0001086763-20-000010.txt : 20200511 0001086763-20-000010.hdr.sgml : 20200511 20200511151530 ACCESSION NUMBER: 0001086763-20-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200511 DATE AS OF CHANGE: 20200511 EFFECTIVENESS DATE: 20200511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FOUNDATION ADVISORS CENTRAL INDEX KEY: 0001086763 IRS NUMBER: 330221828 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05785 FILM NUMBER: 20864365 BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVENUE STREET 2: STE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9494760300 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVENUE STREET 2: STE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER GROUP INVESTMENT MANAGEMENT INC /CA/ DATE OF NAME CHANGE: 20010509 FORMER COMPANY: FORMER CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA DATE OF NAME CHANGE: 19990519 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001086763 XXXXXXXX 03-31-2020 03-31-2020 false FIRST FOUNDATION ADVISORS
18101 Von Karman Avenue Ste 700 Irvine CA 92612
13F HOLDINGS REPORT 028-05785 N
GREGORY S. BRUCE CHIEF COMPLIANCE OFFICER 949-622-3724 GREGORY S. BRUCE IRVINE CA 05-11-2020 1 382 1631928 01 0001167365 028-10659 HIGHLAND CAPITAL MANAGEMENT LP
INFORMATION TABLE 2 infotable.xml 3M Co Com COM 88579Y101 417 3057 SH SOLE 3002 0 55 Abbott Laboratories COM 002824100 644 8165 SH SOLE 5359 0 2806 AbbVie Inc COM 00287y109 587 7703 SH SOLE 5615 0 2088 Aberdeen Asia Pacific Income F COM 003009107 34 10095 SH SOLE 10095 0 0 Accenture PLC SHS CLASS A g1151c101 507 3103 SH SOLE 1724 0 1379 Activision Blizzard Inc COM 00507v109 273 4595 SH SOLE 2621 0 1974 Adobe Systems Inc COM 00724f101 244 767 SH SOLE 451 0 316 Alerian MLP ETF ALERIAN MLP 00162q866 201 58509 SH SOLE 58509 0 0 Alexandria Real Estate Equitie COM 015271109 4915 35857 SH SOLE 33869 0 1987 Alibaba Group Holding Inc SPONSORED ADS 01609w102 964 4955 SH SOLE 2380 0 2575 Align Technology Inc COM 016255101 6091 35018 SH SOLE 31085 0 3933 Allergan PLC SHS g0177j108 788 4450 SH SOLE 4283 0 167 Allstate Corp COM 020002101 500 5450 SH SOLE 5335 0 115 Alphabet Inc Class A CAP STK CL A 02079k305 3897 3354 SH SOLE 1641 0 1713 Alphabet Inc Class A CAP STK CL A 02079k305 675 581 SH DFND 1 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Inc COM 22052l104 1275 54235 SH SOLE 9508 0 44727 Costco Wholesale Corp COM 22160k105 2919 10237 SH SOLE 9290 0 947 Crown Castle International Cor COM 22822v101 1263 8748 SH SOLE 2851 0 5897 CVS Health Corp COM 126650100 1046 17627 SH SOLE 14750 0 2877 CVS Health Corp COM 126650100 217 3654 SH DFND 1 3654 0 0 Danaher Corp COM 235851102 217 1566 SH SOLE 1405 0 161 Diageo PLC ADR SPON ADR NEW 25243q205 2150 16912 SH SOLE 14297 0 2615 DocuSign Inc COM 256163106 397 4301 SH SOLE 2352 0 1949 Dominion Energy Inc COM 25746u109 508 7035 SH SOLE 6673 0 362 Doubleline Income Solutions Cl COM 258622109 503 37689 SH SOLE 27228 0 10461 Doubleline Income Solutions Cl COM 258622109 781 58561 SH DFND 1 58561 0 0 Doubleline Opportunistic Credi COM 258623107 1607 93981 SH SOLE 87764 0 6217 Doubleline Opportunistic Credi COM 258623107 1690 98840 SH DFND 1 98840 0 0 DoubleLine Total Return Tactic SPDR TR TACTIC 78467v848 3266 68101 SH SOLE 68101 0 0 Dow Inc COM 260557103 1518 51927 SH SOLE 9771 0 42156 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SH SOLE 15043 0 3060 Enterprise Products Partners L COM 293792107 186 13000 SH DFND 1 13000 0 0 Eros International PLC SHS NEW g3788m114 35 21445 SH SOLE 21445 0 0 Exxon Mobil Corp COM 30231g102 2404 63311 SH SOLE 57377 0 5934 Facebook Inc CL A 30303m102 144502 866317 SH SOLE 843563 0 22754 Facebook Inc CL A 30303m102 317 1900 SH DFND 1 1900 0 0 Fidelity National Information COM 31620m106 248 2037 SH SOLE 725 0 1312 Financial Select Sector SPDR F SBI INT-FINL 81369y605 513 24640 SH SOLE 24640 0 0 First Trust Senior Floating Ra COM 33733u108 914 96131 SH SOLE 93928 0 2203 Fiserv Inc COM 337738108 2195 23112 SH SOLE 5642 0 17470 Flaherty and Crumrine Dynamic SHS 33848w106 1082 53479 SH SOLE 45860 0 7619 Flaherty and Crumrine Dynamic SHS 33848w106 243 12000 SH DFND 1 12000 0 0 Ford Motor Co COM 345370860 55 11333 SH SOLE 9543 0 1790 GAMCO Global Gold Natural Reso COM SH BEN INT 36465a109 59 21545 SH SOLE 21545 0 0 Gaming & Leisure Properties COM 36467j108 27170 980525 SH SOLE 977655 0 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SH SOLE 24253 0 274 NVIDIA Corp COM 67066g104 529 2005 SH SOLE 1041 0 964 Oaktree Specialty Lending Corp COM 67401p108 175 53880 SH SOLE 53880 0 0 Oaktree Strategic Income Corp COM 67402d104 154 27837 SH SOLE 27061 0 776 Oaktree Strategic Income Corp COM 67402d104 167 30103 SH DFND 1 30103 0 0 Occidental Petroleum Corp COM 674599105 168 14490 SH SOLE 13351 0 1139 Oracle Corp COM 68389X105 600 12404 SH SOLE 7414 0 4990 O'Reilly Automotive Inc COM 67103H107 483 1606 SH SOLE 1472 0 134 Oxford Square Capital Corp COM 69181v107 26 10126 SH SOLE 10126 0 0 PACCAR Inc COM 693718108 277 4525 SH SOLE 4435 0 90 PayPal Holdings Inc COM 70450y103 697 7281 SH SOLE 3966 0 3315 PCM Fund Inc COM 69323T101 868 109293 SH SOLE 107445 0 1848 PepsiCo Inc COM 713448108 1341 11168 SH SOLE 8853 0 2315 Pfizer Inc COM 717081103 21766 666854 SH SOLE 521314 0 145540 Philip Morris International In COM 718172109 23401 320734 SH SOLE 293128 0 27606 Philip Morris International In COM 718172109 1110 15215 SH DFND 1 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283 3366 SH DFND 1 3366 0 0 Procter & Gamble Co COM 742718109 2954 26850 SH SOLE 24360 0 2490 Prospect Capital Corp COM 74348t102 55 12947 SH SOLE 12947 0 0 Public Storage COM 74460d109 1303 6561 SH SOLE 1841 0 4720 QUALCOMM Inc COM 747525103 12283 181563 SH SOLE 158829 0 22734 QUALCOMM Inc COM 747525103 135 2000 SH DFND 1 2000 0 0 Raytheon Co COM NEW 755111507 536 4087 SH SOLE 1980 0 2108 Realty Income Corp COM 756109104 253 5071 SH SOLE 4612 0 459 Reaves Utility Income Fund COM SH BEN INT 756158101 414 14404 SH SOLE 13373 0 1031 Republic Services Inc COM 760759100 299 3981 SH SOLE 3546 0 435 Retail Opportunity Investments COM 76131n101 1647 198681 SH SOLE 181582 0 17099 Rexford Industrial Realty Inc COM 76169C100 12108 295240 SH SOLE 248789 0 46451 RiverNorth/DoubleLine Strategi COM 76882G107 539 42110 SH SOLE 41454 0 656 RiverNorth/DoubleLine Strategi COM 76882G107 2304 180008 SH DFND 1 180008 0 0 RLI Corp COM 749607107 280 3183 SH SOLE 3183 0 0 RLJ Lodging Trust Pfd 1.95 Co CUM CONV PFD A 74965l200 440 25128 SH SOLE 20926 0 4202 Robert Half International Inc COM 770323103 331 8766 SH SOLE 0 0 8766 Rockwell Automation Inc COM 773903109 629 4167 SH SOLE 3417 0 750 Royce Micro Capital Trust Inc COM 780915104 487 87679 SH SOLE 73388 0 14291 S&P Global Inc COM 78409v104 1750 7140 SH SOLE 1649 0 5491 salesforce.com Inc COM 79466l302 25370 176207 SH SOLE 156193 0 20014 Schlumberger Ltd COM 806857108 137 10183 SH SOLE 9285 0 898 Schwab Int'l Large Cap Equity - ETF INTL EQTY ETF 808524805 269 10404 SH SOLE 10404 0 0 Schwab Large Cap Blend - ETF US LRG CAP ETF 808524201 1328 21682 SH SOLE 21682 0 0 Schwab U.S. Large-Cap Value ET US LCAP VA ETF 808524409 262 5928 SH SOLE 5928 0 0 Sempra Energy COM 816851109 395 3497 SH SOLE 3351 0 146 Skyworks Solutions Inc COM 83088m102 1201 13438 SH SOLE 3183 0 10255 Snap Inc CL A 83304a106 1474 123934 SH SOLE 0 0 123934 Sony Corp ADR SPONSORED ADR 835699307 8315 140505 SH SOLE 125861 0 14643 Sony Corp ADR SPONSORED ADR 835699307 594 10045 SH DFND 1 10045 0 0 Southwest Airlines Co COM 844741108 11479 322356 SH SOLE 288302 0 34054 SPDR Gold Trust GOLD SHS 78463v107 2497 16867 SH SOLE 16805 0 62 SPDR Portfolio World ex- US ETF PORTFOLIO DEVLPD 78463X889 296 12382 SH SOLE 0 0 0 SPDR S&P 500 ETF Unit Trust TR UNIT 78462f103 12014 46611 SH SOLE 44569 0 2042 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 219 2743 SH SOLE 2743 0 0 SPDR S&P Global Infrastructure S&P GBLINF ETF 78463x855 1895 48545 SH SOLE 45377 0 3168 Starbucks Corp COM 855244109 8829 134303 SH SOLE 116829 0 17474 Starwood Property Trust Inc COM 85571b105 1234 120408 SH SOLE 112713 0 7694 Sterling Bancorp COM 85917a100 1722 164816 SH SOLE 164816 0 0 Sysco Corp COM 871829107 277 6079 SH SOLE 5741 0 338 Tandy Leather Factory Inc COM 87538X105 294 81703 SH SOLE 80188 0 1515 Tandy Leather Factory Inc COM 87538X105 67 18548 SH DFND 1 18548 0 0 Tanzanian Gold Corp COM 87601a107 60 117371 SH SOLE 117371 0 0 Target Corp COM 87612e106 382 4113 SH SOLE 3756 0 357 TCW 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1390 13566 SH SOLE 13566 0 0 Vanguard Short Term Corporate SHRT TRM CORP BD 92206c409 678 8567 SH SOLE 8567 0 0 Vanguard Total Stock Market ET TOTAL STK MKT 922908769 533 4133 SH SOLE 4133 0 0 Vereit Inc COM 92339V100 43820 8961186 SH SOLE 7965493 0 995693 Verizon Communications Inc COM 92343v104 1202 22362 SH SOLE 17973 0 4389 Visa Inc COM CL A 92826C839 17266 107160 SH SOLE 91279 0 15881 Voya Prime Rate Trust SH BEN INT 92913a100 726 195693 SH SOLE 192441 0 3252 Vulcan Materials Co COM 929160109 1297 12005 SH SOLE 2623 0 9382 Wal-Mart Stores Inc COM 931142103 1249 10997 SH SOLE 9683 0 1314 Walt Disney Co COM DISNEY 254687106 38104 394455 SH SOLE 350646 0 43809 Walt Disney Co COM DISNEY 254687106 1050 10865 SH DFND 1 10865 0 0 Waste Management Inc COM 94106L109 499 5396 SH SOLE 1108 0 4288 Wells Fargo & Co COM 949746101 570 19864 SH SOLE 18511 0 1353 Wells Fargo & Co New Perp Pfd PERP PFD CNV A 949746804 3906 3066 SH SOLE 2850 0 215 Wells Fargo Multi-Sector Incom COM 94987D101 270 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