0001552781-14-001106.txt : 20141201 0001552781-14-001106.hdr.sgml : 20141201 20141201134501 ACCESSION NUMBER: 0001552781-14-001106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141126 FILED AS OF DATE: 20141201 DATE AS OF CHANGE: 20141201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWK Holdings Corp CENTRAL INDEX KEY: 0001089907 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] IRS NUMBER: 770435679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15770 NORTH DALLAS PARKWAY STREET 2: SUITE 1290 CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: (972) 687-7250 MAIL ADDRESS: STREET 1: 15770 NORTH DALLAS PARKWAY STREET 2: SUITE 1290 CITY: DALLAS STATE: TX ZIP: 75248 FORMER COMPANY: FORMER CONFORMED NAME: KANA SOFTWARE INC DATE OF NAME CHANGE: 20011114 FORMER COMPANY: FORMER CONFORMED NAME: KANA COMMUNICATIONS INC DATE OF NAME CHANGE: 19990702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jacobson Charles M CENTRAL INDEX KEY: 0001448206 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27163 FILM NUMBER: 141257289 MAIL ADDRESS: STREET 1: CIRA CENTRE STREET 2: 2929 ARCH STREET, SUITE 675 CITY: PHILADELPHIA STATE: PA ZIP: 19104-2867 4 1 e00391_jacobson-form4.xml OWNERSHIP DOCUMENT X0306 4 2014-11-26 0 0001089907 SWK Holdings Corp SWKH 0001448206 Jacobson Charles M 1835 MARKET STREET; SUITE 910 PHILADELPHIA PA 19103 0 1 0 0 Chief Financial Officer Common Stock 2014-11-26 4 P 0 1556 0.86 A 6056 D The Reporting Person acquired 1,556 shares on the exercise of his basic subscription rights pursuant to the Company's Rights Offering which closed on November 26, 2014. /s/ Charles M. Jacobson 2014-12-01