CUSIP No. 64104X 10 8
|
|||
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
CVCIGP II Jersey Investment L.P.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
OO
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
|
8
|
SHARED VOTING POWER
3,657,667
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
||
10
|
SHARED DISPOSITIVE POWER
3,657,667
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,657,667
|
||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.6% (see Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
CUSIP No. 64104X 10 8
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1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Citigroup Venture Capital International Investment G.P. Limited
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
OO
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Jersey Island
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
|
8
|
SHARED VOTING POWER
3,657,667
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
||
10
|
SHARED DISPOSITIVE POWER
3,657,667
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,657,667
|
||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.6% (see Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
CUSIP No. 64104X 10 8
|
|||
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Citigroup Venture Capital International Delaware Corporation
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
OO
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
|
8
|
SHARED VOTING POWER
3,657,667
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
||
10
|
SHARED DISPOSITIVE POWER
3,657,667
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,657,667
|
||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.6% (see Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
CO
|
CUSIP No. 64104X 10 8
|
|||
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Citicorp International Finance Corporation
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
OO
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
|
8
|
SHARED VOTING POWER
3,657,667
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
||
10
|
SHARED DISPOSITIVE POWER
3,657,667
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,657,667
|
||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.6% (see Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
CO
|
CUSIP No. 64104X 10 8
|
|||
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Citicorp Banking Corporation
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
OO
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
|
8
|
SHARED VOTING POWER
3,657,667
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
||
10
|
SHARED DISPOSITIVE POWER
3,657,667
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,657,667
|
||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.6% (see Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
CO
|
CUSIP No. 64104X 10 8
|
|||
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Citigroup Inc.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
OO
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
|
8
|
SHARED VOTING POWER
3,658,264*
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
||
10
|
SHARED DISPOSITIVE POWER
3,658,264*
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,658,264*
|
||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.6% (see Item 5)
|
||
14
|
TYPE OF REPORTING PERSON
HC
|
Item 4.
|
Purpose of the Transaction.
|
|
(a)
|
As of June 10, 2011, the Reporting Persons may be deemed to beneficially own an aggregate of 3,657,667 Shares.
|
|
(b)
|
The responses to Items (7) through (10) on the cover pages of this Statement are incorporated herein by reference.
|
|
(c)
|
Schedule C sets forth the transactions in the Shares which, to the best knowledge of the Reporting Persons, have been effected by the Reporting Persons and their subsidiaries during the period commencing 60 days prior to the date of the event requiring the filing of this Schedule 13D and ending on the date hereof (excluding the transactions that may have been effected for managed accounts with funds provided by third party customers).
|
|
(d)
|
Not applicable.
|
|
(e)
|
Not applicable.
|
99.9
|
Agreement and Plan of Merger, dated as of June 10, 2011, among Jersey Holding Corporation, Jersey Acquisition Corporation and Ness Technologies, Inc. (incorporated herein by reference to Exhibit 2.1 to the Current Report on Form 8-K filed by Ness on June 10, 2011).
|
99.10
|
Equity Commitment Letter from Citigroup Venture Capital International Investment G.P. Limited to Jersey Holding Corporation, dated as of June 10, 2011.
|
CVCIGP II JERSEY INVESTMENT L.P. | ||
By: | Citigroup Venture Capital International Investment G.P. Limited, as General Partner | |
By: | /s/ Michael Robinson | |
Name: Michael Robinson
|
||
Title: Alternate Director | ||
CITIGROUP VENTURE CAPITAL INTERNATIONAL INVESTMENT G.P. LIMITED | ||
By: | /s/ Michael Robinson | |
Name: Michael Robinson | ||
Title: Alternate Director | ||
CITIGROUP VENTURE CAPITAL INTERNATIONAL DELAWARE CORPORATION | ||
By: | /s/ Alfred Rodrigues | |
Name: Alfred Rodrigues | ||
Title: Director | ||
CITICORP INTERNATIONAL FINANCE CORPORATION | ||
By: | /s/ William H. Wolf | |
Name: William H. Wolf | ||
Title: Vice President | ||
CITICORP BANKING CORPORATION | ||
By: | /s/ William H. Wolf | |
Name: William H. Wolf | ||
Title: Senior Vice President | ||
CITIGROUP INC. | ||
By: | /s/ Ali L. Kashan | |
Name: Ali L. Karshan | ||
Title: Assistant Secretary |
CVCIGP II JERSEY INVESTMENT L.P. | ||
By: | Citigroup Venture Capital International Investment G.P. Limited, as General Partner | |
By: | /s/ Michael Robinson | |
Name: Michael Robinson
|
||
Title: Alternate Director | ||
CITIGROUP VENTURE CAPITAL INTERNATIONAL INVESTMENT G.P. LIMITED | ||
By: | /s/ Michael Robinson | |
Name: Michael Robinson | ||
Title: Alternate Director | ||
CITIGROUP VENTURE CAPITAL INTERNATIONAL DELAWARE CORPORATION | ||
By: | /s/ Alfred Rodrigues | |
Name: Alfred Rodrigues | ||
Title: Director | ||
CITICORP INTERNATIONAL FINANCE CORPORATION | ||
By: | /s/ William H. Wolf | |
Name: William H. Wolf | ||
Title: Vice President | ||
CITICORP BANKING CORPORATION | ||
By: | /s/ William H. Wolf | |
Name: William H. Wolf | ||
Title: Senior Vice President | ||
CITIGROUP INC. | ||
By: | /s/ Ali L. Kashan | |
Name: Ali L. Karshan | ||
Title: Assistant Secretary |
Name and Title
|
Principal Occupation
|
Citizenship
|
Alain J. P. Belda,
Director
|
Managing Director, Warburg Pincus
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
Brazil, Spain and United States
|
Timothy C. Collins,
Director
|
Chairman of Investment Committee
Ripplewood Holdings L.L.C.
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
United States
|
Jerry A. Grundhofer,
Director
|
Chairman Emeritus
U.S. Bancorp
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
United States
|
Director
|
Professor of Finance Emeritus and Former Dean,
Graduate School of Business
at Stanford University
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
Australia and United States
|
Michael E. O’Neill,
Director
|
Former Chairman and Chief Executive Officer
Bank of Hawaii Corporation
c/o Citigoup Inc.
399 Park Avenue
New York, NY 10043
|
United States
|
Vikram Pandit,
Director and Executive Officer
|
Chief Executive Officer
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
United States
|
Richard D. Parsons,
Director
|
Chairman
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
United States
|
Lawrence R. Ricciardi,
Director
|
Senior Advisor, IBM Corporation, Jones Day
and Lazard Freres & Co.
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
United States
|
Dr. Judith Rodin,
Director
|
President
Rockefeller Foundation
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
United States
|
Name and Title
|
Principal Occupation
|
Citizenship
|
Robert L. Ryan,
Director
|
Chief Executive Officer, Retired
Medtronic Inc.
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
United States
|
Anthony M. Santomero,
Director
|
Former President
Federal Reserve Bank of Philadelphia
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
United States
|
Diana L. Taylor,
Director
|
Managing Director
Wolfensohn Fund Management, L.P.
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
United States
|
William S. Thompson, Jr.
Director
|
Chief Executive Officer, Retired
Pacific Investment Management Company (PIMCO)
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
United States
|
Ernesto Zedillo
Director
|
Director, Center for the Study of Globalization and Professor in the Field of International Economics and Politics
Yale University
c/o Citigroup Inc
399 Park Avenue
New York, NY 10043
|
Mexico
|
Shirish Apte,
Executive Officer
|
Chief Executive Officer
Asia Pacific
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
United Kingdom and Northern Ireland
|
Stephen Bird,
Executive Officer
|
Chief Executive Officer
Asia Pacific
c/o Citigroup Inc.
399 Park Avenue
New York, New York 10043
|
United States
|
Don Callahan,
Executive Officer
|
Chief Administrative Officer
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
United States
|
Michael L. Corbat,
Executive Officer
|
Chief Executive Officer
Citi Holdings
399 Park Avenue
New York, NY 10043
|
United States
|
Name and Title
|
Principal Occupation
|
Citizenship
|
John C. Gerspach,
Executive Officer
|
Chief Financial Officer
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
United States
|
John Havens,
Executive Officer
|
President and Chief Operating Officer
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
United States
|
Michael S. Helfer,
Executive Officer
|
General Counsel and Corporate Secretary
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
United States
|
Brian Leach,
Executive Officer
|
Chief Risk Officer
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
United States
|
Eugene McQuade,
Executive Officer
|
Chief Executive Officer
Citibank, NA
399 Park Avenue
New York, NY 10043
|
United States
|
Manuel Medina-Mora, Executive Officer
|
CEO, Consumer Banking for the Americas and Chairman
of the Global Consumer Council
Chairman and Chief Executive Officer
Latin America and Mexico
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
Mexico
|
William J. Mills,
Executive Officer
|
Chief Executive Officer
Europe, Middle East, and Africa
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
United States
|
Alberto J. Verme
Executive Officer
|
Chief Executive Officer
Europe, Middle East and Africa
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
United Kingdom
|
Jeffrey R. Walsh,
Executive Officer
|
Controller and
Chief Accounting Officer
c/o Citigroup Inc.
399 Park Avenue
New York, NY 10043
|
United States
|
Description of Security
|
Purchase (P) /
Sale (S) /
Short Sale (SS)
|
Trade Date
|
Quantity
|
Price ($)
|
Common stock
|
P
|
05/02/2011
|
200
|
$6.51
|
Common stock
|
P
|
05/02/2011
|
700
|
$6.52
|
Common stock
|
P
|
05/02/2011
|
100
|
$6.53
|
Common stock
|
P
|
05/02/2011
|
300
|
$6.55
|
Common stock
|
S
|
05/02/2011
|
1300
|
$6.52
|
(a)
|
all necessary steps will be taken (i) to enable Parent to, and Parent shall, draw down the Equity Commitment concurrently with the Closing and (ii) to effect the Equity Rollover prior to, or concurrently with, the Closing; and
|
(b)
|
the Equity Commitment will be used by Parent to meet its Funding Obligation and for no other purpose until (and only to the extent that) the Funding Obligation has been satisfied.
|
CITIGROUP VENTURE CAPITAL INTERNATIONAL GROWTH PARTNERSHIP II, L.P.
By: Citigroup Venture Capital International
Investment G.P. Limited, its general partner
|
|
By: /s/ Michael Richardson
Name: Michael Richardson
Title: Director
|
|
CITIGROUP VENTURE CAPITAL INTERNATIONAL GROWTH PARTNERSHIP (EMPLOYEE) II, L.P.
By: Citigroup Venture Capital International
Investment G.P. Limited, its general partner
|
|
By: /s/ Michael Richardson
Name: Michael Richardson
Title: Director
CVCIGP II CO-INVEST, L.P.
By: Citigroup Venture Capital International
Investment G.P. Limited, its general partner
|
|
By: /s/ Michael Richardson
Name: Michael Richardson
Title: Director
|
|
1.
|
2.
|
3.
|
Investor (and registered office)
|
Individual Commitment ($)
|
Percentage of total Equity Commitment
|
Citigroup Venture Capital International Growth Partnership II, L.P.
(South Church Street, Ugland House, Georgetown, Grand Cayman, Cayman Island)
|
$170,048,554
|
61.1%
|
Citigroup Venture Capital International Growth Partnership (Employee) II, L.P.
(South Church Street, Ugland House, Georgetown, Grand Cayman, Cayman Island)
|
$95,237,856
|
34.2%
|
CVCIGP II Co-invest, L.P.
(South Church Street, Ugland House, Georgetown, Grand Cayman, Cayman Island)
|
$13,046,873
|
4.7%
|
TOTAL
|
$278,333,283 (the Equity Commitment)
|
100.0%
|