0001088825-15-000049.txt : 20150401 0001088825-15-000049.hdr.sgml : 20150401 20150401200904 ACCESSION NUMBER: 0001088825-15-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150330 FILED AS OF DATE: 20150401 DATE AS OF CHANGE: 20150401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIVO INC CENTRAL INDEX KEY: 0001088825 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 770463167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2160 GOLD STREET CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 408-519-9100 MAIL ADDRESS: STREET 1: 2160 GOLD STREET CITY: SAN JOSE STATE: CA ZIP: 95002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS THOMAS S CENTRAL INDEX KEY: 0001264973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27141 FILM NUMBER: 15745057 MAIL ADDRESS: STREET 1: C/O TIVO INC STREET 2: 2160 GOLD ST CITY: ALVISO STATE: CA ZIP: 95002 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-03-30 0 0001088825 TIVO INC TIVO 0001264973 ROGERS THOMAS S 2160 GOLD STREET ALVISO CA 95002 1 1 0 0 President and CEO Common Stock 2015-03-30 4 M 0 37455.0 6.52 A 1996767 D Common Stock 2015-03-30 4 S 0 37455.0 10.602 D 1959312 D Common Stock 2015-03-30 4 M 0 50000.0 6.52 A 2009312 D Common Stock 2015-03-30 4 D 0 30582.0 10.66 D 1978730 D Common Stock 2015-03-30 4 F 0 10045.0 10.66 D 1968685 D Common Stock 2015-04-01 4 D 0 47423.0 10.65 D 1921262 D Common Stock 2015-04-01 4 D 0 47423.0 10.65 D 1873839 D Non-Qualified Stock Option (right to buy) 6.52 2015-03-30 4 M 0 37455.0 6.52 D 2005-08-01 2015-07-01 Common Stock 37455 449469 D Stock Appreciation Rights 6.52 2015-03-30 4 M 0 50000.0 6.52 D 2005-08-01 2015-07-01 Common Stock 50000 600000 D These shares were sold under a 10b5-1 plan that the reporting person most recently amended on January 15, 2015 and includes only those stock options and stock appreciation rights with an expiration date of 7/1/2015. Weighted Average Sales Price - Actual sale prices range from $10.48 - $10.76. The reporting person will provide the SEC staff, the company or a security holder of the company the relevant information regarding sales at each respective price within the range. The cost of the 50,000 shares was $326,000 equal to 30,582 shares of TiVo stock, with a remainder of 19,418 shares of which 10,045 were withheld for taxes. These shares have been surrendered to the Company to pay taxes applicable to the exercising of Stock Appreciation Rights. These shares have been surrendered to the Company to pay taxes applicable to the vesting of performance restricted stock. These shares have been surrendered to the Company to pay taxes applicable to the vesting of restricted stock. By: Attorney-in-Fact Jacob Starkweather For: Thomas S Rogers 2015-04-01