0001019056-15-000856.txt : 20151102
0001019056-15-000856.hdr.sgml : 20151102
20151102103055
ACCESSION NUMBER: 0001019056-15-000856
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151102
DATE AS OF CHANGE: 20151102
EFFECTIVENESS DATE: 20151102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOURGEON CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001088731
IRS NUMBER: 134044348
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06175
FILM NUMBER: 151189652
BUSINESS ADDRESS:
STREET 1: 777 POST ROAD
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 2032801170
MAIL ADDRESS:
STREET 1: 777 POST ROAD
CITY: DARIEN
STATE: CT
ZIP: 06820
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001088731
XXXXXXXX
09-30-2015
09-30-2015
false
BOURGEON CAPITAL MANAGEMENT LLC
777 Post Road
Darien
CT
06820
13F HOLDINGS REPORT
028-06175
N
John A. Zaro, III
President
203-280-1170
/s/ John A. Zaro, III
Darien
CT
10-30-2015
0
94
101285
INFORMATION TABLE
2
infotable.xml
ACHILLION PHARMACEUTICALS INC
COM
00448q201
419
60700
SH
SOLE
60700
0
0
AGILENT TECHNOLOGIES INC.CMN
COM
00846u101
330
9600
SH
SOLE
9600
0
0
AMERICAN INTL GROUP INC COM NE
COM NEW
026874784
3663
64475
SH
SOLE
55275
0
9200
AMGEN INC COM PV $0.0001
COM
031162100
583
4215
SH
SOLE
2815
0
1400
ANADARKO PETROLEUM CORPCMN
COM
032511107
1614
26725
SH
SOLE
26725
0
0
APACHE CORP COMMON
COM
037411105
369
9415
SH
SOLE
8915
0
500
APPLE INC
COM
037833100
4220
38257
SH
SOLE
36937
0
1320
ASCENA RETAIL GROUP INC COM
COM
04351g101
2765
198800
SH
SOLE
193400
0
5400
ASTRONICS CORP COM
COM
046433108
445
11000
SH
SOLE
11000
0
0
AUTODESK INC
COM
052769106
2957
67000
SH
SOLE
58900
0
8100
AXOVANT SCIENCES LTD
COM
g0750w104
258
20000
SH
SOLE
20000
0
0
BARRICK GOLD CORP.
COM
067901108
191
30000
SH
SOLE
30000
0
0
BAXALTA INC
COM
07177m103
1074
34100
SH
SOLE
34100
0
0
BECTON DICKINSON CO
COM
075887109
3874
29205
SH
SOLE
25605
0
3600
BIOGEN INC COMMON
COM
09062x103
2276
7800
SH
SOLE
6850
0
950
BLACKROCK INC COMMON
COM
09247x101
3694
12417
SH
SOLE
11327
0
1090
CALIFORNIA RESOURCES CORP.
COM
13057q107
1263
485600
SH
SOLE
485600
0
0
CARRIZO OIL & GAS INC
COM
144577103
278
9100
SH
SOLE
9100
0
0
CASELLA WASTE SYS INC
CL A
147448104
838
144423
SH
SOLE
144423
0
0
CISCO SYSTEMS INC
COM
17275r102
4376
166700
SH
SOLE
150400
0
16300
CITIGROUP INC.
COM NEW
172967424
695
14000
SH
SOLE
14000
0
0
COACH INC CMN
COM
189754104
505
17450
SH
SOLE
17450
0
0
COCA-COLA CO
COM
191216100
2229
55566
SH
SOLE
52636
0
2930
COHERUS BIOSCIENCES INC
COM
19249h103
351
17500
SH
SOLE
17500
0
0
CONOCOPHILLIPS COM
COM
20825c104
747
15571
SH
SOLE
15571
0
0
COSTCO WHOLESALE CORPORATION N
COM
22160k105
2039
14105
SH
SOLE
10055
0
4050
DANAHER CORP COM
COM
235851102
3161
37100
SH
SOLE
32450
0
4650
DIGITALGLOBE INC.
COM NEW
25389m877
1192
62650
SH
SOLE
62650
0
0
DISCOVERY COMMUN SER A
COM SER A
25470f104
772
29650
SH
SOLE
29650
0
0
E. I. DU PONT DE NEMOURS AND C
COM
263534109
225
4661
SH
SOLE
4661
0
0
EATON CORP PLC
SHS
g29183103
3361
65525
SH
SOLE
58325
0
7200
EBAY INC COM
COM
278642103
903
36950
SH
SOLE
31950
0
5000
EMC CORPORATION MASS CMN
COM
268648102
399
16497
SH
SOLE
797
0
15700
ENTERPRISE PRDTS PRTN LPL P
COM
293792107
914
36700
SH
SOLE
36700
0
0
EXXON MOBIL CORPORATION COMMON
COM
30231g102
3241
43593
SH
SOLE
39628
0
3965
FALCONSTOR SOFTWARE INC
COM
306137100
2133
1071872
SH
SOLE
1071872
0
0
FIREEYE INC
COM
31816q101
636
20000
SH
SOLE
20000
0
0
FLOWSERVE CORP
COM
34354p105
2205
53593
SH
SOLE
48493
0
5100
FORM FACTOR INC
COM
346375108
340
50190
SH
SOLE
50190
0
0
FORWARD PHARMA A/S-ADR
SPONSORED ADR
34986j105
236
10000
SH
SOLE
10000
0
0
GENERAL ELECTRIC COMPANY
COM
369604103
554
21972
SH
SOLE
3572
0
18400
GILEAD SCIENCES INC
COM
375558103
245
2500
SH
SOLE
0
0
2500
GOLDCORP INC
COM
380956409
250
20000
SH
SOLE
20000
0
0
GUIDANCE SOFTWARE INC
COM
401692108
1085
180228
SH
SOLE
180228
0
0
HELMERICH & PAYNE INC.
COM
423452101
473
10000
SH
SOLE
10000
0
0
HOME DEPOT, INC., THE
COM
437076102
450
3900
SH
SOLE
0
0
3900
INVENTURE FOODS INC
COM
461212102
544
61307
SH
SOLE
61307
0
0
ISTAR INC
COM
45031u101
415
33000
SH
SOLE
33000
0
0
JOHNSON & JOHNSON
COM
478160104
514
5505
SH
SOLE
355
0
5150
JOHNSON CONTROLS INC
COM
478366107
3707
89637
SH
SOLE
77737
0
11900
JPMORGAN CHASE & CO
COM
46625h100
5936
97367
SH
SOLE
84467
0
12900
KINDER MORGAN INC DELAWARE COM
COM
49456b101
1724
62269
SH
SOLE
51840
0
10429
KRONOS WORLDWIDE INC
COM
50105f105
186
30000
SH
SOLE
30000
0
0
LENNAR CORP CL A
CL A
526057104
1644
34154
SH
SOLE
34154
0
0
LIBERTY GLOBAL PLC
SHS CL A
g5480u104
4138
96375
SH
SOLE
87675
0
8700
MERCK & CO INC NEW COMMON
COM
58933Y105
4418
89450
SH
SOLE
78450
0
11000
MICROSOFT CORP
COM
594918104
1054
23810
SH
SOLE
20340
0
3470
MLP WILLIAMS PARTNERS L P
COM UNIT LTD PAR
96949l105
239
7500
SH
SOLE
7500
0
0
MONDELEZ INTERNATIONAL INC
CL A
609207105
544
13000
SH
SOLE
0
0
13000
MONSANTO CO
COM
61166w101
256
3000
SH
SOLE
0
0
3000
MOSAIC CO / THE WI COMMON
COM
61945c103
2174
69885
SH
SOLE
67085
0
2800
NIKE INC
CL B
654106103
1568
12750
SH
SOLE
9380
0
3370
NOVARTIS AG-ADR
SPONSORED ADR
66987v109
4028
43820
SH
SOLE
36920
0
6900
OCCIDENTAL PETE CORP COM
COM
674599105
2706
40900
SH
SOLE
37900
0
3000
OCI RES LP COM UNIT LTD PARTNE
COM UNIT LTD
67081B106
662
33782
SH
SOLE
33782
0
0
OMEROS CORP
COM
682143102
442
40300
SH
SOLE
40300
0
0
PAYPAL HOLDINGS INC W/I COMMON
COM
70450y103
1979
63750
SH
SOLE
58650
0
5100
PLUM CREEK TIMBER CO INC REITS
COM
729251108
4473
113220
SH
SOLE
98515
0
14705
PNC FINCL SERVICES GROUP
COM
693475105
1820
20400
SH
SOLE
20400
0
0
POTASH CORP OF SASKATCHEWAN
COM
73755l107
364
17700
SH
SOLE
17700
0
0
PROCTER & GAMBLE CO
COM
742718109
1447
20114
SH
SOLE
18994
0
1120
PROGRESSIVE WASTE SOLUTIONS LT
COM
74339g101
264
10000
SH
SOLE
10000
0
0
RCM TECHNOLGIES INC
COM NEW
749360400
2047
415975
SH
SOLE
415975
0
0
REGULUS THERAPEUTICS INC
COM
75915k101
294
45000
SH
SOLE
45000
0
0
ROYAL DUTCH SHELL PLC SPONS
SPONS ADR A
780259206
1463
30870
SH
SOLE
30870
0
0
SCHLUMBERGER LTD
COM
806857108
4781
69325
SH
SOLE
61650
0
7675
SEA CHANGE INTL INC
COM
811699107
2002
317809
SH
SOLE
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0
0
SENOMYX INC
COM
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377
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SH
SOLE
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0
0
STEMCELLS INC
COM NEW
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180
449620
SH
SOLE
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0
0
TENAX THERAPEUTICS INC
COM
88032l100
52
17500
SH
SOLE
17500
0
0
TEVA PHARMACEUTICAL INDUSTRIES
ADR
881624209
3165
56050
SH
SOLE
49850
0
6200
THE BLACKSTONE GROUP
COM UNIT LTD
09253u108
1752
55325
SH
SOLE
55325
0
0
TIFFANY & CO NEW
COM
886547108
241
3116
SH
SOLE
3116
0
0
TOLL BROTHERS INC COMMON
COM
889478103
1006
29395
SH
SOLE
21125
0
8270
TREVENA INC
COM
89532e109
259
25000
SH
SOLE
25000
0
0
TRONOX LTD-CL A
SHS CL A
q9235v101
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10000
SH
SOLE
10000
0
0
TURQUOISE HILL RESOURCES LTD.
COM
900435108
299
117104
SH
SOLE
117104
0
0
UNITED TECHS CORP COM
COM
913017109
222
2500
SH
SOLE
0
0
2500
VISA INC CL A COMMON
COM CL A
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3122
44816
SH
SOLE
0
0
8175
WAFERGEN BIO-SYSTEMS INC
COM PAR$
93041p308
28
20238
SH
SOLE
20238
0
0
WASTE CONNECTIONS INC COM
COM
941053100
4094
84266
SH
SOLE
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0
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WELLS FARGO & CO NEW
COM
949746101
415
8085
SH
SOLE
985
0
7100
WILLIAMS COS INC
COM
969457100
2287
62050
SH
SOLE
55450
0
6600
WEYERHAEUSER COMPANY CONV PFD
PREF CONV SER A
962166872
3025
63400
SH
SOLE
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0
5700