EDGAR Filing Documents for 0001179110-11-010229

Form 4 - Statement of changes in beneficial ownership of securities:

SEC Accession No. 0001179110-11-010229

Filing Date

2011-06-30

Accepted

2011-06-30 10:52:16

Documents

Period of Report

2011-06-28

Document Format Files

Seq	Description	Document	Type	Size
1	FORM 4 -	edgar.html	4
1	FORM 4 -	edgar.xml	4	5070
	Complete submission text file	0001179110-11-010229.txt		6289

Mailing Address ONE EXCHANGE PLAZA NEW YORK NY 10006-3008

Business Address ONE EXCHANGE PLAZA NEW YORK NY 10006-3008 2128200400

IRS No.: 134064735 | State of Incorp.: DE | Fiscal Year End: 1231
SIC: 6211 Security Brokers, Dealers & Flotation Companies

Mailing Address

Business Address

Type: 4 | Act: 34 | File No.: 001-15251 | Film No.: 11940910