0001089710-16-000006.txt : 20160121 0001089710-16-000006.hdr.sgml : 20160121 20160121142017 ACCESSION NUMBER: 0001089710-16-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160121 DATE AS OF CHANGE: 20160121 EFFECTIVENESS DATE: 20160121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROANOKE ASSET MANAGEMENT CORP/ NY CENTRAL INDEX KEY: 0001089710 IRS NUMBER: 132932679 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06537 FILM NUMBER: 161353223 BUSINESS ADDRESS: STREET 1: HARBORSIDE FINANCIAL CENTER STREET 2: PLAZA 5 SUITE 1640 CITY: JERSEY CITY STATE: NJ ZIP: 07311 BUSINESS PHONE: 2019851111 MAIL ADDRESS: STREET 1: HARBORSIDE FINANCIAL CENTER STREET 2: PLAZA 5 SUITE 1640 CITY: JERSEY CITY STATE: NJ ZIP: 07311 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001089710 XXXXXXXX 12-31-2015 12-31-2015 ROANOKE ASSET MANAGEMENT CORP/ NY

HARBORSIDE FINANCIAL CENTER PLAZA 5 SUITE 1640 JERSEY CITY NJ 07311

13F HOLDINGS REPORT 028-06537 N ADELE S. WEISMAN 201-985-1111 ADELE S. WEISMAN JERSEY CITY NJ 01-21-2016 0 110 233769 false INFORMATION TABLE 2 inftable123115ram.xml 2U INC COM 90214j101 2813 100520 SH SOLE 100520 0 0 8X8 INC NEW COM 282914100 246 21500 SH SOLE 21500 0 0 ABBOTT LABORATORIES COM 002824100 3366 74949 SH SOLE 74949 0 0 ABBVIE INC COM 00287y109 2081 35128 SH SOLE 35128 0 0 AETNA INC NEW COM 00817y108 216 2000 SH SOLE 2000 0 0 ALKERMES PLC COM g01767105 7529 94851 SH SOLE 94851 0 0 AMGEN INC COM 031162100 5639 34738 SH SOLE 34738 0 0 APPLIED MATERIALS INC COM 038222105 484 25900 SH SOLE 25900 0 0 AT&T INC COM 00206r102 2132 61945 SH SOLE 61945 0 0 ATLAS SPINE INC. COM 011111111 50 25000 SH SOLE 25000 0 0 AUTOMATIC DATA PROCESSING INC COM 053015103 340 4015 SH SOLE 4015 0 0 B&G FOODS COM 05508r106 605 17270 SH SOLE 17270 0 0 BANK OF AMERICA CORP COM 060505104 3842 228296 SH SOLE 228296 0 0 BIOGEN INC COM 09062x103 2022 6600 SH SOLE 6600 0 0 BIOSCRIP INC COM 09069n108 371 211877 SH SOLE 211877 0 0 BOEING CO COM 097023105 6455 44645 SH SOLE 44645 0 0 BOTTOMLINE TECHNOLOGIES INC COM 101388106 2467 82990 SH SOLE 82990 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 4943 71854 SH SOLE 71854 0 0 BUFFALO WILD WINGS INC COM 119848109 4247 26604 SH SOLE 26604 0 0 CALLIDUS SOFTWARE INC COM 13123e500 468 25200 SH SOLE 25200 0 0 CELGENE CORP COM 151020104 240 2000 SH SOLE 2000 0 0 CHEVRON CORPORATION COM 166764100 449 4986 SH SOLE 4986 0 0 CISCO SYSTEMS INC COM 17275r102 939 34567 SH SOLE 34567 0 0 CITIGROUP INC COM 172967424 3696 71422 SH SOLE 71422 0 0 COCA COLA COMPANY (THE) COM 191216100 2258 52552 SH SOLE 52552 0 0 CVS HEALTH CORPORATION COM 126650100 3329 34047 SH SOLE 34047 0 0 DANAHER CORP COM 235851102 4714 50754 SH SOLE 50754 0 0 DERMA SCIENCES INC NEW COM 249827502 1101 240896 SH SOLE 240896 0 0 DEVON ENERGY CORPORATION NEW COM 25179m103 1651 51599 SH SOLE 51599 0 0 DOW CHEMICAL CO. COM 260543103 1646 31971 SH SOLE 31971 0 0 E I DU PONT DE NEMOURS & CO COM 263534109 3788 56882 SH SOLE 56882 0 0 EBAY INC COM 278642103 1962 71385 SH SOLE 71385 0 0 EMC CORP-MASS COM 268648102 3940 153444 SH SOLE 153444 0 0 ENERGY TRANSFER EQUITY LP COM 29273v100 165 12000 SH SOLE 12000 0 0 ENLINK MIDSTREAM L P COM 29336u107 327 19750 SH SOLE 19750 0 0 ENTERPRISE PRODUCTS PARTNERS L COM 293792107 832 32524 SH SOLE 32524 0 0 EOG RES INC COM 26875p101 3565 50360 SH SOLE 50360 0 0 EXXON MOBIL CORP COM 30231g102 766 9823 SH SOLE 9823 0 0 FACEBOOK INC CL A COM 30303m102 6549 62575 SH SOLE 62575 0 0 FORD MOTOR CO DEL PAR $0.01 COM 345370860 417 29595 SH SOLE 29595 0 0 FOSSIL INC COM COM 34988v106 203 5562 SH SOLE 5562 0 0 GELTECH SOLUTIONS INC COM 368537106 5 14000 SH SOLE 14000 0 0 GENERAL ELECTRIC COMPANY COM COM 369604103 321 10315 SH SOLE 10315 0 0 GEO GROUP INC COM 36162j106 4107 142066 SH SOLE 142066 0 0 GILEAD SCIENCES INC COM 375558103 7148 70643 SH SOLE 70643 0 0 HAIN CELESTIAL GROUP INC COM 405217100 3460 85655 SH SOLE 85655 0 0 HEXCEL CORP NEW COM 428291108 7586 163306 SH SOLE 163306 0 0 HOME DEPOT INC COM 437076102 10059 76063 SH SOLE 76063 0 0 INCONTACT INC COM 45336e109 275 28873 SH SOLE 28873 0 0 INTEL CORP COM 458140100 747 21680 SH SOLE 21680 0 0 INTERACTIVE INTELLIGENCE COM 45841v109 1824 58065 SH SOLE 58065 0 0 JOHNSON & JOHNSON COM 478160104 293 2855 SH SOLE 2855 0 0 JPMORGAN CHASE & CO COM 46625h100 2785 42185 SH SOLE 42185 0 0 LANTRONIX INC COM 516548203 130 115000 SH SOLE 115000 0 0 LAREDO PETROLEUM HOLDINGS COM 516806106 249 31165 SH SOLE 31165 0 0 LIVEPERSON INC COM 538146101 797 118095 SH SOLE 118095 0 0 LYONDELLBASELL INDUSTRIES N V COM n53745100 3865 44482 SH SOLE 44482 0 0 MASTERCARD INCORPORATED COM 57636q104 15580 160025 SH SOLE 160025 0 0 MCDONALDS CORP COM 580135101 523 4430 SH SOLE 4430 0 0 MCKESSON CORP COM 58155q103 1815 9200 SH SOLE 9200 0 0 MERCK & CO INC COM 58933y105 205 3882 SH SOLE 3882 0 0 MICROSOFT CORP COM 594918104 752 13560 SH SOLE 13560 0 0 MID-AMERICA APARTMENT COMMUNIT COM 59522j103 222 2450 SH SOLE 2450 0 0 MOLY MINES LTD COM 6741626x4 0 17700 SH SOLE 17700 0 0 MORGAN STANLEY COM 617446448 2290 71980 SH SOLE 71980 0 0 MPLX LP COM 55336v100 314 7989 SH SOLE 7989 0 0 NEXTERA ENERGY INC COM 65339f101 761 7329 SH SOLE 7329 0 0 NUCOR CORP COM 670346105 1961 48660 SH SOLE 48660 0 0 ORACLE CORPORATION COM 68389x105 4016 109938 SH SOLE 109938 0 0 PAREXEL INTERNATIONAL CORP COM 699462107 4937 72475 SH SOLE 72475 0 0 PAYPAL INC COM COM 70450y103 3984 110050 SH SOLE 110050 0 0 PFIZER INC COM 717081103 252 7815 SH SOLE 7815 0 0 PROCTER & GAMBLE CO COM 742718109 495 6228 SH SOLE 6228 0 0 QORVO INC COM 74736k101 1658 32580 SH SOLE 32580 0 0 QUALCOMM INC COM 747525103 2830 56610 SH SOLE 56610 0 0 RAINMAKER SYSTEMS COM NEW COM 750875304 0 151100 SH SOLE 151100 0 0 RALPH LAUREN CORPORATION CL A COM 751212101 1611 14455 SH SOLE 14455 0 0 REGAL ENTERTAINMENT GROUP CL A COM 758766109 498 26408 SH SOLE 26408 0 0 ROYAL CARIBBEAN CRUISES LTD COM v7780t103 3258 32190 SH SOLE 32190 0 0 SCHLUMBERGER LTD COM 806857108 3829 54900 SH SOLE 54900 0 0 SIRIUS MINERALS COM b0dg3h2x4 5 23700 SH SOLE 23700 0 0 SKYWORKS SOLUTIONS INC COM 83088m102 1688 21965 SH SOLE 21965 0 0 SPDR GOLD TR GOLD SHS COM 78463v107 283 2790 SH SOLE 2790 0 0 STARBUCKS CORP COM 855244109 5626 93720 SH SOLE 93720 0 0 TARGET CORP COM 87612e106 5398 74340 SH SOLE 74340 0 0 TEXAS INSTRUMENTS INCORPORATED COM 882508104 1528 27872 SH SOLE 27872 0 0 TRANSWITCH CORP COM COM 894065309 0 97836 SH SOLE 97836 0 0 VACCINOGEN INC COM 918641101 92 52679 SH SOLE 52679 0 0 VERINT SYSTEMS INC COM 92343x100 4935 121666 SH SOLE 121666 0 0 VISHAY INTERTECHNOLOGY COM 928298108 327 27178 SH SOLE 27178 0 0 WALT DISNEY CO COM 254687106 6046 57538 SH SOLE 57538 0 0 WASTE MANAGEMENT INC COM 94106l109 487 9131 SH SOLE 9131 0 0 WEATHERFORD INTERNATIONAL PLC COM g48833100 1635 194929 SH SOLE 194929 0 0 WELLS FARGO & CO COM 949746101 3582 65901 SH SOLE 65901 0 0 WESTERN GAS PARNTERS L.P. COM 958254104 444 9335 SH SOLE 9335 0 0 WILLIAMS COMPANIES INC COM 969457100 3360 130758 SH SOLE 130758 0 0 WILLIAMS PARTNERS L P COM UNIT COM 96949l105 286 10274 SH SOLE 10274 0 0 WILLIAMS SONOMA INC COM 969904101 292 5000 SH SOLE 5000 0 0 XILINX INC COM 983919101 5150 109644 SH SOLE 109644 0 0 COUNTRYWIDE CAP IV 6.75 PFD PFD 22238e206 202 8000 SH SOLE 8000 0 0 COUNTRYWIDE CAP V 7% GTD CAP S PFD 222388209 256 10000 SH SOLE 10000 0 0 GOLDMAN SACHS NON CUM PFD 6.37 PFD 38148b108 417 15000 SH SOLE 15000 0 0 ING GROUP NV 6.375 PERPETUAL PFD 456837608 327 12700 SH SOLE 12700 0 0 JP MORGAN CHASE & CO 6.10% NCU PFD 48127x542 1160 44800 SH SOLE 44800 0 0 MERRILL LYNCH PFD CAP TR 7% CA PFD 59021F206 364 14500 SH SOLE 14500 0 0 MERRILL LYNCH PREFERRED 7.28% PFD 59021K205 251 10000 SH SOLE 10000 0 0 DODGE & COX STOCK FUND MUT 256219106 784 4817 SH SOLE 4817 0 0 FEDERATED EQUITY FDS PRDBR FD MUT 314172354 26 12115 SH SOLE 12115 0 0 MATTHEWS PACIFIC TIGER MUT 577130107 303 12887 SH SOLE 12887 0 0 SOUND SHORE FD INC COM MUT 836083105 215 5209 SH SOLE 5209 0 0