0001089710-18-000004.txt : 20181030 0001089710-18-000004.hdr.sgml : 20181030 20181030120734 ACCESSION NUMBER: 0001089710-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181030 DATE AS OF CHANGE: 20181030 EFFECTIVENESS DATE: 20181030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROANOKE ASSET MANAGEMENT CORP/ NY CENTRAL INDEX KEY: 0001089710 IRS NUMBER: 132932679 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06537 FILM NUMBER: 181146105 BUSINESS ADDRESS: STREET 1: HARBORSIDE 5 STREET 2: 185 HUDSON ST. SUITE 1640 CITY: JERSEY CITY STATE: NJ ZIP: 07311 BUSINESS PHONE: 2019851111 MAIL ADDRESS: STREET 1: HARBORSIDE 5 STREET 2: 185 HUDSON ST. SUITE 1640 CITY: JERSEY CITY STATE: NJ ZIP: 07311 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001089710 XXXXXXXX 09-30-2018 09-30-2018 ROANOKE ASSET MANAGEMENT CORP/ NY

HARBORSIDE 5 185 HUDSON ST. SUITE 1640 JERSEY CITY NJ 07311

13F HOLDINGS REPORT 028-06537 N ADELE S WEISMAN 201-985-1111 X 11 ADELE S WEISMAN JERSEY CITY NJ 10-30-2018 0 113 223072 false INFORMATION TABLE 2 inftable093018ram.xml 2U INC COM 90214j101 5197 69115 SH SOLE 69115 0 0 8X8 INC COM 282914100 308 14500 SH SOLE 14500 0 0 ABBOTT LABORATORIES COM 002824100 4207 57345 SH SOLE 57345 0 0 ABBVIE INC COM 00287Y109 954 10086 SH SOLE 10086 0 0 AETNA INC COM 00817Y108 406 2000 SH SOLE 2000 0 0 ALARM.COM HLDGS COM 011642105 1280 22300 SH SOLE 22300 0 0 ALKERMES PLC COM g01767105 2435 57386 SH SOLE 57386 0 0 AMGEN INC COM 031162100 2900 13989 SH SOLE 13989 0 0 APPLE INC COM 037833100 573 2537 SH SOLE 2537 0 0 APPLIED MATERIALS INC COM 038222105 2985 77235 SH SOLE 77235 0 0 AT&T INC COM 00206R102 1754 52222 SH SOLE 52222 0 0 ATLAS SPINE INC. COM 011111111 50 25000 SH SOLE 25000 0 0 AUTOMATIC DATA PROCESSING COM 053015103 624 4145 SH SOLE 4145 0 0 B&G FOODS INC COM 05508R106 692 25207 SH SOLE 25207 0 0 BANK OF AMERICA CORP COM 060505104 6022 204423 SH SOLE 204423 0 0 BIOSCRIP INC COM 09069N108 1298 418780 SH SOLE 418780 0 0 BOEING CO COM 097023105 10825 29106 SH SOLE 29106 0 0 BOTTOMLINE TECHNOLOGIES (DE) COM 101388106 3281 45118 SH SOLE 45118 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 3353 54015 SH SOLE 54015 0 0 CANADIAN NATURAL RESOURCES COM 136385101 1490 45615 SH SOLE 45615 0 0 CHEVRON CORP COM 166764100 542 4430 SH SOLE 4430 0 0 CISCO SYSTEMS INC COM 17275R102 3159 64938 SH SOLE 64938 0 0 CITIGROUP INC COM 172967424 4361 60788 SH SOLE 60788 0 0 COCA-COLA CO/THE COM 191216100 2445 52944 SH SOLE 52944 0 0 CONOCOPHILLIPS COM 20825C104 272 3511 SH SOLE 3511 0 0 CONSOLIDATED EDISON INC COM 209115104 216 2840 SH SOLE 2840 0 0 CVS HEALTH CORP COM 126650100 2611 33162 SH SOLE 33162 0 0 DANAHER CORP COM 235851102 3375 31059 SH SOLE 31059 0 0 DELL TECHNOLOGIES INC-CL V COM 24703L103 203 2095 SH SOLE 2095 0 0 DEVON ENERGY CORP COM 25179M103 1194 29884 SH SOLE 29884 0 0 DEXCOM INC COM 252131107 257 1800 SH SOLE 1800 0 0 DOWDUPONT INC COM 26078j100 4590 71380 SH SOLE 71380 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 209 1200 SH SOLE 1200 0 0 ELI LILLY & CO COM 532457108 3084 28744 SH SOLE 28744 0 0 EMERSON ELECTRIC CO COM 291011104 2782 36333 SH SOLE 36333 0 0 ENERGY TRANSFER EQUITY LP COM 29273V100 244 14000 SH SOLE 14000 0 0 ENLINK MIDSTREAM LLC COM 29336T100 208 12635 SH SOLE 12635 0 0 ENLINK MIDSTREAM PARTNERS LP COM 29336U107 315 16900 SH SOLE 16900 0 0 ENTERPRISE PRODUCTS PARTNERS COM 293792107 1286 44748 SH SOLE 44748 0 0 EOG RESOURCES INC COM 26875P101 3437 26943 SH SOLE 26943 0 0 EXXON MOBIL CORP COM 30231G102 793 9333 SH SOLE 9333 0 0 FACEBOOK INC-A COM 30303M102 5441 33082 SH SOLE 33082 0 0 FIVE9 INC COM 338307101 415 9500 SH SOLE 9500 0 0 FORD MOTOR CO COM 345370860 206 22285 SH SOLE 22285 0 0 FORTIVE CORP COM 34959J108 3117 37016 SH SOLE 37016 0 0 GELTECH SOLUTIONS INC COM 368537106 3 14000 SH SOLE 14000 0 0 GILEAD SCIENCES INC COM 375558103 3697 47880 SH SOLE 47880 0 0 HEXCEL CORP NEW COM 428291108 7214 107594 SH SOLE 107594 0 0 HOME DEPOT INC COM 437076102 9311 44946 SH SOLE 44946 0 0 INTEL CORP COM 458140100 1132 23944 SH SOLE 23944 0 0 INTERNATIONAL BUSINESS MACHINE COM 459200101 581 3845 SH SOLE 3845 0 0 ISHARES RUSSELL 2000 GROWTH ET COM 464287648 207 962 SH SOLE 962 0 0 JOHNSON & JOHNSON COM 478160104 522 3780 SH SOLE 3780 0 0 JPMORGAN CHASE & CO COM 46625h100 3024 26801 SH SOLE 26801 0 0 LAM RESEARCH CORP COM 512807108 1911 12595 SH SOLE 12595 0 0 LANTRONIX INC COM 516548203 427 105000 SH SOLE 105000 0 0 LIVEPERSON INC COM 538146101 1526 58800 SH SOLE 58800 0 0 LYONDELLBASELL INDUSTRIES N V COM n53745100 2863 27930 SH SOLE 27930 0 0 MASTERCARD INCORPORATED COM 57636q104 19174 86132 SH SOLE 86132 0 0 MCDONALDS CORP COM 580135101 855 5113 SH SOLE 5113 0 0 MCKESSON CORP COM 58155q103 995 7500 SH SOLE 7500 0 0 MICROSOFT CORP COM 594918104 4484 39209 SH SOLE 39209 0 0 MID-AMERICA APARTMENT COMMUNIT COM 59522j103 351 3500 SH SOLE 3500 0 0 MORGAN STANLEY COM 617446448 1962 42128 SH SOLE 42128 0 0 MPLX LP COM 55336v100 350 10104 SH SOLE 10104 0 0 NEXTERA ENERGY INC COM 65339f101 990 5905 SH SOLE 5905 0 0 NUCOR CORP COM 670346105 1945 30651 SH SOLE 30651 0 0 ORACLE CORPORATION COM 68389x105 3353 65033 SH SOLE 65033 0 0 PAYPAL INC COM COM 70450y103 6740 76725 SH SOLE 76725 0 0 PROSHARES TRUST ULTRA FINANCIA COM 74347x633 582 13440 SH SOLE 13440 0 0 PROSHARES ULTRA QQQ COM 74347r206 1208 12000 SH SOLE 12000 0 0 QORVO INC COM 74736k101 1557 20249 SH SOLE 20249 0 0 QUALCOMM INC COM 747525103 3449 47885 SH SOLE 47885 0 0 RAINMAKER SYSTEMS COM NEW COM 750875304 0 151100 SH SOLE 151100 0 0 ROYAL CARIBBEAN CRUISES LTD COM v7780t103 5786 44525 SH SOLE 44525 0 0 SCHLUMBERGER LTD COM 806857108 2213 36325 SH SOLE 36325 0 0 SIRIUS MINERALS COM b0dg3h2X4 9 23700 SH SOLE 23700 0 0 SKYWORKS SOLUTIONS INC COM 83088m102 1074 11840 SH SOLE 11840 0 0 SPDR GOLD TR GOLD SHS COM 78463v107 537 4765 SH SOLE 4765 0 0 STARBUCKS CORP COM 855244109 4406 77516 SH SOLE 77516 0 0 SUNTRUST BANKS INC COM 867914103 204 3048 SH SOLE 3048 0 0 TAPESTRY INC COM 876030107 2279 45339 SH SOLE 45339 0 0 TARGA RESOURCES CORP COM 87612G101 397 7052 SH SOLE 7052 0 0 TEXAS INSTRUMENTS INC COM 882508104 3034 28282 SH SOLE 28282 0 0 TRANSWITCH CORP COM COM 894065309 0 97836 SH SOLE 97836 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2327 8745 SH SOLE 8745 0 0 VACCINOGEN INC COM 918641101 0 52679 SH SOLE 52679 0 0 VF CORP COM 918204108 293 3135 SH SOLE 3135 0 0 VISA INC-CLASS A SHARES COM 92826C839 305 2030 SH SOLE 2030 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 457 22453 SH SOLE 22453 0 0 WALT DISNEY CO/THE COM 254687106 4734 40479 SH SOLE 40479 0 0 WASTE MANAGEMENT INC COM 94106L109 829 9178 SH SOLE 9178 0 0 WEATHERFORD INTERNATIONAL PLC COM g48833100 632 233088 SH SOLE 233088 0 0 WELLS FARGO & CO COM 949746101 2411 45864 SH SOLE 45864 0 0 WESTERN GAS PARTNERS LP COM 958254104 523 11965 SH SOLE 11965 0 0 WILLIAMS COS INC COM 969457100 2934 107913 SH SOLE 107913 0 0 WILLIAMS-SONOMA INC COM 969904101 279 4250 SH SOLE 4250 0 0 WRIGHT MED GROUP NV COM N96617118 376 12950 SH SOLE 12950 0 0 XILINX INC COM 983919101 5877 73304 SH SOLE 73304 0 0 YOUNG AUST MINES LTD COM 9a4qhq9X3 13 17700 SH SOLE 17700 0 0 BANK OF AMERICA NON CUM PREF 6 PFD 060505229 468 18000 SH SOLE 18000 0 0 GOLDMAN SACHS NON CUM PFD 6.37 PFD 38148b108 400 15000 SH SOLE 15000 0 0 ING GROUP NV 6.375 PERPETUAL PFD 456837608 324 12700 SH SOLE 12700 0 0 JP MORGAN CHASE & CO 6.10 NCU PFD 48127x542 1167 45300 SH SOLE 45300 0 0 JPM CHASE NON CUM 5.75 PREF S PFD 48128b655 228 9000 SH SOLE 9000 0 0 JPMORGAN CHASE & CO 6.70 SER PFD 48127a161 223 8700 SH SOLE 8700 0 0 KEYCORP 5.65 SER F PFD 493267876 371 15000 SH SOLE 15000 0 0 DODGE & COX STOCK FUND MUT 256219106 925 4317 SH SOLE 4317 0 0 MATTHEWS PACIFIC TIGER MUT 577130107 415 14210 SH SOLE 14210 0 0 OAKMARK INTERNATIONAL FUND MUT 413838202 244 9319 SH SOLE 9319 0 0 PIMCO LOW DURATION FUND-CL A MUT 693390411 263 27079 SH SOLE 27079 0 0 ENTEROMEDICS 2.19 RESTRICTED WT 293993309 0 25000 SH SOLE 25000 0 0