0001019056-17-000061.txt : 20170127 0001019056-17-000061.hdr.sgml : 20170127 20170127152121 ACCESSION NUMBER: 0001019056-17-000061 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170127 DATE AS OF CHANGE: 20170127 EFFECTIVENESS DATE: 20170127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BOURGEON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001088731 IRS NUMBER: 134044348 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06175 FILM NUMBER: 17553390 BUSINESS ADDRESS: STREET 1: 777 POST ROAD CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032801170 MAIL ADDRESS: STREET 1: 777 POST ROAD CITY: DARIEN STATE: CT ZIP: 06820 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001088731 XXXXXXXX 12-31-2016 12-31-2016 false BOURGEON CAPITAL MANAGEMENT LLC

777 Post Road Darien CT 06820

13F HOLDINGS REPORT 028-06175 N John A. Zaro, III 203-280-1170 /s/ John A. Zaro, III Darien CT 01-27-2017 0 92 159244 INFORMATION TABLE 2 infotable.xml ACHILLION PHARMACEUTICALS INC COM 00448q201 142 34500 SH SOLE 34500 0 0 ALPHABET INC CAP STK CL A CAP STK CL A 02079K305 5280 6663 SH SOLE 5133 0 1530 ALPHABET INC CLASS C CAP STK CL C 02079K107 568 736 SH SOLE 136 0 600 AMERICAN INTL GROUP INC COM NE COM NEW 026874784 4897 74975 SH SOLE 65475 0 9500 AMGEN INC COM COM 031162100 741 5065 SH SOLE 3665 0 1400 ANADARKO PETROLEUM CORPCMN COM 032511107 469 6725 SH SOLE 6725 0 0 APACHE CORP COMMON COM 037411105 254 4000 SH SOLE 4000 0 0 APPLE INC COM 037833100 4654 40184 SH SOLE 29804 0 10380 AXOVANT SCIENCES LTD COM g0750w104 263 21200 SH SOLE 21200 0 0 BANK OF AMERICA CORP COM 060505104 381 17252 SH SOLE 17252 0 0 BARCLAY'S BK PLC IPATH S&P500 VIX 06740Q252 255 10000 SH SOLE 10000 0 0 BECTON DICKINSON CO 1 COM/IPFD COM 075887109 4624 27932 SH SOLE 24332 0 3600 BIOGEN INC COMMON COM 09062X103 3898 13745 SH SOLE 11895 0 1850 BLACKROCK INC COMMON COM 09247X101 3029 7960 SH SOLE 6770 0 1190 BRISTOL-MYERS SQUIBB COMPANY C COM 110122108 443 7580 SH SOLE 7580 0 0 CABOT OIL & GAS CORP. COM 127097103 415 17750 SH SOLE 17750 0 0 CERNER CORP COM 156782104 521 11000 SH SOLE 7000 0 4000 CISCO SYSTEMS INC COM 17275R102 5068 167700 SH SOLE 151400 0 16300 CITIGROUP INC. COM NEW 172967424 802 13502 SH SOLE 13502 0 0 CLOVIS ONCOLOGY INC. COM 189464100 233 5250 SH SOLE 5250 0 0 COACH INC CMN COM 189754104 740 21125 SH SOLE 21125 0 0 COCA-COLA CO COM 191216100 2277 54926 SH SOLE 51996 0 2930 COGNIZANT TECH SOLUTNS CL A CL A 192446102 724 12925 SH SOLE 12925 0 0 CONOCOPHILLIPS COM COM 20825C104 759 15132 SH SOLE 15132 0 0 COSTCO WHOLESALE CORPORATION N COM 22160K105 3273 20445 SH SOLE 16395 0 4050 CYPRESS SEMICONDUCTOR CORP COM 232806109 114 10000 SH SOLE 10000 0 0 DANAHER CORP COM COM 235851102 5055 64940 SH SOLE 58340 0 6600 DEVON ENERGY CORP NEW COM COM 25179M103 888 19450 SH SOLE 19450 0 0 DICERNA PHARMACEUTICALS INC COM 253031108 126 43719 SH SOLE 43719 0 0 DIREXION SHS ETF TR DAILY GOLD MINER 25490k570 76 10000 SH SOLE 10000 0 0 DISCOVERY COMMUN SER A COM SER A 25470f104 232 8450 SH SOLE 8450 0 0 DISNEY WALT CO COM DISNEY 254687106 412 3957 SH SOLE 2957 0 1000 E. I. DU PONT DE NEMOURS AND C COM 263534109 540 7361 SH SOLE 7361 0 0 ENTERPRISE PRDTS PRTN LPL P COM 293792107 2296 84925 SH SOLE 84925 0 0 EQT CORPORATION COM 26884L109 275 4200 SH SOLE 4200 0 0 EXXON MOBIL CORPORATION COMMON COM 30231G102 3467 38408 SH SOLE 37313 0 1095 FACEBOOK INC CL A 30303m102 302 2626 SH SOLE 1151 0 1475 FALCONSTOR SOFTWARE INC COM 306137100 286 636208 SH SOLE 636208 0 0 FIREEYE INC COM 31816q101 584 49100 SH SOLE 49100 0 0 FLOWSERVE CORP COM 34354P105 877 18250 SH SOLE 17050 0 1200 FORD MOTOR COMPANY NEW COM PAR $0.01 345370860 182 15000 SH SOLE 15000 0 0 FORTIVE CORPORATION COM 34959j108 1011 18850 SH SOLE 16225 0 2625 GENERAL ELECTRIC COMPANY COM 369604103 680 21523 SH SOLE 3123 0 18400 GENESEE & WYOMING INC - CL A CL A 371559105 208 3000 SH SOLE 3000 0 0 GRAINGER (W.W.) INC COM 384802104 2210 9515 SH SOLE 9235 0 280 GUIDANCE SOFTWARE INC COM 401692108 852 120303 SH SOLE 120303 0 0 HOME DEPOT, INC., THE COM 437076102 523 3900 SH SOLE 0 0 3900 HONEYWELL INTL INCCMN COM 438516106 5109 44102 SH SOLE 40802 0 3300 JOHNSON & JOHNSON COM 478160104 634 5500 SH SOLE 350 0 5150 JOHNSON CONTROLS INTERNATIONAL SHS g51502105 3384 82150 SH SOLE 72206 0 9944 JPMORGAN CHASE & CO COM 46625H100 6511 75453 SH SOLE 64903 0 10550 KINDER MORGAN INC DELAWARE COM COM 49456B101 2267 109477 SH SOLE 106047 0 3430 L3 TECHNOLOGIES INC SHS COM 502413107 3970 26099 SH SOLE 22899 0 3200 LENNAR CORP CL A CL A 526057104 1766 41147 SH SOLE 41147 0 0 LIBERTY GLOBAL PLC CLASS A COM SHS CL A G5480U104 2586 84550 SH SOLE 74750 0 9800 LOCKHEED MARTIN CORP COM 539830109 450 1800 SH SOLE 1800 0 0 MACY'S INC. COM 55616p104 587 16400 SH SOLE 16400 0 0 MARTIN MARIETTA MATERIALS INC. COM 573284106 473 2135 SH SOLE 2135 0 0 MERCK & CO INC NEW COMMON COM 58933Y105 5173 87880 SH SOLE 76880 0 11000 MICRON TECHNOLOGY CORP COM 595112103 219 10000 SH SOLE 10000 0 0 MICROSOFT CORP COM 594918104 4887 78650 SH SOLE 69880 0 8770 MONDELEZ INTERNATIONAL INC-A CL A 609207105 576 13000 SH SOLE 0 0 13000 NIKE INC CL B CL B 654106103 3053 60058 SH SOLE 51738 0 8320 NOVARTIS AG-ADR SPONSORED ADR 66987V109 3655 50175 SH SOLE 43275 0 6900 OCCIDENTAL PETE CORP COM COM 674599105 2146 30125 SH SOLE 29025 0 1100 OMEROS CORP COM 682143102 99 10000 SH SOLE 10000 0 0 PALO ALTO NETWORKS, INC. COM 697435105 4396 35151 SH SOLE 32451 0 2700 PAYPAL HOLDINGS INC W/I COMMON COM 70450Y103 4563 115600 SH SOLE 100100 0 15500 PNC FINCL SERVICES GROUP COM 693475105 1956 16725 SH SOLE 16725 0 0 PROCTER & GAMBLE CO COM 742718109 1641 19519 SH SOLE 18399 0 1120 RCM TECHNOLGIES INC COM NEW 749360400 591 92902 SH SOLE 92902 0 0 REGULUS THERAPEUTICS INC COM 75915k101 54 23904 SH SOLE 23904 0 0 RIO TINTO PLC SPON ADR SPONSORED ADR 767204100 1879 48850 SH SOLE 47650 0 1200 ROYAL DUTCH SHELL PLC SPONS SPONS ADR A 780259206 1741 32016 SH SOLE 32016 0 0 RUBICON TECHNOLOGY INC COM 78112t107 75 125000 SH SOLE 125000 0 0 SANGAMO BIOSCIENCES INC COM 800677106 150 49200 SH SOLE 49200 0 0 SCHLUMBERGER LTD COM 806857108 4853 57812 SH SOLE 55937 0 1875 SEA CHANGE INTL INC COM 811699107 717 311676 SH SOLE 311676 0 0 TENAX THERAPEUTICS INC COM 88032l100 137 70500 SH SOLE 70500 0 0 TEVA PHARMACEUTICAL INDUSTRIES ADR 881624209 2024 55825 SH SOLE 49625 0 6200 THE BLACKSTONE GROUP COM UNIT LTD 09253u108 2645 97850 SH SOLE 97850 0 0 TIFFANY & CO NEW COM 886547108 224 2898 SH SOLE 2898 0 0 TOLL BROTHERS INC COMMON COM 889478103 1465 47255 SH SOLE 38985 0 8270 TREVENA INC COM 89532e109 263 44809 SH SOLE 44809 0 0 TURQUOISE HILL RESOURCES LTD. COM 900435108 211 65462 SH SOLE 65462 0 0 UNITED TECHS CORP COM COM 913017109 278 2536 SH SOLE 36 0 2500 VISA INC CL A COMMON COM CL A 92826C839 3895 49920 SH SOLE 41745 0 8175 WASTE CONNECTIONS INC COM COM 94106b101 5181 65925 SH SOLE 57125 0 8800 WELLS FARGO & CO NEW COM 949746101 413 7500 SH SOLE 400 0 7100 WEYERHAEUSER CO. REIT COM 962166104 4820 160172 SH SOLE 137744 0 22428 WILLIAMS COS INC COM 969457100 1350 43350 SH SOLE 40650 0 2700 YAHOO! INC CMN COM 984332106 271 7000 SH SOLE 0 0 7000