-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MMMd5EowRKELhA0jvhKAqAQdvq/n3xfA3O7Hk9U10IKhYaEsu2hFswbiJXCKdLnr lKJ0F9jMa3FzH2HuLl+Y6Q== 0000891618-00-000889.txt : 20000215 0000891618-00-000889.hdr.sgml : 20000215 ACCESSION NUMBER: 0000891618-00-000889 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: E PIPHANY INC CENTRAL INDEX KEY: 0001089613 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 770443392 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-58175 FILM NUMBER: 541238 BUSINESS ADDRESS: STREET 1: 1900 SOUTH NORFOLK STREET STREET 2: SUITE 310 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 6504962430 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEGBREIT ELIOT L CENTRAL INDEX KEY: 0001105517 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1516 DAN AVENUE CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 6503212099 MAIL ADDRESS: STREET 1: 1516 DANA AVENUE CITY: PALO ALTO STATE: CA ZIP: 94303 SC 13G 1 SCHEDULE 13G 1 ------------------------------------- OMB APPROVAL ------------------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden Hours per response............14.90 ------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. _______)* E.piphany, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.0001 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 26881V100 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. SEC 1745 (3-98) Page 1 of 6 2 CUSIP No. 26881V100 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. Eliot L. Wegbreit, as Trustee of the Wegbreit Trust 217 42 0365 I.R.S. Identification Nos. of above persons (entities only). - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] Not applicable (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization U.S.A. - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 2,174,570 shares Shares Bene- ----------------------------------------------------------- ficially Owned by Each 6. Shared Voting Power 1,250 shares (625 shares Reporting held by David Abraham Wegbreit Trust, Eliot L. Wegbreit & Person With: Beth A. Wegbreit Trustees and 625 shares held by Jennifer Allison Wegbreit)* ----------------------------------------------------------- 7. Sole Dispositive Power 2,174,570 shares ----------------------------------------------------------- 8. Shared Dispositive Power 1,250 shares (625 shares held by David Abraham Wegbreit Trust, Eliot L. Wegbreit & Beth A. Wegbreit Trustees and 625 shares held by Jennifer Allison Wegbreit)* - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,175,820 shares - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 8.0% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- * Eliot L. Wegbreit, as an individual, beneficially owns shares held by Eliot L. Wegbreit as Trustee of the Wegbreit Trust (the "Trust") and may be deemed to beneficially own shares held by the David Abraham Wegbreit Trust, Eliot L. Wegbreit and Beth A. Wegbreit Trustees (DAWT) and shares held by Jennifer Allison Wegbreit (J. Wegbreit). Therefore, the Trust may be deemed to beneficially own shares held by DAWT and J. Wegbreit. Page 2 of 6 3 ITEM 1. (a) Name of Issuer E.piphany, Inc. (b) Address of Issuer's Principal Executive Offices 1900 South Norfolk Street, Suite 310 San Mateo, CA 94403 ITEM 2. (a) Name of Person Filing Eliot L. Wegbreit as Trustee of the Wegbreit Trust (b) Address of Principal Business Office or, if none, Residence 1516 Dana Avenue, Palo Alto, CA 94303 (c) Citizenship U.S.A. (d) Title of Class of Securities Common Stock (e) CUSIP Number Not Applicable ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO Sections 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Not Applicable Page 4 of 6 4 ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount of beneficially owed: 2,175,820 shares (b) Percent of class: 8.0% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote. 2,174,570 shares (ii) Shared power to vote or to direct the vote. 1,250 shares (625 shares held by David Abraham Wegbreit Trust, Eliot L. Wegbreit & Beth A. Wegbreit Trustees and 625 shares held by Jennifer Allison Wegbreit)* (iii) Sole power to dispose or to direct the disposition of. 2,174,570 shares (iv) Shared power to dispose or to direct the disposition of. 1,250 shares (625 shares held by David Abraham Wegbreit Trust, Eliot L. Wegbreit & Beth A. Wegbreit Trustees and 625 shares held by Jennifer Allison Wegbreit)* * Eliot L. Wegbreit, as an individual, beneficially owns shares held by Eliot L. Wegbreit as Trustee of the Wegbreit Trust (the "Trust") and may be deemed to beneficially own shares held by the David Abraham Wegbreit Trust, Eliot L. Wegbreit and Beth A. Wegbreit Trustees (DAWT) and shares held by Jennifer Allison Wegbreit (J. Wegbreit). Therefore, the Trust may be deemed to beneficially own shares held by DAWT and J. Wegbreit. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable Page 5 of 6 5 ITEM 10. CERTIFICATION Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set in this statement is true, complete and correct. February 11, 2000 ----------------------------------------- Date /s/ ELIOT L. WEGBREIT ----------------------------------------- Signature Eliot L. Wegbreit As Trustee of the Wegbreit Trust ----------------------------------------- Name/Title Page 6 of 6 -----END PRIVACY-ENHANCED MESSAGE-----