0001086763-20-000012.txt : 20200814
0001086763-20-000012.hdr.sgml : 20200814
20200814153255
ACCESSION NUMBER: 0001086763-20-000012
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200814
DATE AS OF CHANGE: 20200814
EFFECTIVENESS DATE: 20200814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST FOUNDATION ADVISORS
CENTRAL INDEX KEY: 0001086763
IRS NUMBER: 330221828
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05785
FILM NUMBER: 201104564
BUSINESS ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 9494760300
MAIL ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER GROUP INVESTMENT MANAGEMENT INC /CA/
DATE OF NAME CHANGE: 20010509
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA
DATE OF NAME CHANGE: 19990519
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001086763
XXXXXXXX
06-30-2020
06-30-2020
false
FIRST FOUNDATION ADVISORS
18101 Von Karman Avenue
Ste 700
Irvine
CA
92612
13F HOLDINGS REPORT
028-05785
N
GREGORY S. BRUCE
CHIEF COMPLIANCE OFFICER
949-622-3724
GREGORY S. BRUCE
IRVINE
CA
08-14-2020
1
389
1939785
01
0001167365
028-10659
HIGHLAND CAPITAL MANAGEMENT LP
INFORMATION TABLE
2
infotable.xml
3M Co Com
COM
88579Y101
567
3635
SH
SOLE
3170
0
465
Abbott Laboratories
COM
002824100
923
10091
SH
SOLE
7093
0
2998
AbbVie Inc
COM
00287y109
1035
10541
SH
SOLE
8119
0
2422
Accenture PLC
SHS CLASS A
g1151c101
718
3346
SH
SOLE
1705
0
1641
Activision Blizzard Inc
COM
00507v109
261
3439
SH
SOLE
1989
0
1450
Adobe Systems Inc
COM
00724f101
498
1145
SH
SOLE
600
0
545
Alexandria Real Estate Equitie
COM
015271109
6205
38242
SH
SOLE
36576
0
1666
Alibaba Group Holding Inc
SPONSORED ADS
01609w102
907
4203
SH
SOLE
3820
0
383
Align Technology Inc
COM
016255101
316
1152
SH
SOLE
543
0
609
Allstate Corp
COM
020002101
224
2311
SH
SOLE
1898
0
413
Alphabet Inc Class A
CAP STK CL A
02079k305
4487
3164
SH
SOLE
1613
0
1551
Alphabet Inc Class A
CAP STK CL A
02079k305
824
581
SH
DFND
1
581
0
0
Alphabet Inc Class C
CAP STK CL C
02079k107
90883
64291
SH
SOLE
58193
0
6098
Alphabet Inc Class C
CAP STK CL C
02079k107
2256
1596
SH
DFND
1
1596
0
0
Altria Group Inc
COM
02209s103
568
14468
SH
SOLE
13817
0
650
Amazon.com Inc
COM
023135106
65588
23774
SH
SOLE
21128
0
2646
Amazon.com Inc
COM
023135106
3203
1161
SH
DFND
1
1161
0
0
American Finance Trust Inc ClA
COM CLASS A
02607t109
239
30103
SH
SOLE
30103
0
0
American Water Works Co Inc
COM
030420103
348
2702
SH
SOLE
242
0
2460
AmerisourceBergen Corp
COM
03073e105
15217
151012
SH
SOLE
135952
0
15060
Amgen Inc
COM
031162100
1714
7268
SH
SOLE
5824
0
1444
AMREP Corp
COM
032159105
259
57326
SH
SOLE
55722
0
1604
AMREP Corp
COM
032159105
663
147021
SH
DFND
1
147021
0
0
Analog Devices Inc
COM
032654105
1703
13885
SH
SOLE
2893
0
10992
Annaly Capital Management Inc
COM
035710409
206
31472
SH
SOLE
30710
0
762
Anthem Inc
COM
036752103
11023
41918
SH
SOLE
37460
0
4457
Aon PLC
SHS CL A
g0403h108
13422
69687
SH
SOLE
64627
0
5060
Apple Inc
COM
037833100
37633
103160
SH
SOLE
81089
0
22070
Applied Materials Inc
COM
038222105
240
3964
SH
SOLE
2580
0
1384
Ares Capital Corp
COM
04010L103
170
11771
SH
SOLE
11771
0
0
Armstrong World Industries Inc
COM
04247x102
1129
14480
SH
SOLE
3060
0
11420
AT&T Inc
COM
00206r102
1892
62593
SH
SOLE
59061
0
3531
Axos Financial Inc
COM
05465c100
530
24000
SH
SOLE
24000
0
0
Ball Corp
COM
058498106
14269
205333
SH
SOLE
186090
0
19243
Bank of America Corp
COM
060505104
1216
51208
SH
SOLE
49117
0
2091
Bank of America NonCumulative
7.25%CNV PFD L
060505682
1216
906
SH
SOLE
765
0
141
Bank of America NonCumulative
7.25%CNV PFD L
060505682
852
635
SH
DFND
1
635
0
0
Bank of New York Mellon Co
COM
064058100
614
15889
SH
SOLE
10966
0
4923
Baxter International Inc
COM
071813109
1485
17250
SH
SOLE
4157
0
13093
Berkshire Hathaway CL A
CL A
084670108
4544
17
SH
SOLE
17
0
0
Berkshire Hathaway Inc Cl B
CL B NEW
084670702
38323
214680
SH
SOLE
196577
0
18103
Berkshire Hathaway Inc Cl B
CL B NEW
084670702
3015
16890
SH
DFND
1
16890
0
0
BlackRock California Municipal
SH BEN INT
09248e102
3192
242366
SH
SOLE
228263
0
14103
BlackRock Core Bond Trust
SHS BEN INT
09249e101
4538
295253
SH
SOLE
280513
0
14740
BlackRock Core Bond Trust
SHS BEN INT
09249e101
962
62604
SH
DFND
1
62604
0
0
BlackRock Credit Allocation In
COM
092508100
2929
221929
SH
SOLE
211565
0
10364
BlackRock Floating Rate Income
COM
09255x100
1923
171996
SH
SOLE
169008
0
2988
BlackRock Inc
COM
09247x101
19009
34937
SH
SOLE
32147
0
2789
Blackrock Income Trust
COM
09247F100
100
16229
SH
SOLE
16229
0
0
BlackRock Limited Duration Inc
COM SHS
09249w101
2262
162416
SH
SOLE
154244
0
8172
BlackRock Multi-Sector Income
COM
09258a107
1220
84652
SH
SOLE
79831
0
4821
BlackRock Municipal 2030 Targe
COM SHS BEN IN
09257p105
2995
126042
SH
SOLE
103579
0
22463
BlackRock MuniHoldings Califor
COM
09254l107
4422
312975
SH
SOLE
270204
0
42771
BlackRock MuniHoldings Investm
COM
09254p108
184
14228
SH
SOLE
14228
0
0
BlackRock MuniHoldings Investm
COM
09254p108
226
17476
SH
DFND
1
17476
0
0
BlackRock MuniYield California
COM
09254m105
2664
191226
SH
SOLE
177631
0
13595
BlackRock MuniYield California
COM
09254n103
2852
205604
SH
SOLE
192094
0
13510
BlackRock Taxable Municipal Bo
SHS
09248x100
5013
201183
SH
SOLE
190522
0
10661
Blackstone Group LP
COM CL A
09260d107
283
5000
SH
SOLE
5000
0
0
Bloom Energy Corp
COM CL A
093712107
1458
134015
SH
SOLE
121515
0
12500
Boeing Co
COM
097023105
1232
6721
SH
SOLE
6376
0
345
Booking Holdings Inc
COM
09857l108
14470
9087
SH
SOLE
8135
0
952
Bristol Myers Squibb Co
COM
110122108
504
8574
SH
SOLE
5227
0
3347
British American Tobacco PLC A
SPONSORED ADR
110448107
541
13932
SH
SOLE
11586
0
2346
British American Tobacco PLC A
SPONSORED ADR
110448107
575
14800
SH
DFND
1
14800
0
0
Broadcom Inc
COM
11135f101
2097
6645
SH
SOLE
6216
0
429
Brookfield Asset Management In
CL A LTD VT SH
112585104
17085
519314
SH
SOLE
480350
0
38964
Brookfield Asset Management In
CL A LTD VT SH
112585104
1851
56268
SH
DFND
1
56268
0
0
Brookfield Infrastructure Part
LP INT UNIT
g16252101
1013
24635
SH
SOLE
24635
0
0
Brookfield Real Assets Income
SHS BEN INT
112830104
640
38410
SH
SOLE
31683
0
6727
Brown Forman Corp Class B With
CL B
115637209
1900
29848
SH
SOLE
27385
0
2462
Brunswick Corp/DE
COM
117043109
551
8614
SH
SOLE
1877
0
6737
Calamos Global Dynamic Income
COM
12811l107
73
10000
SH
SOLE
10000
0
0
Canadian National Railway Co
COM
136375102
1718
19393
SH
SOLE
291
0
19102
Cardiovascular Systems Inc
COM
141619106
207
6550
SH
SOLE
6550
0
0
CarMax Inc
COM
143130102
8707
97228
SH
SOLE
87453
0
9775
Caterpillar Inc
COM
149123101
269
2129
SH
SOLE
1999
0
130
CDW Corp/DE
COM
12514g108
285
2450
SH
SOLE
506
0
1944
CenturyLink Inc
COM
156700106
4518
450429
SH
SOLE
407151
0
43277
CenturyLink Inc
COM
156700106
2917
290779
SH
DFND
1
290779
0
0
Charles Schwab Corp
COM
808513105
1494
44284
SH
SOLE
43794
0
490
Charter Communications Inc
CL A
16119p108
266
522
SH
SOLE
449
0
73
Chevron Corp
COM
166764100
4304
48232
SH
SOLE
26627
0
21605
Cigna Corp
COM
125523100
358
1908
SH
SOLE
1777
0
131
Cisco Systems Inc
COM
17275R102
1836
39361
SH
SOLE
30744
0
8617
Citigroup Inc
COM NEW
172967424
274
5363
SH
SOLE
4550
0
813
Coca-Cola Co
COM
191216100
1182
26450
SH
SOLE
19261
0
7189
Cohen & Steers Limited Duratio
COM
19248c105
1259
55938
SH
SOLE
47887
0
8051
Cohen & Steers Limited Duratio
COM
19248c105
185
8223
SH
DFND
1
8223
0
0
Cohen & Steers Quality Income
COM
19247l106
501
45858
SH
SOLE
43028
0
2830
Cohen & Steers REIT and Prefer
COM
19247x100
658
34434
SH
SOLE
32503
0
1931
Cohen & Steers Select Utility
COM
19248a109
503
22797
SH
SOLE
21450
0
1347
Colgate-Palmolive Co
COM
194162103
221
3014
SH
SOLE
2282
0
732
Columbia Diversified Fixed Inc
DIVERSIFID FXD
19761l508
205
9702
SH
SOLE
7504
0
2198
Comcast Corp
CL A
20030n101
13192
338425
SH
SOLE
311039
0
27386
Comcast Corp
CL A
20030n101
950
24365
SH
DFND
1
24365
0
0
Consumer Discretionary Select
SBI CONS DISCR
81369y407
471
3688
SH
SOLE
3688
0
0
Corteva Inc
COM
22052l104
1463
54623
SH
SOLE
9976
0
44647
Costco Wholesale Corp
COM
22160k105
3145
10373
SH
SOLE
9245
0
1128
Crown Castle International Cor
COM
22822v101
1493
8923
SH
SOLE
2862
0
6061
CVS Health Corp
COM
126650100
1286
19799
SH
SOLE
17233
0
2567
CVS Health Corp
COM
126650100
237
3654
SH
DFND
1
3654
0
0
Danaher Corp
COM
235851102
273
1543
SH
SOLE
1405
0
138
Diageo PLC ADR
SPON ADR NEW
25243q205
2274
16918
SH
SOLE
14548
0
2370
DocuSign Inc
COM
256163106
599
3479
SH
SOLE
2145
0
1334
Dollar Tree Inc
COM
256746108
314
3389
SH
SOLE
858
0
2531
Dominion Energy Inc
COM
25746u109
540
6648
SH
SOLE
6398
0
250
Doubleline Income Solutions Cl
COM
258622109
1049
68233
SH
SOLE
56018
0
12215
Doubleline Income Solutions Cl
COM
258622109
1661
108080
SH
DFND
1
108080
0
0
Doubleline Opportunistic Credi
COM
258623107
1816
95834
SH
SOLE
89940
0
5894
Doubleline Opportunistic Credi
COM
258623107
1889
99694
SH
DFND
1
99694
0
0
DoubleLine Total Return Tactic
SPDR TR TACTIC
78467v848
5347
107908
SH
SOLE
87658
0
20250
Dow Inc
COM
260557103
2129
52225
SH
SOLE
10032
0
42193
DuPont de Nemours Inc
COM
26614n102
3018
56811
SH
SOLE
11274
0
45537
Eaton Vance California Municip
SH BEN INT
27826f101
3165
240154
SH
SOLE
218065
0
22089
Eaton Vance Floating-Rate Inco
COM
278279104
352
30874
SH
SOLE
30494
0
380
Eaton Vance Insured CA Municip
COM
27828a100
1578
141736
SH
SOLE
129051
0
12685
Eaton Vance Limited Duration I
COM
27828h105
2869
254578
SH
SOLE
248578
0
6000
Eaton Vance Municipal Bond Fun
COM
27827X101
2713
213301
SH
SOLE
170824
0
42477
Eaton Vance Municipal Incm 202
SHS
27829U105
936
45875
SH
SOLE
20545
0
25330
Ecolab Inc
COM
278865100
232
1168
SH
SOLE
815
0
353
Edwards Lifesciences Corp
COM
28176e108
847
12259
SH
SOLE
11924
0
335
Electronic Arts Inc
COM
285512109
312
2364
SH
SOLE
537
0
1827
Eli Lilly & Co
COM
532457108
266
1619
SH
SOLE
945
0
674
Emerson Electric Co
COM
291011104
451
7270
SH
SOLE
5111
0
2159
Enbridge Inc
COM
29250n105
14553
478402
SH
SOLE
429466
0
48937
Enterprise Products Partners L
COM
293792107
256
14103
SH
SOLE
11043
0
3060
Enterprise Products Partners L
COM
293792107
236
13000
SH
DFND
1
13000
0
0
Eros International PLC
SHS NEW
g3788m114
57
17945
SH
SOLE
17945
0
0
Exxon Mobil Corp
COM
30231g102
2412
53928
SH
SOLE
48454
0
5474
Facebook Inc
CL A
30303m102
196633
865956
SH
SOLE
846831
0
19125
Fidelity National Information
COM
31620m106
237
1766
SH
SOLE
725
0
1041
Financial Select Sector SPDR F
SBI INT-FINL
81369y605
606
26169
SH
SOLE
26169
0
0
First Trust Senior Floating Ra
COM
33733u108
700
64299
SH
SOLE
63223
0
1075
Fiserv Inc
COM
337738108
2057
21074
SH
SOLE
4801
0
16273
Flaherty and Crumrine Dynamic
SHS
33848w106
1234
50704
SH
SOLE
43944
0
6761
Ford Motor Co
COM
345370860
62
10182
SH
SOLE
9043
0
1139
GAMCO Global Gold Natural Reso
COM SH BEN INT
36465a109
74
21545
SH
SOLE
21545
0
0
Gaming & Leisure Properties
COM
36467j108
33925
980494
SH
SOLE
977655
0
2839
GCI Liberty Inc
COM CLASS A
36164v305
1
14
SH
SOLE
14
0
0
GCI Liberty Inc
COM CLASS A
36164v305
2618
36817
SH
DFND
1
36817
0
0
General Electric Co
COM
369604103
207
30355
SH
SOLE
21734
0
8621
General Mills Inc
COM
370334104
291
4728
SH
SOLE
4219
0
509
Gilead Sciences Inc
COM
375558103
4811
62528
SH
SOLE
59757
0
2771
Glacier Bancorp Inc
COM
37637Q105
237
6724
SH
SOLE
6724
0
0
GlaxoSmithKline PLC
SPONSORED ADR
37733W105
418
10252
SH
SOLE
10120
0
132
GlaxoSmithKline PLC
SPONSORED ADR
37733W105
186
4550
SH
DFND
1
4550
0
0
Goldman Sachs ActiveBeta Emerg
ACTIVEBETA EME
381430206
1415
46701
SH
SOLE
42381
0
4320
Goldman Sachs ActiveBeta Inter
ACTIVEBETA INT
381430107
1248
46944
SH
SOLE
42368
0
4575
Goldman Sachs ActiveBeta U.S.
ACTIVEBETA US LG
381430503
4824
77059
SH
SOLE
71106
0
5953
Goldman Sachs ActiveBeta US Sm
ACTIVEBETA US
381430602
274
6826
SH
SOLE
6623
0
203
Goldman Sachs Group Inc
COM
38141G104
9738
49276
SH
SOLE
44880
0
4396
Guggenheim Build America Bonds
COM
401664107
119
5104
SH
SOLE
3999
0
1105
Guggenheim Build America Bonds
COM
401664107
696
29918
SH
DFND
1
29918
0
0
Hewlett Packard Enterprise Com
COM
42824c109
100
10305
SH
SOLE
8282
0
2023
Highland/iBoxx Senior Loan ETF
HI LD IBOXX SRLN
430101774
340
21600
SH
SOLE
21600
0
0
Home Depot Inc
COM
437076102
3501
13975
SH
SOLE
11461
0
2514
Honeywell International Inc
COM
438516106
3291
22761
SH
SOLE
19193
0
3568
IAMGOLD Corp
COM
450913108
176
44665
SH
SOLE
44000
0
665
Intel Corp
COM
458140100
1564
26144
SH
SOLE
18151
0
7994
IntercontinentalExchange Inc
COM
45866f104
1597
17431
SH
SOLE
4032
0
13399
International Business Machine
COM
459200101
777
6436
SH
SOLE
5406
0
1030
Intuitive Surgical Inc
COM NEW
46120e602
211
370
SH
SOLE
176
0
194
Intuitive Surgical Inc
COM NEW
46120e602
194
340
SH
DFND
1
340
0
0
Invesco Dynamic Credit Opportu
COM
46132r104
718
80712
SH
SOLE
78594
0
2119
Invesco Municipal Opportunity
COM
46132c107
222
18753
SH
SOLE
13636
0
5117
Invesco QQQ Trust Series 1
UNIT SER 1
46090e103
2103
8492
SH
SOLE
8192
0
300
Invesco Quality Municipal Inco
COM
46133G107
595
49885
SH
SOLE
38254
0
11631
Invesco S&P 500 Equal Weight E
S&P500 EQL WGT
46137v357
270
2649
SH
SOLE
2649
0
0
Invesco Senior Income Trust
COM
46131h107
603
174286
SH
SOLE
172555
0
1731
Invesco Value Municipal Income
COM
46132p108
543
37552
SH
SOLE
29296
0
8256
Invesco Van Kampen CA Value Mu
COM
46132h106
2474
211785
SH
SOLE
195872
0
15913
Invesco Variable Rate Investme
VAR RATE INVT
46090a879
1420
57714
SH
SOLE
57524
0
190
IQ Enhanced Core Plus Bond US
IQ ENCH COR PL
45409b479
284
14253
SH
SOLE
14253
0
0
IQ Merger Arbitrage ETF
IQ MRGR ARB ETF
45409b800
782
24792
SH
SOLE
24767
0
25
IQVIA Holdings Inc
COM
46266c105
22118
155894
SH
SOLE
140714
0
15180
iShares Barclays CMBS Bond
CMBS ETF
46429b366
775
14115
SH
SOLE
13366
0
749
iShares Cohen & Steers Realty
COHEN STEER REIT
464287564
248
2461
SH
SOLE
2461
0
0
iShares Core MSCI EAFE ETF
CORE MSCI EAFE
46432f842
2525
44181
SH
SOLE
41425
0
2756
iShares Core MSCI Emerging Mar
CORE MSCI EMKT
46434g103
1854
38953
SH
SOLE
38890
0
63
Ishares Core S&P Mcp Etf
CORE S&P MCP ETF
464287507
401
2256
SH
SOLE
2256
0
0
iShares Core S&P Small-Cap ETF
CORE S&P SCP ETF
464287804
562
8236
SH
SOLE
8164
0
72
iShares Core S&P Total US Stoc
CORE S&P TTL STK
464287150
2276
32779
SH
SOLE
31581
0
1198
iShares Core U.S. Aggregate Bo
CORE US AGGBD ET
464287226
7635
64587
SH
SOLE
61568
0
3019
iShares DJ Select Dividend Ind
SELECT DIVID ETF
464287168
231
2864
SH
SOLE
2314
0
550
iShares Edge MSCI Min Vol EAFE
MIN VOL EAFE ETF
46429b689
400
6056
SH
SOLE
6056
0
0
iShares Edge MSCI Multifactor
MULTIFACTOR USA
46434v282
2501
80480
SH
SOLE
74252
0
6229
iShares Floating Rate Bond Fun
FLTG RATE NT ETF
46429b655
304
6013
SH
SOLE
5613
0
400
iShares Global REIT ETF
GLOBAL REIT ETF
46434v647
4395
210478
SH
SOLE
201385
0
9093
iShares Gold Trust
ISHARES
464285105
96770
5695691
SH
SOLE
5213835
0
481856
iShares Iboxx $ Invest Grade C
IBOXX INV CP ETF
464287242
1027
7633
SH
SOLE
6863
0
770
iShares Iboxx High Yield Corpo
IBOXX HI YD ETF
464288513
398
4880
SH
SOLE
4487
0
393
iShares MSCI EAFE ETF
MSCI EAFE ETF
464287465
543
8919
SH
SOLE
8016
0
903
iShares MSCI Emerging Markets
MSCI EMG MKT ETF
464287234
311
7773
SH
SOLE
6757
0
1016
iShares MSCI KLD 400 Social Id
MSCI KLD400 SOC
464288570
274
2323
SH
SOLE
2323
0
0
iShares Russell 1000 Growth In
RUS 1000 GRW ETF
464287614
775
4035
SH
SOLE
4035
0
0
iShares Russell 1000 Value Ind
RUS 1000 VAL ETF
464287598
331
2942
SH
SOLE
2942
0
0
iShares Russell 2000 Index Fun
RUSSELL 2000 ETF
464287655
209
1457
SH
SOLE
991
0
466
iShares Russell Mid Cap Index
RUS MID CAP ETF
464287499
424
7919
SH
SOLE
7745
0
174
iShares S&P 500 Barra Growth I
S&P 500 GRWT ETF
464287309
203
977
SH
SOLE
977
0
0
iShares S&P 500 Index Fund
CORE S&P500 ETF
464287200
14543
46960
SH
SOLE
45140
0
1820
iShares S&P California Municip
CALIF MUN BD ETF
464288356
8169
131425
SH
SOLE
108955
0
22470
iShares S&P S/T Nationall AMT-
SHRT NAT MUN ETF
464288158
335
3110
SH
SOLE
3110
0
0
Johnson & Johnson
COM
478160104
5185
36869
SH
SOLE
28708
0
8161
JPMorgan Alerian MLP Index ETN
ALERIAN ML ETN
46625h365
1172
88756
SH
SOLE
87562
0
1194
JPMorgan Chase & Co
COM
46625h100
19179
203899
SH
SOLE
184127
0
19772
JPMorgan Ultra-Short Income ET
ULTRA SHRT INC
46641Q837
24477
482495
SH
SOLE
442254
0
40241
JPMorgan Ultra-Short Income ET
ULTRA SHRT INC
46641Q837
1088
21450
SH
DFND
1
21450
0
0
Kayne Anderson Midstream/Energ
COM
48661e108
1421
313622
SH
SOLE
285341
0
28281
Kayne Anderson MLP/Midstream I
COM
486606106
3437
650886
SH
SOLE
590385
0
60501
Keysight Technologies Inc
COM
49338l103
336
3335
SH
SOLE
1336
0
1999
Kimberly-Clark Corp
COM
494368103
230
1625
SH
SOLE
1390
0
235
Kinder Morgan Inc
COM
49456B101
799
52664
SH
SOLE
43073
0
9591
KKR & Co Inc
COM
48251w104
15
500
SH
SOLE
500
0
0
KKR & Co Inc
COM
48251w104
679
22000
SH
DFND
1
22000
0
0
Lam Research Corp
COM
512807108
578
1788
SH
SOLE
1710
0
78
Las Vegas Sands Corp
COM
517834107
1395
30631
SH
SOLE
28206
0
2425
Lennar Corp Cl B
CL B
526057302
10539
228659
SH
SOLE
208576
0
20084
Liberty Broadband Corp Com Cl
COM SER C
530307305
15139
122125
SH
SOLE
111834
0
10291
Liberty Media Corp-Liberty For
COM SER A FRMLA
531229870
200
6849
SH
SOLE
6849
0
0
Liberty Media Corp-Liberty For
COM SER A FRMLA
531229870
3323
113884
SH
DFND
1
113884
0
0
Linde PLC
SHS
g5494j103
238
1123
SH
SOLE
897
0
226
Lockheed Martin Corp
COM
539830109
974
2670
SH
SOLE
2278
0
392
Lowe's Companies Inc
COM
548661107
36769
272119
SH
SOLE
241057
0
31062
Lyft Inc
CL A COM
55087p104
4955
150106
SH
SOLE
135626
0
14480
Marsh & McLennan Cos Inc
COM
571748102
295
2748
SH
SOLE
2655
0
93
Martin Marietta Materials Inc
COM
573284106
15423
74662
SH
SOLE
68402
0
6260
Mastercard Inc
CL A
57636q104
47424
160380
SH
SOLE
144858
0
15522
McDonald's Corp
COM
580135101
2680
14525
SH
SOLE
9100
0
5425
McKesson Corp
COM
58155Q103
266
1734
SH
SOLE
1382
0
352
Medtronic PLC
SHS
g5960l103
25251
275361
SH
SOLE
234472
0
40889
Merck & Co Inc
COM
58933Y105
1276
16499
SH
SOLE
13483
0
3016
MFS Multi-Market
SH BEN INT
552737108
2599
465768
SH
SOLE
438296
0
27472
Microsoft Corp
COM
594918104
260160
1278363
SH
SOLE
1234577
0
43786
Mondelez International Inc
CL A
609207105
667
13040
SH
SOLE
12357
0
683
Motorola Solutions Inc
COM NEW
620076307
969
6915
SH
SOLE
1780
0
5135
National Oilwell Varco Inc
COM
637071101
145
11838
SH
SOLE
10779
0
1059
Netflix Inc
COM
64110l106
953
2094
SH
SOLE
1743
0
351
Neuberger Berman CA Interm Mu
COM
64123c101
2243
174353
SH
SOLE
149493
0
24860
New America High Income Fund
COM NEW
641876800
2094
268813
SH
SOLE
256345
0
12469
NextEra Energy Inc
COM
65339F101
760
3163
SH
SOLE
2691
0
472
Nextpoint Residential Trust
COM
65341d102
570
16111
SH
SOLE
0
0
16111
NIKE Inc
CL B
654106103
1095
11165
SH
SOLE
7359
0
3806
Norfolk Southern Corp
COM
655844108
747
4253
SH
SOLE
1117
0
3136
Novartis AG
SPONSORED ADR
66987V109
927
10613
SH
SOLE
9058
0
1555
Nuveen Amt-Free Municipal Inco
COM
670657105
483
34719
SH
SOLE
19584
0
15135
Nuveen Build America Bond Fund
COM
67074c103
3842
178946
SH
SOLE
168980
0
9966
Nuveen CA Muni Value Fund
COM
67062C107
7281
712395
SH
SOLE
633248
0
79147
Nuveen CA Sel Tax Free Income
SH BEN INT
67063r103
1827
111381
SH
SOLE
108166
0
3215
Nuveen California AMT-Free Qua
COM
670651108
2890
193554
SH
SOLE
167942
0
25612
Nuveen California Quality Muni
COM
67066y105
5767
404155
SH
SOLE
349989
0
54166
Nuveen Credit Strategies Incom
COM SHS
67073d102
1727
295707
SH
SOLE
294035
0
1672
Nuveen Enhanced AMT-Free Muni
COM
67071l106
340
22273
SH
SOLE
19823
0
2450
Nuveen Enhanced Municipal Cred
COM SH BEN INT
67070x101
211
14303
SH
SOLE
14303
0
0
Nuveen Intermediate Duration M
COM
670671106
231
17504
SH
SOLE
13886
0
3618
Nuveen Intermediate Duration Q
COM
670677103
181
12771
SH
SOLE
12771
0
0
Nuveen Preferred Income Opport
COM
67073b106
318
38623
SH
SOLE
38623
0
0
Nuveen Quality Municipal Incom
COM
67066v101
318
22650
SH
SOLE
19178
0
3472
Nuveen Quality Preferred Incom
COM
67072C105
151
17843
SH
SOLE
17843
0
0
Nuveen Real Asset Income and G
COM
67074y105
193
16529
SH
SOLE
16255
0
274
NVIDIA Corp
COM
67066g104
725
1907
SH
SOLE
1138
0
769
Oaktree Specialty Lending Corp
COM
67401p108
241
53880
SH
SOLE
53880
0
0
Oaktree Strategic Income Corp
COM
67402d104
181
28617
SH
SOLE
28617
0
0
Oaktree Strategic Income Corp
COM
67402d104
191
30103
SH
DFND
1
30103
0
0
Oracle Corp
COM
68389X105
673
12172
SH
SOLE
7790
0
4382
O'Reilly Automotive Inc
COM
67103H107
216
512
SH
SOLE
399
0
113
Oxford Square Capital Corp
COM
69181v107
28
10126
SH
SOLE
10126
0
0
PACCAR Inc
COM
693718108
324
4325
SH
SOLE
4200
0
125
Paychex Inc
COM
704326107
234
3087
SH
SOLE
2543
0
544
PayPal Holdings Inc
COM
70450y103
1201
6891
SH
SOLE
3944
0
2947
PCM Fund Inc
COM
69323T101
1021
108338
SH
SOLE
106490
0
1848
PepsiCo Inc
COM
713448108
1525
11533
SH
SOLE
9102
0
2431
Pfizer Inc
COM
717081103
21217
648826
SH
SOLE
513830
0
134996
PGIM High Yield Bond Fund Inc
COM
69346H100
74
5614
SH
SOLE
5614
0
0
PGIM High Yield Bond Fund Inc
COM
69346H100
1091
82500
SH
DFND
1
82500
0
0
Philip Morris International In
COM
718172109
22084
315215
SH
SOLE
292757
0
22458
Philip Morris International In
COM
718172109
915
13065
SH
DFND
1
13065
0
0
PICO Holdings Inc
COM NEW
693366205
2641
313234
SH
SOLE
234547
0
78687
PICO Holdings Inc
COM NEW
693366205
5497
652122
SH
DFND
1
652122
0
0
PIMCO Active Bond ETF
ACTIVE BD ETF
72201r775
1630
14603
SH
SOLE
8675
0
5928
PIMCO Corporate & Income Oppor
COM
72201b101
231
14896
SH
SOLE
14896
0
0
PIMCO Dynamic Credit and Mortg
COM SHS
72202d106
2764
149978
SH
SOLE
133345
0
16633
PIMCO Dynamic Credit and Mortg
COM SHS
72202d106
2179
118211
SH
DFND
1
118211
0
0
PIMCO Dynamic Income Fund
SHS
72201y101
378
15301
SH
SOLE
15151
0
150
PIMCO Energy & Tactical Credit
COM SHS BEN INT
69346n107
4929
698097
SH
SOLE
609364
0
88733
PIMCO Enhanced Short Maturity
ENHAN SHRT MA AC
72201r833
2836
27889
SH
SOLE
26567
0
1322
PIMCO Income Strategy Fund II
COM
72201j104
484
55607
SH
SOLE
54477
0
1130
PIMCO Municipal Income Fund II
COM
72200w106
411
30591
SH
SOLE
30591
0
0
PNC Financial Services Group I
COM
693475105
207
1971
SH
SOLE
1846
0
125
Point Bridge Gop Stock Tracker
POINT BRIDGE GOP
26922a628
1846
77000
SH
SOLE
77000
0
0
Procter & Gamble Co
COM
742718109
2939
24576
SH
SOLE
21587
0
2989
Prospect Capital Corp
COM
74348t102
66
12947
SH
SOLE
12947
0
0
Public Storage
COM
74460d109
1466
7638
SH
SOLE
2035
0
5603
QUALCOMM Inc
COM
747525103
15737
172533
SH
SOLE
149133
0
23400
Raytheon Technologies Corp
COM
75513e101
793
12874
SH
SOLE
7988
0
4886
Realty Income Corp
COM
756109104
342
5750
SH
SOLE
5593
0
157
Reaves Utility Income Fund
COM SH BEN INT
756158101
435
14404
SH
SOLE
13373
0
1031
Republic Services Inc
COM
760759100
304
3707
SH
SOLE
3281
0
426
Retail Opportunity Investments
COM
76131n101
1484
130992
SH
SOLE
119912
0
11080
Rexford Industrial Realty Inc
COM
76169C100
11281
272291
SH
SOLE
235807
0
36484
RiverNorth/DoubleLine Strategi
COM
76882G107
635
45650
SH
SOLE
43878
0
1772
RiverNorth/DoubleLine Strategi
COM
76882G107
3174
228153
SH
DFND
1
228153
0
0
RLI Corp
COM
749607107
261
3183
SH
SOLE
3183
0
0
RLJ Lodging Trust Pfd 1.95 Sr
CUM CONV PFD A
74965l200
545
24889
SH
SOLE
20917
0
3972
Robert Half International Inc
COM
770323103
259
4900
SH
SOLE
0
0
4900
Rockwell Automation Inc
COM
773903109
838
3935
SH
SOLE
3249
0
686
Royce Micro Capital Trust Inc
COM
780915104
594
82471
SH
SOLE
69735
0
12736
S&P Global Inc
COM
78409v104
1990
6041
SH
SOLE
1275
0
4766
salesforce.com Inc
COM
79466l302
18970
101265
SH
SOLE
90867
0
10398
Sanofi
SPONSORED ADR
80105n105
14
284
SH
SOLE
150
0
134
Sanofi
SPONSORED ADR
80105n105
197
3850
SH
DFND
1
3850
0
0
Schwab Large Cap Blend - ETF
US LRG CAP ETF
808524201
307
4139
SH
SOLE
4139
0
0
Schwab U.S. Large-Cap Value ET
US LCAP VA ETF
808524409
284
5671
SH
SOLE
5671
0
0
Schwab US Dividend Equity ETF
US DIVIDEND EQ
808524797
230
4443
SH
SOLE
4443
0
0
Sempra Energy
COM
816851109
275
2345
SH
SOLE
2218
0
127
Sherwin-Williams Co/The
COM
824348106
232
402
SH
SOLE
400
0
2
Skyworks Solutions Inc
COM
83088m102
1252
9793
SH
SOLE
2195
0
7598
Snap Inc
CL A
83304a106
2441
103934
SH
SOLE
0
0
103934
Sony Corp ADR
SPONSORED ADR
835699307
9117
131879
SH
SOLE
120354
0
11525
Sony Corp ADR
SPONSORED ADR
835699307
297
4295
SH
DFND
1
4295
0
0
Southwest Airlines Co
COM
844741108
586
17139
SH
SOLE
15935
0
1204
SPDR Gold Trust
GOLD SHS
78463v107
3002
17938
SH
SOLE
17876
0
62
SPDR Portfolio World ex US ETF
PORTFOLIO DEVLPD
78463x889
342
12382
SH
SOLE
0
0
12382
SPDR S&P 500 ETF Unit Trust
TR UNIT
78462f103
15325
49698
SH
SOLE
47672
0
2025
SPDR S&P Dividend ETF
S&P DIVID ETF
78464A763
273
2995
SH
SOLE
2995
0
0
SPDR S&P Global Infrastructure
S&P GBLINF ETF
78463x855
2377
54329
SH
SOLE
51581
0
2748
SPDR SSgA Global Allocation ET
GLOBL ALLO ETF
78467V400
1698
46063
SH
SOLE
42529
0
3534
Starbucks Corp
COM
855244109
10347
140598
SH
SOLE
124133
0
16465
Starwood Property Trust Inc
COM
85571b105
945
63176
SH
SOLE
60017
0
3159
Sterling Bancorp
COM
85917a100
2173
185371
SH
SOLE
185371
0
0
Stryker Corp
COM
863667101
119
661
SH
SOLE
500
0
161
Stryker Corp
COM
863667101
81
450
SH
DFND
1
450
0
0
Synopsys Inc
COM
871607107
224
1147
SH
SOLE
950
0
197
Sysco Corp
COM
871829107
328
5992
SH
SOLE
5741
0
251
Tandy Leather Factory Inc
COM
87538X105
172
51555
SH
SOLE
50040
0
1515
Tandy Leather Factory Inc
COM
87538X105
62
18548
SH
DFND
1
18548
0
0
Tanzanian Gold Corp
COM
87601a107
104
117371
SH
SOLE
117371
0
0
Target Corp
COM
87612e106
532
4438
SH
SOLE
3598
0
840
TCW Strategic Income Fund Inc
COM
872340104
5545
1015614
SH
SOLE
941505
0
74109
TCW Strategic Income Fund Inc
COM
872340104
217
39710
SH
DFND
1
39710
0
0
Technology Select Sector SPDR
TECHNOLOGY
81369y803
383
3661
SH
SOLE
3661
0
0
Tesla Motors Inc
COM
88160r101
1266
1172
SH
SOLE
893
0
279
Texas Instruments Inc
COM
882508104
12403
97685
SH
SOLE
88431
0
9254
Texas Pacific Land Trust
SUB CTF PROP I T
882610108
79
133
SH
SOLE
133
0
0
Texas Pacific Land Trust
SUB CTF PROP I T
882610108
2545
4280
SH
DFND
1
4280
0
0
Thermo Fisher Scientific Inc
COM
883556102
739
2039
SH
SOLE
1386
0
653
TJX Companies Inc
COM
872540109
13125
259593
SH
SOLE
237177
0
22416
Tortoise North American Pipeli
TORTOISE NRAM PI
56167n720
381
23060
SH
SOLE
23060
0
0
Uber Technologies Inc
COM
90353t100
7208
231902
SH
SOLE
208779
0
23123
Unilever PLC
SPON ADR NEW
904767704
398
7258
SH
SOLE
6261
0
997
Union Pacific Corp
COM
907818108
557
3293
SH
SOLE
3104
0
189
United Parcel Service Inc
CL B
911312106
18773
168855
SH
SOLE
167588
0
1267
UnitedHealth Group Inc
COM
91324p102
13273
45002
SH
SOLE
40357
0
4645
VanEck Vectors Morningstar Wid
MORNINGSTAR WIDE
92189f643
1433
27434
SH
SOLE
23764
0
3670
Vanguard FTSE Developed Market
FTSE DEV MKT ETF
921943858
347
8946
SH
SOLE
8946
0
0
Vanguard FTSE Emerging Markets
FTSE EMR MKT ETF
922042858
593
14977
SH
SOLE
1303
0
13674
Vanguard Growth ETF
GROWTH ETF
922908736
625
3095
SH
SOLE
3005
0
90
Vanguard Intermediate-Term Bon
INTERMED TERM
921937819
224
2405
SH
SOLE
2405
0
0
Vanguard Intermediate-Term Cor
INT-TERM CORP
92206c870
842
8855
SH
SOLE
8702
0
153
Vanguard Mid Cap ETF
MID CAP ETF
922908629
3194
19485
SH
SOLE
19485
0
0
Vanguard Mortgage-Backed Secur
MORTG-BACK SEC
92206c771
1782
32784
SH
SOLE
31652
0
1132
Vanguard REIT ETF
REAL ESTATE ETF
922908553
2829
36027
SH
SOLE
34164
0
1863
Vanguard S&P 500 ETF
S&P 500 ETF SHS
922908363
6076
21438
SH
SOLE
21438
0
0
Vanguard S&P Small-Cap 600 ETF
SMLLCP 600 IDX
921932828
1698
13566
SH
SOLE
13566
0
0
Vanguard Short Term Corporate
SHRT TRM CORP BD
92206c409
470
5691
SH
SOLE
5691
0
0
Vanguard Total Stock Market ET
TOTAL STK MKT
922908769
693
4428
SH
SOLE
4428
0
0
Vanguard Value ETF
VALUE ETF
922908744
275
2758
SH
SOLE
2758
0
0
Vereit Inc
COM
92339v100
52914
8229205
SH
SOLE
7278219
0
950986
Vereit Inc
COM
92339v100
1599
248694
SH
DFND
1
248694
0
0
Verizon Communications Inc
COM
92343v104
1467
26614
SH
SOLE
21860
0
4754
Visa Inc
COM CL A
92826C839
20795
107652
SH
SOLE
93235
0
14417
Voya Prime Rate Trust
SH BEN INT
92913a100
471
115674
SH
SOLE
114269
0
1405
Vulcan Materials Co
COM
929160109
1224
10564
SH
SOLE
2183
0
8381
Wal-Mart Stores Inc
COM
931142103
1336
11155
SH
SOLE
9136
0
2019
Walt Disney Co
COM DISNEY
254687106
42080
377365
SH
SOLE
340465
0
36900
Waste Management Inc
COM
94106L109
878
8294
SH
SOLE
1798
0
6496
Wells Fargo & Co
COM
949746101
503
19633
SH
SOLE
19498
0
135
Wells Fargo & Co New Perp Pfd
PERP PFD CNV A
949746804
4131
3185
SH
SOLE
2978
0
208
Wells Fargo Multi-Sector Incom
COM
94987D101
247
22457
SH
SOLE
18292
0
4164
Western Asset/Claymore US Trea
COM
95766r104
149
13553
SH
SOLE
13553
0
0
Williams Companies Inc
COM
969457100
303
15927
SH
SOLE
12944
0
2983
WisdomTree Floating Rate Treas
FLOATNG RAT TREA
97717x628
306
12163
SH
SOLE
12163
0
0
WisdomTree U.S. Quality Divide
US QTLY DIV GRT
97717X669
267
5868
SH
SOLE
5868
0
0
WisdomTree Yield Enhanced US A
YIELD ENHANCD US
97717x511
1093
20312
SH
SOLE
18976
0
1336
Woodward Inc
COM
980745103
465
6001
SH
SOLE
6000
0
1
Yum! Brands Inc
COM
988498101
811
9328
SH
SOLE
7732
0
1597
Zebra Technologies Corp
CL A
989207105
499
1951
SH
SOLE
415
0
1536
Zimmer Biomet Holdings Inc
COM
98956p102
859
7195
SH
SOLE
6313
0
882
Zoetis Inc.
CL A
98978v103
250
1825
SH
SOLE
732
0
1093