448108 11142 189941 SH Sole 189941 PFIZER, INC. common stock 717081103 410 24800 SH Sole 24800 PHILIP MORRIS INTERNATIONAL, I common stock 718172109 366 7500 SH Sole 7500 PHOENIX COMPANIES, INC. common stock 71902E109 333 102383 SH Sole 102383 PLATO LEARNING, INC. common stock 72764Y100 108 25000 SH Sole 25000 POPULAR, INC. common stock 733174106 1233 435651 SH Sole 435651 PRIMEDIA, INC. common stock 74157K846 26 10419 SH Sole 10419 PRINCIPAL FINANCIAL GROUP common stock 74251V102 1090 39787 SH Sole 39787 PROCTER & GAMBLE COMPANY common stock 742718109 8266 142717 SH Sole 142717 RAYTHEON COMPANY common stock 755111507 5732 119490 SH Sole 119490 REINSURANCE GROUP OF AMERICA, common stock 759351604 2554 57264 SH Sole 57264 ROCKWELL AUTOMATION, INC. common stock 773903109 3509 82363 SH Sole 82363 S1 CORPORATION common stock 78463B101 522 84438 SH Sole 84438 SANDISK CORPORATION common stock 80004C101 5316 244958 SH Sole 244958 SANMINA/SCI SYSTEMS common stock 800907107 552 64233 SH Sole 64233 SCHERING-PLOUGH CORP. common stock 806605101 7895 279468 SH Sole 279468 SCHLUMBERGER LIMITED common stock 806857108 3207 53813 SH Sole 53813 SMITH INTERNATIONAL, INC. common stock 832110100 698 24324 SH Sole 24324 SOUTHWEST AIRLINES INC. common stock 844741108 3377 351820 SH Sole 351820 SPECTRA ENERGY CORPORATION common stock 847560109 12891 680644 SH Sole 680644 SPRINT NEXTEL CORPORATION common stock 852061100 504 127500 SH Sole 127500 ST. JOE COMPANY common stock 790148100 4458 153095 SH Sole 153095 STARBUCKS CORPORATION common stock 855244109 313 15140 SH Sole 15140 STARWOOD HOTELS & RESORTS common stock 85590A401 1473 44600 SH Sole 44600 STATE STREET CORP. common stock 857477103 9245 175764 SH Sole 175764 SUN MICROSYSTEMS, INC. common stock 866810203 3442 378702 SH Sole 378702 SUNLINK HEALTH SYSTEMS, INC. common stock 86737U102 122 54168 SH Sole 54168 TARGET CORPORATION common stock 87612E106 1474 31572 SH Sole 31572 TEVA PHARMACEUTICAL INDUSTRIES common stock 881624209 8029 158803 SH Sole 158803 TIBCO SOFTWARE INC. common stock 88632Q103 301 31700 SH Sole 31700 TIDEWATER INC. common stock 886423102 589 12500 SH Sole 12500 TIME WARNER CABLE, INC. common stock 88732J207 877 20350 SH Sole 20350 TIME WARNER, INC. common stock 887317303 2819 97965 SH Sole 97965 TRAVELERS COMPANIES, INC. common stock 89417E109 9703 197091 SH Sole 197091 TYCO ELECTRONICS LIMITED common stock H8912P106 6443 289178 SH Sole 289178 TYCO INTERNATIONAL, LTD. common stock H89128104 7464 216463 SH Sole 216463 U.S. BANCORP common stock 902973304 12317 563461 SH Sole 563461 UDR, INC. common stock 902653104 7572 481090 SH Sole 481090 UNION PACIFIC CORPORATION common stock 907818108 2511 43033 SH Sole 43033 UNITED STATES STEEL CORPORATIO common stock 912909108 2826 63681 SH Sole 63681 UNITED TECHNOLOGIES CORPORATIO common stock 913017109 225 3700 SH Sole 3700 VALSPAR CORP. common stock 920355104 908 33000 SH Sole 33000 VALUECLICK, INC. common stock 92046N102 2126 161174 SH Sole 161174 VERISIGN, INC. common stock 92343E102 16996 717443 SH Sole 717443 VERIZON COMMUNICATIONS common stock 92343V104 1927 63670 SH Sole 63670 W.R. BERKLEY CORPORATION common stock 084423102 9382 371132 SH Sole 371132 WAL-MART STORES, INC. common stock 931142103 12373 252041 SH Sole 252041 WALGREEN COMPANY common stock 931422109 6254 166894 SH Sole 166894 WALT DISNEY COMPANY common stock 254687106 1131 41188 SH Sole 41188 WASTE MANAGEMENT, INC. common stock 94106L109 2007 67314 SH Sole 67314 WEATHERFORD INTERNATIONAL, LTD common stock H27013103 868 41890 SH Sole 41890 WELLS FARGO & COMPANY common stock 949746101 13732 487310 SH Sole 487310 WESTAR ENERGY, INC. common stock 95709T100 1434 73500 SH Sole 73500 WEYERHAEUSER COMPANY common stock 962166104 1946 53105 SH Sole 53105 WILLIAMS COMPANIES, INC. common stock 969457100 3091 172944 SH Sole 172944 XEROX CORP. common stock 984121103 568 73340 SH Sole 73340 eBAY, INC. common stock 278642103 13705 580487 SH Sole 580487 i2 TECHNOLOGIES, INC. common stock 465754208 2331 145312 SH Sole 145312 SIX FLAGS PIERS 'B' DUE 8/15/2 preferred stock 83001P505 70 139801 SH Sole 139801 REPORT SUMMARY 202 DATA RECORDS 872224 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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