0001088825-11-000107.txt : 20110901 0001088825-11-000107.hdr.sgml : 20110901 20110901175834 ACCESSION NUMBER: 0001088825-11-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110831 FILED AS OF DATE: 20110901 DATE AS OF CHANGE: 20110901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARTON JAMES M CENTRAL INDEX KEY: 0001236711 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27141 FILM NUMBER: 111071901 MAIL ADDRESS: STREET 1: C/O TIVO INC STREET 2: 2160 GOLD STREET PO BOX 2160 CITY: ALVISO STATE: CA ZIP: 95002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIVO INC CENTRAL INDEX KEY: 0001088825 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 770463167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2160 GOLD STREET STREET 2: PO BOX 2160 CITY: ALVISO STATE: CA ZIP: 95002 BUSINESS PHONE: 408-519-9100 MAIL ADDRESS: STREET 1: 2160 GOLD STREET STREET 2: PO BOX 2160 CITY: ALVISO STATE: CA ZIP: 95002 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2011-08-31 0 0001088825 TIVO INC TIVO 0001236711 BARTON JAMES M 2160 GOLD STREET P.O. BOX 2160 ALVISO CA 95002-2160 0 1 0 0 Sr VP R & D CTO Common Stock 2011-08-31 4 M 0 2167 7.24 A 146059 D Common Stock 2011-08-31 4 S 0 2167 10.95 D 143892 D Common Stock 2011-08-31 4 M 0 15000 7.49 A 158892 D Common Stock 2011-08-31 4 S 0 15000 10.95 D 143892 D Incentive Stock Option (right to buy) 7.24 2011-08-31 4 M 0 2167 7.24 D 2006-04-29 2016-03-29 Common Stock 2167 0 D Non-Qualified Stock Option (right to buy) 7.49 2011-08-31 4 M 0 15000 7.49 D 2010-08-01 2017-06-22 Common Stock 15000 17008 D This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended. By: Attorney-in-Fact Sheryl Andersen For: James M. Barton 2011-08-31