0001019056-13-001190.txt : 20131025
0001019056-13-001190.hdr.sgml : 20131025
20131025103236
ACCESSION NUMBER: 0001019056-13-001190
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131025
DATE AS OF CHANGE: 20131025
EFFECTIVENESS DATE: 20131025
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOURGEON CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001088731
IRS NUMBER: 134044348
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06175
FILM NUMBER: 131169584
BUSINESS ADDRESS:
STREET 1: 777 POST ROAD
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 2032801170
MAIL ADDRESS:
STREET 1: 777 POST ROAD
CITY: DARIEN
STATE: CT
ZIP: 06820
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001088731
XXXXXXXX
09-30-2013
09-30-2013
false
BOURGEON CAPITAL MANAGEMENT LLC
777 Post Road
Darien
CT
06820
13F HOLDINGS REPORT
028-06175
N
John A. Zaro, III
President
203-280-1170
/s/ John A. Zaro, III
Darien
CT
10-22-2013
0
94
148349
INFORMATION TABLE
2
infotable.xml
ABERCROMBIE & FITCH CO. CLASS
COM
002896207
354
10000
SH
SOLE
10000
0
0
AGILENT TECHNOLOGIES INC.CMN
COM
00846u101
589
11500
SH
SOLE
11500
0
0
AIR PRODUCTS & CHEMICALS INC
COM
009158106
320
3000
SH
SOLE
3000
0
0
AMERICAN INTL GROUP INC COM NE
COM
026874784
515
10600
SH
SOLE
10600
0
0
ANADARKO PETROLEUM CORPCMN
COM
032511107
744
8000
SH
SOLE
8000
0
0
APACHE CORP
COM
037411105
1733
20355
SH
SOLE
20355
0
0
APPLE INC COM STK
COM
037833100
3493
7327
SH
SOLE
7327
0
0
ASCENA RETAIL GROUP INC COM
COM
04351g101
3751
188190
SH
SOLE
188190
0
0
AUTODESK INC CMN
COM
052769106
4553
110600
SH
SOLE
110600
0
0
BED BATH & BEYOND
COM
075896100
3571
46160
SH
SOLE
46160
0
0
BLACKROCK INC COM STK
COM
09247X101
2790
10310
SH
SOLE
10310
0
0
BLACKTHORN RESOURCES LTD
COM
Q15910104
233
877500
SH
SOLE
877500
0
0
BROADCOM CORP CL A
COM
111320107
2462
94605
SH
SOLE
94605
0
0
CALLIDUS SOFTWARE
COM
13123E500
367
40000
SH
SOLE
40000
0
0
CASELLA WASTE SYS INC CL A
COM
147448104
6319
1099003
SH
SOLE
1099003
0
0
CHART INDUSTRIES INC.
COM
16115q308
2321
18865
SH
SOLE
18865
0
0
CITIGROUP INC.
COM
172967424
1155
23800
SH
SOLE
23800
0
0
COCA COLA COMPANY
COM
191216100
896
23646
SH
SOLE
23646
0
0
COHEN & STEERS INC
COM
19247A100
736
20850
SH
SOLE
20850
0
0
CONOCOPHILLIPS COM
COM
20825C104
2111
30370
SH
SOLE
30370
0
0
COSTCO WHSL CORP NEW
COM
22160k105
1079
9370
SH
SOLE
9370
0
0
DEVON ENERGY CORP NEW COM
COM
25179M103
677
11719
SH
SOLE
11719
0
0
DIGITALGLOBE INC.
COM
25389m877
790
25000
SH
SOLE
25000
0
0
E. I. DU PONT DE NEMOURS AND C
COM
263534109
308
5261
SH
SOLE
5261
0
0
EATON CORPORATION PLC SHS
COM
G29183103
578
8400
SH
SOLE
8400
0
0
EDGEN GROUP INC
COM
28014q107
114
15000
SH
SOLE
15000
0
0
EXXON MOBIL CORP COM
COM
30231G102
2516
29242
SH
SOLE
29242
0
0
FALCONSTOR SOFTWARE INC
COM
306137100
1666
1261932
SH
SOLE
1261932
0
0
FORM FACTOR INC
COM
346375108
2146
312900
SH
SOLE
312900
0
0
FORTINET INC
COM
34959e109
456
22500
SH
SOLE
22500
0
0
GOLDCORP INC
COM
380956409
381
14650
SH
SOLE
14650
0
0
GUIDANCE SOFTWARE INC.
COM
401692108
3302
364105
SH
SOLE
364105
0
0
HERCULES OFFSHORE INC.
COM
427093109
236
32000
SH
SOLE
32000
0
0
INTRALINKS HOLDINGS INC
COM
46118h104
326
37000
SH
SOLE
37000
0
0
JACOBS ENGINEERING GROUP INC.
COM
469814107
3409
58600
SH
SOLE
58600
0
0
JOHNSON CTL INC COM
COM
478366107
4629
111537
SH
SOLE
111537
0
0
JPMORGAN CHASE & CO COM
COM
46625H100
3761
72757
SH
SOLE
72757
0
0
KINDER MORGAN ENERGY LP UNIT L
COM
494550106
295
3700
SH
SOLE
3700
0
0
KINDER MORGAN INC.
COM
49456b101
562
15800
SH
SOLE
15800
0
0
KINDER MORGAN MGMT LLC
COM
49455u100
1012
13495
SH
SOLE
13495
0
0
LENNAR CORP CL A CL A
COM
526057104
2623
74103
SH
SOLE
74103
0
0
LIMELIGHT NETWORKS INC
COM
53261m104
147
76064
SH
SOLE
76064
0
0
MACY'S INC.
COM
55616p104
865
20000
SH
SOLE
20000
0
0
MENS WEARHOUSE INC (THE) CMN
COM
587118100
446
13094
SH
SOLE
13094
0
0
MERCK & CO INC NEW COM
COM
58933Y105
3435
72150
SH
SOLE
72150
0
0
METLIFE INC COM
COM
59156R108
2437
51914
SH
SOLE
51914
0
0
MICRON TECHNOLOGY CORP
COM
595112103
568
32500
SH
SOLE
32500
0
0
MICROSOFT CORP
COM
594918104
1144
34385
SH
SOLE
34385
0
0
MILLENNIAL MEDIA
COM
60040n105
728
103000
SH
SOLE
103000
0
0
MLP ENTERPRISE PRODS PARTNERS
COM
293792107
488
8000
SH
SOLE
8000
0
0
MLP WILLIAMS PARTNERS L P COM
COM
96950F104
1614
30525
SH
SOLE
30525
0
0
MONSTER WORLDWIDE INC
COM
611742107
354
80000
SH
SOLE
80000
0
0
MOSAIC CO/THE
COM
61945C103
4931
114625
SH
SOLE
114625
0
0
NETAPP INC COM STK
COM
64110D104
2083
48864
SH
SOLE
48864
0
0
NIKE INC CLASS B
COM
654106103
666
9170
SH
SOLE
9170
0
0
NISOURCE INC COM
COM
65473P105
3918
126850
SH
SOLE
126850
0
0
NOBLE CORPORATION BAAR NAMEN A
COM
h5833n103
567
15000
SH
SOLE
15000
0
0
NORTHERN TR CORP COM
COM
665859104
461
8475
SH
SOLE
8475
0
0
NOVARTIS A G SPON ADR F SPONSO
COM
66987v109
3806
49620
SH
SOLE
49620
0
0
OCCIDENTIAL PETROLEUM
COM
674599105
1581
16900
SH
SOLE
16900
0
0
OCI RESOURCES LP
COM
67081b106
498
27145
SH
SOLE
27145
0
0
ONEOK INC
COM
682680103
379
7100
SH
SOLE
7100
0
0
OSI SYSTEMS INC
COM
671044105
2183
29350
SH
SOLE
29350
0
0
PALO ALTO NETWORKS, INC.
COM
697435105
458
10000
SH
SOLE
10000
0
0
PEOPLES UTD FINL INC COM
COM
712704105
2177
151400
SH
SOLE
151400
0
0
PLUM CREEK TIMBER CO INC COM
COM
729251108
2843
60710
SH
SOLE
60710
0
0
PNC FINANCIAL SERVICES GROUP C
COM
693475105
1770
24425
SH
SOLE
24425
0
0
POTASH CORP OF SASKATCHEWAN
COM
73755l107
663
21200
SH
SOLE
21200
0
0
PROCTER & GAMBLE COM NPV
COM
742718109
2665
35256
SH
SOLE
35256
0
0
QUALCOMM INC COM
COM
747525103
1405
20867
SH
SOLE
20867
0
0
RCM TECHNOLGIES INC
COM
749360400
480
79565
SH
SOLE
79565
0
0
RECKITT BENCKISE GP ORDF
COM
g74079107
1912
26125
SH
SOLE
26125
0
0
REPUBLIC SVCS INC COM
COM
760759100
2863
85830
SH
SOLE
85830
0
0
RESPONSYS INC
COM
761248103
248
15000
SH
SOLE
15000
0
0
ROYAL DUTCH SHELL PLC SPONSORE
COM
780259206
2067
31470
SH
SOLE
31470
0
0
SANDISK CORP
COM
80004C101
750
12600
SH
SOLE
12600
0
0
SCHLUMBERGER LTD COM COM
COM
806857108
3894
44068
SH
SOLE
44068
0
0
SEACHANGE INTERNATIONAL INC
COM
811699107
573
50000
SH
SOLE
50000
0
0
SEADRILL LTD F
COM
G7945E105
307
6800
SH
SOLE
6800
0
0
SIGMA-ALDRICH CORP COM
COM
826552101
3251
38110
SH
SOLE
38110
0
0
SONY CORP ADR NEW
COM
835699307
237
11000
SH
SOLE
11000
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
573
15750
SH
SOLE
15750
0
0
TARGET CORP COM STK
COM
87612E106
2105
32900
SH
SOLE
32900
0
0
TERADATA CORP.
COM
88076w103
2650
47800
SH
SOLE
47800
0
0
TETRA TECH INC
COM
88162g103
581
22425
SH
SOLE
22425
0
0
TIFFANY & CO NEW
COM
886547108
295
3855
SH
SOLE
3855
0
0
TOLL BROTHERS INC CMN
COM
889478103
1751
53990
SH
SOLE
53990
0
0
TURQUOISE HILL RESOURCES LTD.
COM
900435108
665
150520
SH
SOLE
150520
0
0
UIL HLDGS CORP COM
COM
902748102
1077
28977
SH
SOLE
28977
0
0
UNITEDHEALTH GROUP INC
COM
91324p102
251
3500
SH
SOLE
3500
0
0
WEYERHAEUSER CO CMN
COM
962166104
309
10800
SH
SOLE
10800
0
0
WILLIAMS COMPANIES INC. (THE)C
COM
969457100
600
16500
SH
SOLE
16500
0
0
YUM BRANDS INC COM
COM
988498101
3102
43450
SH
SOLE
43450
0
0
WEYERHAEUSER CO 6.375% 7/01/16
PFD
962166872
2649
50000
SH
SOLE
50000
0
0