SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
ROBERTS MARK ANDREW

(Last) (First) (Middle)
TIVO INC
2160 GOLD STREET

(Street)
ALVISO CA 95002

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/27/2005
3. Issuer Name and Ticker or Trading Symbol
TIVO INC [ Tivo ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP of Consumer Prods & Ops
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 20,525 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (right to buy) (1) 07/14/2009 Common Stock 45,000 $8.5 D
Stock Option (right to buy) (1) 05/23/2010 Common Stock 40,000 $20 D
Stock Option (right to buy) (2) 02/06/2011 Common Stock 20,834(9) $6.3125 D
Stock Option (right to buy) (3) 05/07/2012 Common Stock 10,418(10) $3.9 D
Stock Option (right to buy) (4) 01/23/2013 Common Stock 20,835(11) $5.46 D
Stock Option (right to buy) (5) 04/24/2013 Common Stock 20,626(12) $5.43 D
Stock Option (right to buy) (6) 05/03/2014 Common Stock 70,000(13) $7.18 D
Stock Option (right to buy) (7) 04/24/2013 Common Stock 15,000(14) $5.43 D
Stock Option (right to buy) (8) 03/02/2015 Common Stock 68,751(15) $4.14 D
Explanation of Responses:
1. As of 10/27/2005 these shares are fully vested.
2. These shares were granted on 2/6/2001 and vest 1/60 per month for 60 months.
3. These shares were gratned on 5/7/2002 and vest 1/48 per month over 48 months
4. These shares were granted 1/23/2003 and vest 1/48 per month over 48 months.
5. These shares were granted on 4/24/2003 and vest 1/48 per month over 48 months.
6. These shares were granted on 5/3/2004 and vest 1/48 per month over 48 months.
7. These shares we granted on 4/24/2003 and vest based on company perfomance goals.
8. These shares were granted on 3/2/2005 and vest 1/48 per month over 48 months.
9. Thes shares consist of 17,499 shares that are vested and exerciable and 3,335 shares that have not yet been vested.
10. These shares consist of 3,126 shares that are vested and exercisable and 7,292 shares that have not yet been vested.
11. These shares conssit of 5,209 shares that are vested and exercisable and 15,626 shares that have not yet been vested.
12. These shares consist of 2,813 shares that are vested and exercisable and 17,813 shares that have not yet been vested.
13. These shares conssit of 24,791 shares taht are vested and exercisable and 45,209 shares that have not yet been vested.
14. To date none of these shares are vested.
15. These shares conssist of 4,687 shares that are vested and exercisable and 64,064 shares that have not yet been vested.
Laurence Denny, Attorney in Fact for: Mark Andrew Roberts 11/02/2005
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.