0000909012-12-000022.txt : 20120123
0000909012-12-000022.hdr.sgml : 20120123
20120123144815
ACCESSION NUMBER: 0000909012-12-000022
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120123
DATE AS OF CHANGE: 20120123
EFFECTIVENESS DATE: 20120123
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOURGEON CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001088731
IRS NUMBER: 134044348
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06175
FILM NUMBER: 12539070
BUSINESS ADDRESS:
STREET 1: 605 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10158
BUSINESS PHONE: 2124769137
MAIL ADDRESS:
STREET 1: 605 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10158
13F-HR
1
t306599.txt
BOURG
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F-HR
FORM 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: DECEMBER 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: BOURGEON CAPITAL MANAGEMENT, LLC
Address: 777 POST ROAD
DARIEN, CONNECTICUT 06820
Form 13F File Number: 28-6175
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: JOHN A. ZARO, III
Title: PRESIDENT
Phone: 203-280-1170
Signature Place Date of Signing
/S/ JOHN A. ZARO, III DARIEN, CONNECTICUT JANUARY 22, 2012
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F-HR SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 100
Form 13F Information Table Value Total: $124,804
(thousands)
List of Other Included Managers: NONE
TITLE VALUE SHARE/
OF (USD) PRN SHARE/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X 1000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
ABBOTT LABORATORIES COM 002824100 301 5355 SH Sole 5355
ABERCROMBIE & FITCH CO. CLASS COM 002896207 733 15000 SH Sole 15000
AGILENT TECHNOLOGIES INC.CMN COM 00846u101 873 25000 SH Sole 25000
APACHE CORP COM 037411105 1273 14050 SH Sole 14050
APPLE INC COM 037833100 3227 7968 SH Sole 7968
ASCENA RETAIL GROUP INC COM COM 04351g101 594 20000 SH Sole 20000
BANK OF AMERICA CORP COM 060505104 167 30000 SH Sole 30000
BARRICK GOLD CORP. COM 067901108 385 8500 SH Sole 8500
BLACKTHORN RESOURCES LTD COM Q15910104 123 250000 SH Sole 250000
BOARDWALK PIPELINE PTNRS COM 096627104 708 25600 SH Sole 25600
BOEING CO COM 097023105 1828 24925 SH Sole 24925
BROADCOM CORP CL A CLASS A COM 111320107 3567 121505 SH Sole 121505
BROOKFIELD ASSET MGMT INC COM 112585104 343 12500 SH Sole 12500
CALLIDUS SOFTWARE COM 13123E500 3724 580000 SH Sole 580000
CARRIZO OIL & GAS INC COM 144577103 335 12700 SH Sole 12700
CASELLA WASTE SYS INC CL A COM 147448104 4133 645828 SH Sole 645828
CAVIUM NET COM 14964u108 711 25000 SH Sole 25000
CHESAPEAKE MIDSTRM PTNRS LIMIT COM 16524k108 261 9000 SH Sole 9000
CITIGROUP INC. COM 172967424 300 11400 SH Sole 11400
CLOVIS ONCOLOGY INC. COM 189464100 158 11204 SH Sole 11204
COCA COLA COMPANY COM 191216100 732 10463 SH Sole 10463
COHEN & STEERS INC COM 19247A100 994 34400 SH Sole 34400
CONOCOPHILLIPS COM 20825C104 3206 43990 SH Sole 43990
CONTINENTAL RESOURCES INC/OK COM 212015101 334 5000 SH Sole 5000
CORNING INC COM 219350105 1414 108945 SH Sole 108945
COSTCO WHSL CORP NEW COM 22160k105 617 7410 SH Sole 7410
CUMULUS MEDIA INC CMN CLASS A COM 231082108 818 245000 SH Sole 245000
DEVON ENERGY CP NEW COM 25179M103 731 11794 SH Sole 11794
DIAGEO PLC NEW ADR F 1 ADR REP COM 25243Q205 2293 26225 SH Sole 26225
DIGITALGLOBE INC. COM 25389m877 864 50500 SH Sole 50500
DUKE ENERGY CORP NEW COM 26441c105 333 15147 SH Sole 15147
E. I. DU PONT DE NEMOURS AND C COM 263534109 1094 23895 SH Sole 23895
EATON CORP COM 278058102 218 5000 SH Sole 5000
EMERSON ELECTRIC CO COM 291011104 2452 52630 SH Sole 52630
EMULEX CORP COM 292475209 514 75000 SH Sole 75000
ENSCO PLC COM 29358Q109 563 12000 SH Sole 12000
EQUITY ONE INC. COM 294752100 246 14500 SH Sole 14500
EUROPEAN GOLDFIELDS LIMITED COM 29877499D 350 30000 SH Sole 30000
EXELON CORPORATION COM 30161N101 338 7800 SH Sole 7800
EXPRESS SCRIPTS INC COM 302182100 2134 47756 SH Sole 47756
EXXON MOBIL CORPORATION COM 30231G102 2642 31167 SH Sole 31167
FALCONSTOR SOFTWARE INC COM 306137100 1438 557240 SH Sole 557240
FORM FACTOR INC COM 346375108 1374 271500 SH Sole 271500
GENERAL ELECTRIC COMPANY COM 369604103 438 24439 SH Sole 24439
GEOEYE INC COM 37250w108 500 22500 SH Sole 22500
GOOGLE INC CLASS A COM 38259p508 236 366 SH Sole 366
GUIDANCE SOFTWARE INC. COM 401692108 2875 443691 SH Sole 443691
HALLIBURTON CO HOLDING COMPANY COM 406216101 1173 34000 SH Sole 34000
HARVEST NATURAL RESOURCES IN COM 41754v103 328 44500 SH Sole 44500
HCA HOLDINGS INC COM 40412c101 926 42015 SH Sole 42015
HEWLETT-PACKARD COMPANY COM 428236103 1135 44065 SH Sole 44065
ILLINOIS TOOL WORKS INC COM 452308109 2167 46385 SH Sole 46385
IMMERSION CORPORATION CMN COM 452521107 156 30034 SH Sole 30034
IVANHOE MINES LTD COM 46579N103 1794 101235 SH Sole 101235
J.P. MORGAN CHASE & CO COM 46625H100 4249 127782 SH Sole 127782
JAGUAR MINING INC COM 47009M103 542 85000 SH Sole 85000
JOHNSON CTLS INC COM 478366107 3871 123837 SH Sole 123837
KINDER MORGAN ENERGY LP UNIT L COM 494550106 340 4000 SH Sole 4000
KINDER MORGAN MGMT LLC COM 49455u100 1118 14241.12 SH Sole 14241.12
MERCK & CO., INC. COM 58933Y105 1785 47350 SH Sole 47350
METLIFE INC COM 59156R108 4028 129180 SH Sole 129180
MICROCHIP TECHNOLOGY CMN COM 595017104 311 8500 SH Sole 8500
MICROSOFT CORP COM 594918104 960 36995 SH Sole 36995
MOSAIC CO NEW COM COM 61945c103 1901 37705 SH Sole 37705
NAT'L PENN BANCSHRS COM 637138108 715 84735 SH Sole 84735
NETAPP INC COM COM 64110d104 1680 46313 SH Sole 46313
NEWMONT MINING CORP (HOLDING C COM 651639106 210 3500 SH Sole 3500
NIKE INC CLASS B COM 654106103 582 6040 SH Sole 6040
NORTHERN TRUST CORP COM 665859104 451 11360 SH Sole 11360
NOVARTIS A G SPON ADR F SPONSO COM 66987v109 2829 49490 SH Sole 49490
ORAMED PHARMACEUTICALS COM 68403p104 4 14000 SH Sole 14000
PEOPLES UNITED FINANCIAL INC COM 712704105 3522 274100 SH Sole 274100
PLUM CREEK TIMBER CO REIT COM 729251108 2832 77470 SH Sole 77470
PNC FINANCIAL SERVICES GROUP I COM 693475105 1548 26850 SH Sole 26850
POTASH CORP OF SASKATCHEWAN COM 73755l107 599 14522 SH Sole 14522
POWER-ONE INC COMMON STOCK COM 73930R102 235 60000 SH Sole 60000
PPL CORPORATIONCMN COM 69351t106 402 13650 SH Sole 13650
PROCTER & GAMBLE COM 742718109 2655 39793 SH Sole 39793
QUALCOMM INC COM 747525103 2764 50522 SH Sole 50522
RECKITT BENCKISE GP ORDF COM g74079107 1681 34025 SH Sole 34025
REPUBLIC SERVICES INC COM 760759100 1683 61080 SH Sole 61080
ROYAL DUTCH SHELL A ADRF SPONS COM 780259206 1707 23350 SH Sole 23350
SAKS INC COM 79377W108 804 82500 SH Sole 82500
SANDISK CORP COM 80004C101 477 9700 SH Sole 9700
SCHEIN HENRY INC COM 806407102 1118 17350 SH Sole 17350
SCHLUMBERGER LTD F COM 806857108 2535 37108 SH Sole 37108
SEACHANGE INTERNATIONAL INC COM 811699107 1885 268173 SH Sole 268173
SIGMA ALDRICH CORP COM 826552101 2700 43220 SH Sole 43220
SOUTHWEST GAS CORP COM 844895102 404 9500 SH Sole 9500
TARGET CORP CMN COM 87612e106 1857 36250 SH Sole 36250
TENET HEALTHCARE CORP COM 88033G100 923 180000 SH Sole 180000
THERMO ELECTRON CORP COM 883556102 562 12500 SH Sole 12500
THORATEC CORP COM 885175307 442 13179 SH Sole 13179
TIFFANY & CO NEW COM 886547108 264 3983 SH Sole 3983
TOLL BROTHERS INC CMN COM 889478103 838 41040 SH Sole 41040
U S BANCORP DEL NEW COM 902973304 485 17915 SH Sole 17915
UIL HOLDINGS CO COM 902748102 721 20377 SH Sole 20377
VISTEON CORPORATION COM 92839U206 899 18000 SH Sole 18000
WILLIAMS PARTNERS LP COM 96950f104 1306 21775 SH Sole 21775
BANK OF AMERICA 5.875%33 PFD I PFD 060505609 209 9300 SH Sole 9300
124804