0001019056-16-001028.txt : 20160203 0001019056-16-001028.hdr.sgml : 20160203 20160203111323 ACCESSION NUMBER: 0001019056-16-001028 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 EFFECTIVENESS DATE: 20160203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BOURGEON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001088731 IRS NUMBER: 134044348 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06175 FILM NUMBER: 161383685 BUSINESS ADDRESS: STREET 1: 777 POST ROAD CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032801170 MAIL ADDRESS: STREET 1: 777 POST ROAD CITY: DARIEN STATE: CT ZIP: 06820 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001088731 XXXXXXXX 12-31-2015 12-31-2015 false BOURGEON CAPITAL MANAGEMENT LLC

777 Post Road Darien CT 06820

13F HOLDINGS REPORT 028-06175 N John A. Zaro, III 203-280-1170 /s/ John A. Zaro, III Darien CT 02-03-2016 0 89 155829 INFORMATION TABLE 2 infotable.xml ACHILLION PHARMACEUTICALS INC COM 00448q201 124 11500 SH SOLE 11500 0 0 AGILENT TECHNOLOGIES INC.CMN COM 00846u101 314 7500 SH SOLE 7500 0 0 ALPHABET INC CAP STK CL A CAP STK CL A 02079K305 6190 7956 SH SOLE 6986 0 970 AMERICAN INTL GROUP INC COM NE COM NEW 026874784 4857 78375 SH SOLE 68875 0 9500 AMGEN INC COM PV $0.0001 COM 031162100 749 4617 SH SOLE 3217 0 1400 ANADARKO PETROLEUM CORPCMN COM 032511107 426 8775 SH SOLE 8775 0 0 APACHE CORP COMMON COM 037411105 441 9915 SH SOLE 9415 0 500 APPLE INC COM 037833100 4010 38099 SH SOLE 36779 0 1320 ASCENA RETAIL GROUP INC COM COM 04351G101 2575 261400 SH SOLE 256000 0 5400 AXOVANT SCIENCES LTD COM g0750w104 180 10000 SH SOLE 10000 0 0 BAXALTA INC COM 07177m103 1317 33750 SH SOLE 33750 0 0 BECTON DICKINSON CO 1 COM/IPFD COM 075887109 4534 29425 SH SOLE 25825 0 3600 BIOGEN INC COMMON COM 09062X103 4378 14290 SH SOLE 12440 0 1850 BLACKROCK INC COMMON COM 09247X101 4334 12727 SH SOLE 11337 0 1390 CAL-MAINE FOODS INC COM NEW 128030202 463 10000 SH SOLE 10000 0 0 CALIFORNIA RESOURCES CORP. COM 13057q107 559 240100 SH SOLE 240100 0 0 CASELLA WASTE SYS INC CL A CL A 147448104 261 43669 SH SOLE 43669 0 0 CERNER CORP COM 156782104 241 4000 SH SOLE 0 0 4000 CINER RESOURCES LP COM UNIT LTD 172464109 647 28988 SH SOLE 28988 0 0 CISCO SYSTEMS INC COM 17275R102 4687 172600 SH SOLE 156300 0 16300 CITIGROUP INC. COM NEW 172967424 724 14000 SH SOLE 14000 0 0 CLOVIS ONCOLOGY INC. COM 189464100 635 18150 SH SOLE 18150 0 0 COACH INC CMN COM 189754104 777 23750 SH SOLE 23750 0 0 COCA-COLA CO COM 191216100 2452 57066 SH SOLE 54136 0 2930 CONOCOPHILLIPS COM COM 20825C104 1206 25828 SH SOLE 25828 0 0 COSTCO WHOLESALE CORPORATION N COM 22160K105 2310 14305 SH SOLE 10255 0 4050 DANAHER CORP COM COM 235851102 3548 38200 SH SOLE 32950 0 5250 DIGITALGLOBE INC. COM NEW 25389m877 560 35750 SH SOLE 35750 0 0 DISCOVERY COMMUN SER A COM SER A 25470f104 380 14250 SH SOLE 14250 0 0 E. I. DU PONT DE NEMOURS AND C COM 263534109 310 4661 SH SOLE 4661 0 0 EATON CORP PLC COMMON SHS G29183103 2681 51525 SH SOLE 49925 0 1600 ENTERPRISE PRDTS PRTN LPL P COM 293792107 1409 55075 SH SOLE 55075 0 0 EXXON MOBIL CORPORATION COMMON COM 30231G102 3424 43923 SH SOLE 42828 0 1095 FALCONSTOR SOFTWARE INC COM 306137100 1700 904229 SH SOLE 904229 0 0 FIREEYE INC COM 31816q101 428 20650 SH SOLE 20650 0 0 FLOWSERVE CORP COM 34354P105 694 16500 SH SOLE 11400 0 5100 FORM FACTOR INC COM 346375108 227 25190 SH SOLE 25190 0 0 FORTINET INC COM 34959e109 468 15000 SH SOLE 15000 0 0 GENERAL ELECTRIC COMPANY COM 369604103 669 21482 SH SOLE 3082 0 18400 GILEAD SCIENCES INC COM 375558103 253 2500 SH SOLE 0 0 2500 GUIDANCE SOFTWARE INC COM 401692108 1967 326808 SH SOLE 326808 0 0 HAIN CELESTIAL GROUP INC COM COM 405217100 263 6500 SH SOLE 6500 0 0 HOME DEPOT, INC., THE COM 437076102 516 3900 SH SOLE 0 0 3900 HONEYWELL INTL INCCMN COM 438516106 3029 29250 SH SOLE 26450 0 2800 INVENTURE FOODS INC COM 461212102 705 99324 SH SOLE 99324 0 0 ISTAR INC COM 45031u101 211 18000 SH SOLE 18000 0 0 JOHNSON & JOHNSON COM 478160104 571 5555 SH SOLE 405 0 5150 JOHNSON CONTROLS INC COM 478366107 3939 99737 SH SOLE 87837 0 11900 JPMORGAN CHASE & CO COM 46625H100 6403 96964 SH SOLE 84064 0 12900 KINDER MORGAN INC DELAWARE COM COM 49456B101 508 34016 SH SOLE 30587 0 3429 KRONOS WORLDWIDE INC COM 50105f105 141 25000 SH SOLE 25000 0 0 L-3 COMMUNICATIONS COM 502424104 3012 25200 SH SOLE 22000 0 3200 LENNAR CORP CL A CL A 526057104 2037 41654 SH SOLE 41654 0 0 LIBERTY GLOBAL PLC CLASS A COM SHS CL A G5480U104 4277 100975 SH SOLE 92275 0 8700 MERCK & CO INC NEW COMMON COM 58933Y105 4788 90650 SH SOLE 79650 0 11000 MICROSOFT CORP COM 594918104 1332 24010 SH SOLE 20540 0 3470 MONDELEZ INTERNATIONAL INC-A CL A 609207105 583 13000 SH SOLE 0 0 13000 NIKE INC CL B CL B 654106103 1706 27300 SH SOLE 18960 0 8340 NOVARTIS AG-ADR SPONSORED ADR 66987V109 4581 53245 SH SOLE 46345 0 6900 OCCIDENTAL PETE CORP COM COM 674599105 2174 32150 SH SOLE 30950 0 1200 OMEROS CORP COM 682143102 826 52530 SH SOLE 52530 0 0 PAYPAL HOLDINGS INC W/I COMMON COM 70450Y103 4577 126450 SH SOLE 110950 0 15500 PLUM CREEK TIMBER CO INC REITS COM 729251108 5436 113920 SH SOLE 99215 0 14705 PNC FINCL SERVICES GROUP COM 693475105 1944 20400 SH SOLE 20400 0 0 PROCTER & GAMBLE CO COM 742718109 1597 20114 SH SOLE 18994 0 1120 QUALCOMM INC COM COM 747525103 375 7500 SH SOLE 7500 0 0 RCM TECHNOLGIES INC COM NEW 749360400 1702 309503 SH SOLE 309503 0 0 REGULUS THERAPEUTICS INC COM 75915k101 268 30713 SH SOLE 30713 0 0 ROYAL DUTCH SHELL PLC SPONS SPONS ADR A 780259206 1272 27770 SH SOLE 27770 0 0 SANGAMO BIOSCIENCES INC COM 800677106 160 17500 SH SOLE 17500 0 0 SCHLUMBERGER LTD COM 806857108 3622 51928 SH SOLE 50053 0 1875 SEA CHANGE INTL INC COM 811699107 1581 234609 SH SOLE 234609 0 0 SENOMYX INC COM 81724q107 207 55000 SH SOLE 55000 0 0 STEMCELLS INC COM NEW 85857r204 200 480870 SH SOLE 480870 0 0 TENAX THERAPEUTICS INC COM 88032l100 182 55500 SH SOLE 55500 0 0 TEVA PHARMACEUTICAL INDUSTRIES ADR 881624209 3686 56150 SH SOLE 49950 0 6200 THE BLACKSTONE GROUP COM UNIT LTD 09253u108 3311 113225 SH SOLE 113225 0 0 TIFFANY & CO NEW COM 886547108 238 3116 SH SOLE 3116 0 0 TOLL BROTHERS INC COMMON COM 889478103 1455 43695 SH SOLE 35425 0 8270 TREVENA INC COM 89532e109 394 37500 SH SOLE 37500 0 0 TRONOX LTD-CL A SHS CL A Q9235V101 240 61500 SH SOLE 61500 0 0 TURQUOISE HILL RESOURCES LTD. COM 900435108 432 170054 SH SOLE 170054 0 0 UNITED TECHS CORP COM COM 913017109 240 2500 SH SOLE 0 0 2500 VISA INC CL A COMMON COM CL A 92826C839 3486 44946 SH SOLE 36771 0 8175 WASTE CONNECTIONS INC COM COM 941053100 4937 87666 SH SOLE 77266 0 10400 WELLS FARGO & CO NEW COM 949746101 440 8085 SH SOLE 985 0 7100 WILLIAMS COS INC COM 969457100 826 32150 SH SOLE 30650 0 1500 YAHOO! INC CMN COM 984332106 233 7000 SH SOLE 0 0 7000 WEYERHAEUSER COMPANY CONV PFD PREF CONV SER A 962166872 3077 61200 SH SOLE 57500 0 3700