FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 02/08/2006 |
3. Issuer Name and Ticker or Trading Symbol
TIVO INC [ tivo ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 29,066(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | (2) | 12/10/2011 | Common Stock | 94,844 | $4.48 | D | |
Stock Option (right to buy) | (3) | 05/28/2013 | Common Stock | 20,000(8) | $7.93 | D | |
Stock Option (right to buy) | (4) | 05/03/2014 | Common Stock | 20,000(9) | $7.18 | D | |
Stock Option (right to buy) | (5) | 01/14/2015 | Common Stock | 14,376(10) | $4.44 | D | |
Stock Option (right to buy) | (6) | 03/02/2015 | Common Stock | 48,958(11) | $4.14 | D | |
Stock Option (right to buy) | (7) | 04/22/2015 | Common Stock | 25,000(12) | $6.06 | D |
Explanation of Responses: |
1. Included in these shares are 25,000 shares of unvested restricted stock. These 25,000 shares will become fully vested on 10/6/2006. |
2. As of 2/8/2006, these shares are fully vested. |
3. These shares were granted on 5/28/2003 and vest 1/48 per month for 48 months. |
4. These shares were granted on 5/3/2004 and vest 1/48 per month for 48 months. |
5. These shares were granted on 1/14/2005 and vest 1/24 per month for 24 months. |
6. These shares were granted on 3/2/2005 and vest 1/48 per month for 48 months. |
7. These shares were granted on 4/22/2005 and vest 1/48 per month for 48 months. |
8. These shares consist of 13,332 shares that are vested and exercisable and 6,668 shares that have not yet been vested. |
9. These shares consist of 8,749 shares that are vested and exercisable and 11,251 shares that have not yet been vested. |
10. These shares consist of 6,875 shares that are vested and exercisable and 7,501 shares that have not yet been vested. |
11. These shares consist of 10,416 shares that are vested and exercisable and 38,542 shares that have not yet been vested. |
12. These shares consist of 4,686 shares that are vested and exercisable and 20,314 shares that have not yet been vested. |
Phyllis Mesec, Attorney-in-Fact for: Jeffrey Klugman | 02/10/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |