0001088825-11-000082.txt : 20110727 0001088825-11-000082.hdr.sgml : 20110727 20110727192421 ACCESSION NUMBER: 0001088825-11-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110725 FILED AS OF DATE: 20110727 DATE AS OF CHANGE: 20110727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARTON JAMES M CENTRAL INDEX KEY: 0001236711 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27141 FILM NUMBER: 11991289 MAIL ADDRESS: STREET 1: C/O TIVO INC STREET 2: 2160 GOLD STREET PO BOX 2160 CITY: ALVISO STATE: CA ZIP: 95002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIVO INC CENTRAL INDEX KEY: 0001088825 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 770463167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2160 GOLD STREET STREET 2: PO BOX 2160 CITY: ALVISO STATE: CA ZIP: 95002 BUSINESS PHONE: 408-519-9100 MAIL ADDRESS: STREET 1: 2160 GOLD STREET STREET 2: PO BOX 2160 CITY: ALVISO STATE: CA ZIP: 95002 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-07-25 0 0001088825 TIVO INC tivo 0001236711 BARTON JAMES M C/O TIVO INC 2160 GOLD STREET PO BOX 2160 ALVISO CA 95002 0 1 0 0 CTO COMMON STOCK 2011-07-25 4 M 0 211001 6.18 A 354893 D COMMON STOCK 2011-07-25 4 S 0 211001 10.0352 D 143892 D INCENTIVE STOCK OPTION (RIGHT TO BUY) 6.18 2011-07-25 4 M 0 15425 6.18 D 2007-04-21 2017-03-21 common stock 15425 0 D Non-Qualified stock option 6.18 2011-07-25 4 M 0 175000 6.18 D 2007-04-21 2017-03-21 common stock 175000 0 D Non-Qualified stock option 6.18 2011-07-25 4 M 0 20576 6.18 D 2007-04-21 2017-03-21 common stock 20576 0 D Averages Sales Price - Actual sale prices range from $9.97 - $.10.13 The reporting person will provide, upon request, full information regarding the number of shares sold at each separate price. This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended. By: Attorney-in-fact, Sheryl Andersen for: James Barton 2011-07-27