0000350698-14-000123.txt : 20140829 0000350698-14-000123.hdr.sgml : 20140829 20140829171817 ACCESSION NUMBER: 0000350698-14-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140827 FILED AS OF DATE: 20140829 DATE AS OF CHANGE: 20140829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTONATION, INC. CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION, INC. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AutoNation, Inc. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION INC /FL DATE OF NAME CHANGE: 19990407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAROONE MICHAEL E CENTRAL INDEX KEY: 0001088011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 141075910 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 4 1 wf-form4_140934708593067.xml FORM 4 X0306 4 2014-08-27 0 0000350698 AUTONATION, INC. AN 0001088011 MAROONE MICHAEL E 200 SW 1ST AVE SUITE 1600 FORT LAUDERDALE FL 33301 1 1 0 0 Director, President and COO Common Stock, par value $0.01 per share 2014-08-27 4 M 0 101806 19.21 A 101806 D Common Stock, par value $0.01 per share 2014-08-27 4 S 0 101806 53.9998 D 0 D Common Stock, par value $0.01 per share 2014-08-28 4 M 0 118444 19.21 A 118444 D Common Stock, par value $0.01 per share 2014-08-28 4 S 0 118444 53.8918 D 0 D Common Stock, par value $0.01 per share 1529409 I See footnote Common Stock, par value $0.01 per share 1537 I By 401(k) Plan Employee Stock Option (right to buy) 19.21 2014-08-27 4 M 0 101806 0 D 2017-07-30 Common Stock, par value $0.01 per share 101806.0 118444 D Employee Stock Option (right to buy) 19.21 2014-08-28 4 M 0 118444 0 D 2017-07-30 Common Stock, par value $0.01 per share 118444.0 0 D This transaction was executed in multiple trades at prices ranging from $53.95 to $54.205. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $53.85 to $53.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. These shares are held by Michael Maroone Family Partnership, a Nevada limited partnership controlled by the reporting person. The option became exercisable in 25% annual increments on each of the first four anniversaries of July 30, 2007. /s/ Michael E. Maroone 2014-08-29