0001086763-20-000010.txt : 20200511
0001086763-20-000010.hdr.sgml : 20200511
20200511151530
ACCESSION NUMBER: 0001086763-20-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200511
DATE AS OF CHANGE: 20200511
EFFECTIVENESS DATE: 20200511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST FOUNDATION ADVISORS
CENTRAL INDEX KEY: 0001086763
IRS NUMBER: 330221828
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05785
FILM NUMBER: 20864365
BUSINESS ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 9494760300
MAIL ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER GROUP INVESTMENT MANAGEMENT INC /CA/
DATE OF NAME CHANGE: 20010509
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA
DATE OF NAME CHANGE: 19990519
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001086763
XXXXXXXX
03-31-2020
03-31-2020
false
FIRST FOUNDATION ADVISORS
18101 Von Karman Avenue
Ste 700
Irvine
CA
92612
13F HOLDINGS REPORT
028-05785
N
GREGORY S. BRUCE
CHIEF COMPLIANCE OFFICER
949-622-3724
GREGORY S. BRUCE
IRVINE
CA
05-11-2020
1
382
1631928
01
0001167365
028-10659
HIGHLAND CAPITAL MANAGEMENT LP
INFORMATION TABLE
2
infotable.xml
3M Co Com
COM
88579Y101
417
3057
SH
SOLE
3002
0
55
Abbott Laboratories
COM
002824100
644
8165
SH
SOLE
5359
0
2806
AbbVie Inc
COM
00287y109
587
7703
SH
SOLE
5615
0
2088
Aberdeen Asia Pacific Income F
COM
003009107
34
10095
SH
SOLE
10095
0
0
Accenture PLC
SHS CLASS A
g1151c101
507
3103
SH
SOLE
1724
0
1379
Activision Blizzard Inc
COM
00507v109
273
4595
SH
SOLE
2621
0
1974
Adobe Systems Inc
COM
00724f101
244
767
SH
SOLE
451
0
316
Alerian MLP ETF
ALERIAN MLP
00162q866
201
58509
SH
SOLE
58509
0
0
Alexandria Real Estate Equitie
COM
015271109
4915
35857
SH
SOLE
33869
0
1987
Alibaba Group Holding Inc
SPONSORED ADS
01609w102
964
4955
SH
SOLE
2380
0
2575
Align Technology Inc
COM
016255101
6091
35018
SH
SOLE
31085
0
3933
Allergan PLC
SHS
g0177j108
788
4450
SH
SOLE
4283
0
167
Allstate Corp
COM
020002101
500
5450
SH
SOLE
5335
0
115
Alphabet Inc Class A
CAP STK CL A
02079k305
3897
3354
SH
SOLE
1641
0
1713
Alphabet Inc Class A
CAP STK CL A
02079k305
675
581
SH
DFND
1
581
0
0
Alphabet Inc Class C
CAP STK CL C
02079k107
75034
64528
SH
SOLE
57870
0
6658
Alphabet Inc Class C
CAP STK CL C
02079k107
2257
1941
SH
DFND
1
1941
0
0
Altria Group Inc
COM
02209s103
609
15758
SH
SOLE
14552
0
1206
Amazon.com Inc
COM
023135106
47129
24172
SH
SOLE
21276
0
2896
Amazon.com Inc
COM
023135106
2135
1095
SH
DFND
1
1095
0
0
American Finance Trust Inc - Cl A
COM CLASS A
02607t109
251
40152
SH
SOLE
30103
0
10049
American Water Works Co Inc
COM
030420103
329
2755
SH
SOLE
158
0
2597
AmerisourceBergen Corp
COM
03073e105
13086
147862
SH
SOLE
131915
0
15947
Amgen Inc
COM
031162100
1433
7068
SH
SOLE
5607
0
1461
AMREP Corp
COM
032159105
417
86897
SH
SOLE
85293
0
1604
AMREP Corp
COM
032159105
442
92021
SH
DFND
1
92021
0
0
Analog Devices Inc
COM
032654105
1395
15565
SH
SOLE
3372
0
12193
Anheuser-Busch InBev NV ADR
SPONSORED ADR
03524a108
322
7301
SH
SOLE
6651
0
650
Annaly Capital Management Inc
COM
035710409
161
31723
SH
SOLE
30710
0
1013
Anthem Inc
COM
036752103
9350
41184
SH
SOLE
36502
0
4682
Apple Inc
COM
037833100
26627
104712
SH
SOLE
82430
0
22282
Applied Materials Inc
COM
038222105
223
4857
SH
SOLE
3580
0
1277
Armstrong World Industries Inc
COM
04247x102
1292
16273
SH
SOLE
3575
0
12698
AT&T Inc
COM
00206r102
2008
68884
SH
SOLE
62801
0
6083
Axos Financial Inc
COM
05465c100
435
24000
SH
SOLE
24000
0
0
Baidu Inc
SPON ADR REP A
056752108
2858
28356
SH
SOLE
25294
0
3062
Ball Corp
COM
058498106
13777
213074
SH
SOLE
189304
0
23770
Bank of America Corp
COM
060505104
1142
53812
SH
SOLE
50437
0
3375
Bank of America Non-Cumulative
7.25%CNV PFD L
060505682
1181
933
SH
SOLE
784
0
148
Bank of America Non-Cumulative
7.25%CNV PFD L
060505682
506
400
SH
DFND
1
400
0
0
Bank of New York Mellon Co
COM
064058100
530
15727
SH
SOLE
10989
0
4738
Baxter International Inc
COM
071813109
1574
19388
SH
SOLE
4808
0
14580
Berkshire Hathaway CL A
CL A
084670108
4624
17
SH
SOLE
17
0
0
Berkshire Hathaway Inc Cl B
CL B NEW
084670702
40450
221246
SH
SOLE
198744
0
22502
Berkshire Hathaway Inc Cl B
CL B NEW
084670702
3147
17215
SH
DFND
1
17215
0
0
BlackRock California Municipal
SH BEN INT
09248e102
3005
236804
SH
SOLE
222351
0
14453
BlackRock Core Bond Trust
SHS BEN INT
09249e101
3953
298781
SH
SOLE
284619
0
14162
BlackRock Core Bond Trust
SHS BEN INT
09249e101
476
36000
SH
DFND
1
36000
0
0
BlackRock Credit Allocation In
COM
092508100
2579
221184
SH
SOLE
210831
0
10353
BlackRock Floating Rate Income
COM
09255x100
2153
215063
SH
SOLE
209921
0
5143
BlackRock Inc
COM
09247x101
15598
35452
SH
SOLE
32043
0
3409
Blackrock Income Trust
COM
09247F100
93
16229
SH
SOLE
16229
0
0
Blackrock Income Trust
COM
09247F100
172
29838
SH
DFND
1
29838
0
0
BlackRock Limited Duration Inc
COM SHS
09249w101
2128
168632
SH
SOLE
160473
0
8158
BlackRock Multi-Sector Income
COM
09258a107
1067
88425
SH
SOLE
83627
0
4799
BlackRock Municipal 2030 Targe
COM SHS BEN IN
09257p105
2872
126611
SH
SOLE
104148
0
22463
BlackRock MuniHoldings Califor
COM
09254l107
4316
323746
SH
SOLE
282380
0
41366
BlackRock MuniHoldings Investm
COM
09254p108
190
14541
SH
SOLE
14541
0
0
BlackRock MuniHoldings Investm
COM
09254p108
743
56802
SH
DFND
1
56802
0
0
BlackRock MuniYield California
COM
09254m105
2503
189190
SH
SOLE
175255
0
13935
BlackRock MuniYield California
COM
09254n103
2768
204613
SH
SOLE
190763
0
13850
BlackRock Taxable Municipal Bo
SHS
09248x100
4558
209084
SH
SOLE
199103
0
9981
BlackRock Taxable Municipal Bo
SHS
09248x100
10
453
SH
DFND
1
453
0
0
Blackstone Group LP
COM CL A
09260d107
317
6950
SH
SOLE
6950
0
0
Bloom Energy Corp
COM CL A
093712107
701
134015
SH
SOLE
121515
0
12500
Boeing Co
COM
097023105
1033
6924
SH
SOLE
6347
0
577
Booking Holdings Inc
COM
09857l108
12300
9143
SH
SOLE
8110
0
1033
Bristol Myers Squibb Co
COM
110122108
961
17234
SH
SOLE
13777
0
3457
British American Tobacco PLC A
SPONSORED ADR
110448107
501
14657
SH
SOLE
12213
0
2444
British American Tobacco PLC A
SPONSORED ADR
110448107
451
13200
SH
DFND
1
13200
0
0
Broadcom Inc
COM
11135f101
1638
6910
SH
SOLE
6423
0
487
Brookfield Asset Management In
CL A LTD VT SH
112585104
15309
345958
SH
SOLE
314848
0
31110
Brookfield Asset Management In
CL A LTD VT SH
112585104
1313
29679
SH
DFND
1
29679
0
0
Brookfield Infrastructure Part
LP INT UNIT
g16252101
809
22500
SH
SOLE
22500
0
0
Brookfield Property REIT Inc
CL A
11282X103
92
10812
SH
SOLE
8079
0
2733
Brookfield Real Assets Income
SHS BEN INT
112830104
590
40182
SH
SOLE
32954
0
7228
Brown Forman Corp Class B With
CL B
115637209
1728
31137
SH
SOLE
28374
0
2763
Brunswick Corp/DE
COM
117043109
393
11100
SH
SOLE
2400
0
8700
Calamos Global Dynamic Income
COM
12811l107
57
10000
SH
SOLE
10000
0
0
Canadian National Railway Co
COM
136375102
1501
19331
SH
SOLE
431
0
18900
Cardiovascular Systems Inc
COM
141619106
231
6550
SH
SOLE
6550
0
0
CarMax Inc
COM
143130102
5226
97080
SH
SOLE
85784
0
11296
Caterpillar Inc
COM
149123101
302
2605
SH
SOLE
2436
0
169
CenturyLink Inc
COM
156700106
4953
523536
SH
SOLE
474428
0
49108
CenturyLink Inc
COM
156700106
2866
302979
SH
DFND
1
302979
0
0
Charles Schwab Corp
COM
808513105
1488
44260
SH
SOLE
43794
0
466
Charles Schwab Corp
COM
808513105
148
4400
SH
DFND
1
4400
0
0
Charter Communications Inc
CL A
16119p108
236
541
SH
SOLE
510
0
31
Chevron Corp
COM
166764100
3838
52972
SH
SOLE
31462
0
21510
Cigna Corp
COM
125523100
368
2079
SH
SOLE
1771
0
308
Cisco Systems Inc
COM
17275R102
1408
35814
SH
SOLE
28260
0
7554
Citigroup Inc
COM NEW
172967424
238
5639
SH
SOLE
4804
0
835
Coca-Cola Co
COM
191216100
1095
24739
SH
SOLE
17396
0
7343
Cohen & Steers Limited Duratio
COM
19248c105
1233
60020
SH
SOLE
51084
0
8937
Cohen & Steers Limited Duratio
COM
19248c105
166
8073
SH
DFND
1
8073
0
0
Comcast Corp
CL A
20030n101
6204
180453
SH
SOLE
161115
0
19338
Comcast Corp
CL A
20030n101
769
22360
SH
DFND
1
22360
0
0
Consolidated Tomoka Land Co
COM
210226106
35
770
SH
SOLE
770
0
0
Consolidated Tomoka Land Co
COM
210226106
895
19753
SH
DFND
1
19753
0
0
Consumer Discretionary Select
SBI CONS DISCR
81369y407
379
3869
SH
SOLE
3869
0
0
Corteva Inc
COM
22052l104
1275
54235
SH
SOLE
9508
0
44727
Costco Wholesale Corp
COM
22160k105
2919
10237
SH
SOLE
9290
0
947
Crown Castle International Cor
COM
22822v101
1263
8748
SH
SOLE
2851
0
5897
CVS Health Corp
COM
126650100
1046
17627
SH
SOLE
14750
0
2877
CVS Health Corp
COM
126650100
217
3654
SH
DFND
1
3654
0
0
Danaher Corp
COM
235851102
217
1566
SH
SOLE
1405
0
161
Diageo PLC ADR
SPON ADR NEW
25243q205
2150
16912
SH
SOLE
14297
0
2615
DocuSign Inc
COM
256163106
397
4301
SH
SOLE
2352
0
1949
Dominion Energy Inc
COM
25746u109
508
7035
SH
SOLE
6673
0
362
Doubleline Income Solutions Cl
COM
258622109
503
37689
SH
SOLE
27228
0
10461
Doubleline Income Solutions Cl
COM
258622109
781
58561
SH
DFND
1
58561
0
0
Doubleline Opportunistic Credi
COM
258623107
1607
93981
SH
SOLE
87764
0
6217
Doubleline Opportunistic Credi
COM
258623107
1690
98840
SH
DFND
1
98840
0
0
DoubleLine Total Return Tactic
SPDR TR TACTIC
78467v848
3266
68101
SH
SOLE
68101
0
0
Dow Inc
COM
260557103
1518
51927
SH
SOLE
9771
0
42156
DuPont de Nemours Inc
COM
26614n102
2310
67742
SH
SOLE
20987
0
46755
Eaton Vance California Municip
SH BEN INT
27826f101
3217
241726
SH
SOLE
219637
0
22089
Eaton Vance Floating-Rate Inco
COM
278279104
666
65017
SH
SOLE
64068
0
949
Eaton Vance Insured CA Municip
COM
27828a100
1444
136843
SH
SOLE
125058
0
11785
Eaton Vance Limited Duration I
COM
27828h105
2836
268297
SH
SOLE
262413
0
5884
Eaton Vance Municipal Bond Fun
COM
27827X101
2635
211157
SH
SOLE
169580
0
41577
Eaton Vance Municipal Incm 202
SHS
27829U105
912
45865
SH
SOLE
20534
0
25331
Edwards Lifesciences Corp
COM
28176e108
658
3488
SH
SOLE
3409
0
79
Electronic Arts Inc
COM
285512109
288
2877
SH
SOLE
634
0
2243
Emerson Electric Co
COM
291011104
385
8080
SH
SOLE
6102
0
1978
Enbridge Inc
COM
29250n105
14126
485591
SH
SOLE
434270
0
51322
Energy Transfer LP
COM UT LTD PTN
29273v100
35
7713
SH
SOLE
7713
0
0
Energy Transfer LP
COM UT LTD PTN
29273v100
105
22900
SH
DFND
1
22900
0
0
Enterprise Products Partners L
COM
293792107
259
18103
SH
SOLE
15043
0
3060
Enterprise Products Partners L
COM
293792107
186
13000
SH
DFND
1
13000
0
0
Eros International PLC
SHS NEW
g3788m114
35
21445
SH
SOLE
21445
0
0
Exxon Mobil Corp
COM
30231g102
2404
63311
SH
SOLE
57377
0
5934
Facebook Inc
CL A
30303m102
144502
866317
SH
SOLE
843563
0
22754
Facebook Inc
CL A
30303m102
317
1900
SH
DFND
1
1900
0
0
Fidelity National Information
COM
31620m106
248
2037
SH
SOLE
725
0
1312
Financial Select Sector SPDR F
SBI INT-FINL
81369y605
513
24640
SH
SOLE
24640
0
0
First Trust Senior Floating Ra
COM
33733u108
914
96131
SH
SOLE
93928
0
2203
Fiserv Inc
COM
337738108
2195
23112
SH
SOLE
5642
0
17470
Flaherty and Crumrine Dynamic
SHS
33848w106
1082
53479
SH
SOLE
45860
0
7619
Flaherty and Crumrine Dynamic
SHS
33848w106
243
12000
SH
DFND
1
12000
0
0
Ford Motor Co
COM
345370860
55
11333
SH
SOLE
9543
0
1790
GAMCO Global Gold Natural Reso
COM SH BEN INT
36465a109
59
21545
SH
SOLE
21545
0
0
Gaming & Leisure Properties
COM
36467j108
27170
980525
SH
SOLE
977655
0
2870
GCI Liberty Inc
COM CLASS A
36164v305
1
14
SH
SOLE
14
0
0
GCI Liberty Inc
COM CLASS A
36164v305
554
9717
SH
DFND
1
9717
0
0
General Electric Co
COM
369604103
272
34244
SH
SOLE
20720
0
13524
General Electric Co
COM
369604103
175
22000
SH
DFND
1
22000
0
0
General Mills Inc
COM
370334104
231
4374
SH
SOLE
3938
0
436
Gilead Sciences Inc
COM
375558103
4769
63790
SH
SOLE
61437
0
2353
Glacier Bancorp Inc
COM
37637Q105
331
9724
SH
SOLE
9724
0
0
GlaxoSmithKline PLC
SPONSORED ADR
37733W105
384
10132
SH
SOLE
10000
0
132
Globalstar Inc
COM
378973408
3
10000
SH
SOLE
10000
0
0
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
ACTIVEBETA EME
381430206
1206
46071
SH
SOLE
41005
0
5066
Goldman Sachs ActiveBeta International Equity ETF
ACTIVEBETA INT
381430107
927
40194
SH
SOLE
36408
0
3785
Goldman Sachs ActiveBeta U.S.
ACTIVEBETA US LG
381430503
3505
67157
SH
SOLE
61335
0
5822
Goldman Sachs Group Inc
COM
38141G104
14597
94421
SH
SOLE
84459
0
9962
Guggenheim Build America Bonds
COM
401664107
73
3296
SH
SOLE
2191
0
1105
Guggenheim Build America Bonds
COM
401664107
1197
54359
SH
DFND
1
54359
0
0
Hain Celestial Group Inc/The
COM
405217100
325
12511
SH
SOLE
12500
0
11
Highland/iBoxx Senior Loan ETF
HI LD IBOXX SRLN
430101774
586
37877
SH
SOLE
34910
0
2967
Home Depot Inc
COM
437076102
2426
12994
SH
SOLE
10800
0
2194
Honeywell International Inc
COM
438516106
3364
25147
SH
SOLE
19111
0
6036
Intel Corp
COM
458140100
1184
21876
SH
SOLE
16659
0
5217
IntercontinentalExchange Inc
COM
45866f104
1561
19328
SH
SOLE
4320
0
15008
International Business Machine
COM
459200101
1220
10998
SH
SOLE
9875
0
1123
Intuitive Surgical Inc
COM NEW
46120e602
169
342
SH
SOLE
120
0
222
Intuitive Surgical Inc
COM NEW
46120e602
168
340
SH
DFND
1
340
0
0
Invesco CEF Income Composite E
CEF INM COMPSI
46138e404
437
24976
SH
SOLE
22959
0
2017
Invesco Dynamic Credit Opportu
COM
46132r104
945
118457
SH
SOLE
111377
0
7080
Invesco Municipal Opportunity
COM
46132c107
250
21826
SH
SOLE
16709
0
5117
Invesco QQQ Trust Series 1
UNIT SER 1
46090e103
897
4713
SH
SOLE
4413
0
300
Invesco Quality Municipal Inco
COM
46133G107
576
49186
SH
SOLE
37554
0
11632
Invesco Senior Income Trust
COM
46131h107
804
249789
SH
SOLE
246601
0
3188
Invesco Value Municipal Income
COM
46132p108
520
36752
SH
SOLE
28496
0
8256
Invesco Van Kampen CA Value Mu
COM
46132h106
2376
209690
SH
SOLE
194677
0
15013
Invesco Variable Rate Investme
VAR RATE INVT
46090a879
1915
84204
SH
SOLE
78669
0
5535
IQ Enhanced Core Plus Bond US
IQ ENCH COR PL
45409b479
798
39959
SH
SOLE
36892
0
3067
IQ Merger Arbitrage ETF
IQ MRGR ARB ETF
45409b800
1322
43867
SH
SOLE
42123
0
1744
IQVIA Holdings Inc
COM
46266c105
16726
155076
SH
SOLE
139265
0
15811
iShares 0-5 Year High Yield Co
0-5YR HI YL CP
46434V407
233
5710
SH
SOLE
5710
0
0
iShares Barclays CMBS Bond
CMBS ETF
46429b366
401
7461
SH
SOLE
7461
0
0
iShares Core MSCI EAFE ETF
CORE MSCI EAFE
46432f842
5014
100501
SH
SOLE
89385
0
11116
iShares Core MSCI Emerging Markets ETF
CORE MSCI EMKT
46434g103
2496
61668
SH
SOLE
60405
0
1263
iShares Core S&P Small-Cap ETF
CORE S&P SCP ETF
464287804
977
17417
SH
SOLE
16286
0
1131
iShares Core S&P Total US Stoc
CORE S&P TTL STK
464287150
2000
34963
SH
SOLE
33765
0
1198
iShares Core U.S. Aggregate Bo
CORE US AGGBD ET
464287226
2830
24528
SH
SOLE
23441
0
1087
iShares DJ Select Dividend Ind
SELECT DIVID ETF
464287168
232
3158
SH
SOLE
2608
0
550
iShares Edge MSCI Min Vol EAFE ETF
MIN VOL EAFE ETF
46429b689
370
5963
SH
SOLE
5963
0
0
iShares Edge MSCI Multifactor
MULTIFACTOR USA
46434v282
2781
105153
SH
SOLE
94040
0
11114
iShares Floating Rate Bond Fun
FLTG RATE NT ETF
46429b655
305
6263
SH
SOLE
5863
0
400
iShares Global REIT ETF
GLOBAL REIT ETF
46434v647
16747
874519
SH
SOLE
805208
0
69311
iShares Gold Trust
ISHARES
464285105
84419
5601799
SH
SOLE
5087610
0
514189
iShares MSCI EAFE ETF
MSCI EAFE ETF
464287465
594
11113
SH
SOLE
10220
0
893
iShares MSCI Emerging Markets ETF
MSCI EMG MKT ETF
464287234
206
6027
SH
SOLE
5026
0
1001
iShares MSCI KLD 400 Social Id
MSCI KLD400 SOC
464288570
202
2071
SH
SOLE
2071
0
0
iShares Russell 1000 Growth In
RUS 1000 GRW ETF
464287614
597
3962
SH
SOLE
3962
0
0
iShares Russell 1000 Value Ind
RUS 1000 VAL ETF
464287598
352
3545
SH
SOLE
3545
0
0
iShares Russell 2000 Index Fun
RUSSELL 2000 ETF
464287655
379
3310
SH
SOLE
3029
0
281
iShares Russell 2000 Value Ind
RUS 2000 VAL ETF
464287630
217
2641
SH
SOLE
2641
0
0
iShares Russell Mid Cap Index
RUS MID CAP ETF
464287499
351
8135
SH
SOLE
7765
0
370
iShares S&P 500 Index Fund
CORE S&P500 ETF
464287200
12478
48291
SH
SOLE
42686
0
5605
iShares S&P California Municip
CALIF MUN BD ETF
464288356
7496
123856
SH
SOLE
101386
0
22470
iShares S&P S/T Nationall AMT-
SHRT NAT MUN ETF
464288158
424
3989
SH
SOLE
3989
0
0
Johnson & Johnson
COM
478160104
4786
36495
SH
SOLE
29180
0
7315
JPMorgan Alerian MLP Index ETN
ALERIAN ML ETN
46625h365
895
99155
SH
SOLE
96012
0
3143
JPMorgan Chase & Co
COM
46625h100
18519
205694
SH
SOLE
182436
0
23259
JPMorgan Ultra-Short Income ET
ULTRA SHRT INC
46641Q837
1051
21150
SH
SOLE
21150
0
0
Kayne Anderson Midstream/Energ
COM
48661e108
1610
483582
SH
SOLE
420325
0
63257
Kayne Anderson MLP/Midstream I
COM
486606106
3409
939154
SH
SOLE
851291
0
87863
Keysight Technologies Inc
COM
49338l103
271
3244
SH
SOLE
1764
0
1480
Kimberly-Clark Corp
COM
494368103
231
1805
SH
SOLE
1382
0
423
Kinder Morgan Inc
COM
49456B101
769
55276
SH
SOLE
43975
0
11301
KKR & Co Inc
CL A
48251w104
12
500
SH
SOLE
0
0
500
KKR & Co Inc
CL A
48251w104
516
22000
SH
DFND
1
22000
0
0
Lam Research Corp
COM
512807108
433
1803
SH
SOLE
1710
0
93
Las Vegas Sands Corp
COM
517834107
1332
31368
SH
SOLE
26579
0
4789
Lennar Corp Cl B
CL B
526057302
7003
242152
SH
SOLE
218874
0
23278
Liberty Broadband Corp Com Cl
COM SER C
530307305
14107
127410
SH
SOLE
114724
0
12686
Liberty Global PLC
SHS CL C
g5480u120
452
28802
SH
DFND
1
28802
0
0
Liberty Global PLC
SHS CL A
g5480u104
706
42784
SH
DFND
1
42784
0
0
Liberty Media Corp-Liberty For
COM SER A FRMLA
531229870
208
8054
SH
SOLE
8054
0
0
Liberty Media Corp-Liberty For
COM SER A FRMLA
531229870
2708
104884
SH
DFND
1
104884
0
0
Linde PLC
SHS
g5494j103
511
2956
SH
SOLE
2843
0
113
Lockheed Martin Corp
COM
539830109
1134
3347
SH
SOLE
2957
0
390
Lowe's Companies Inc
COM
548661107
23746
275960
SH
SOLE
241617
0
34342
Lyft Inc
CL A COM
55087p104
4146
154428
SH
SOLE
138293
0
16135
Marsh & McLennan Cos Inc
COM
571748102
623
7202
SH
SOLE
7074
0
128
Martin Marietta Materials Inc
COM
573284106
14467
76451
SH
SOLE
68811
0
7640
Mastercard Inc
CL A
57636q104
38204
158155
SH
SOLE
142026
0
16128
McDonald's Corp
COM
580135101
2529
15292
SH
SOLE
9200
0
6092
McKesson Corp
COM
58155Q103
394
2913
SH
SOLE
2506
0
407
Medtronic PLC
SHS
g5960l103
25216
279621
SH
SOLE
232124
0
47497
Merck & Co Inc
COM
58933Y105
1338
17387
SH
SOLE
15818
0
1569
MFS Multi-Market
SH BEN INT
552737108
2411
479248
SH
SOLE
450822
0
28426
Microsoft Corp
COM
594918104
202291
1282677
SH
SOLE
1233903
0
48774
Mondelez International Inc
CL A
609207105
695
13879
SH
SOLE
13401
0
478
Motorola Solutions Inc
COM NEW
620076307
1099
8269
SH
SOLE
2574
0
5695
National Oilwell Varco Inc
COM
637071101
110
11144
SH
SOLE
10779
0
365
Netflix Inc
COM
64110l106
738
1966
SH
SOLE
1590
0
376
Neuberger Berman CA Interm Mu
COM
64123c101
2229
169502
SH
SOLE
145198
0
24304
New America High Income Fund
COM NEW
641876800
1850
266616
SH
SOLE
253572
0
13044
NextEra Energy Inc
COM
65339F101
812
3373
SH
SOLE
2836
0
537
Nextpoint Residential Trust
COM
65341d102
406
16111
SH
SOLE
0
0
16111
NIKE Inc
CL B
654106103
875
10575
SH
SOLE
7587
0
2988
Norfolk Southern Corp
COM
655844108
1093
7484
SH
SOLE
1803
0
5681
Novartis AG
SPONSORED ADR
66987V109
935
11337
SH
SOLE
9681
0
1656
Nuveen Amt-Free Municipal Inco
COM
670657105
470
34719
SH
SOLE
19584
0
15135
Nuveen Build America Bond Fund
COM
67074c103
3274
170966
SH
SOLE
161678
0
9288
Nuveen Build America Bond Fund
COM
67074c103
851
44440
SH
DFND
1
44440
0
0
Nuveen CA Muni Value Fund
COM
67062C107
7036
703603
SH
SOLE
626856
0
76747
Nuveen CA Sel Tax Free Income
SH BEN INT
67063r103
1605
110685
SH
SOLE
107470
0
3215
Nuveen California AMT-Free Qua
COM
670651108
2684
189572
SH
SOLE
164860
0
24712
Nuveen California Quality Muni
COM
67066y105
5471
399617
SH
SOLE
346851
0
52766
Nuveen Credit Strategies Incom
COM SHS
67073d102
1708
301221
SH
SOLE
297903
0
3318
Nuveen Credit Strategies Incom
COM SHS
67073d102
694
122350
SH
DFND
1
122350
0
0
Nuveen Enhanced AMT-Free Muni
COM
67071l106
306
20850
SH
SOLE
19450
0
1400
Nuveen Enhanced Municipal Cred
COM SH BEN INT
67070x101
251
17804
SH
SOLE
17804
0
0
Nuveen Intermediate Duration M
COM
670671106
227
17504
SH
SOLE
13886
0
3618
Nuveen Intermediate Duration Q
COM
670677103
170
12771
SH
SOLE
12771
0
0
Nuveen Preferred Income Opport
COM
67073b106
283
38593
SH
SOLE
38593
0
0
Nuveen Quality Municipal Incom
COM
67066v101
328
23850
SH
SOLE
20378
0
3472
Nuveen Quality Preferred Incom
COM
67072C105
145
20001
SH
SOLE
20001
0
0
Nuveen Real Asset Income and G
COM
67074y105
242
24527
SH
SOLE
24253
0
274
NVIDIA Corp
COM
67066g104
529
2005
SH
SOLE
1041
0
964
Oaktree Specialty Lending Corp
COM
67401p108
175
53880
SH
SOLE
53880
0
0
Oaktree Strategic Income Corp
COM
67402d104
154
27837
SH
SOLE
27061
0
776
Oaktree Strategic Income Corp
COM
67402d104
167
30103
SH
DFND
1
30103
0
0
Occidental Petroleum Corp
COM
674599105
168
14490
SH
SOLE
13351
0
1139
Oracle Corp
COM
68389X105
600
12404
SH
SOLE
7414
0
4990
O'Reilly Automotive Inc
COM
67103H107
483
1606
SH
SOLE
1472
0
134
Oxford Square Capital Corp
COM
69181v107
26
10126
SH
SOLE
10126
0
0
PACCAR Inc
COM
693718108
277
4525
SH
SOLE
4435
0
90
PayPal Holdings Inc
COM
70450y103
697
7281
SH
SOLE
3966
0
3315
PCM Fund Inc
COM
69323T101
868
109293
SH
SOLE
107445
0
1848
PepsiCo Inc
COM
713448108
1341
11168
SH
SOLE
8853
0
2315
Pfizer Inc
COM
717081103
21766
666854
SH
SOLE
521314
0
145540
Philip Morris International In
COM
718172109
23401
320734
SH
SOLE
293128
0
27606
Philip Morris International In
COM
718172109
1110
15215
SH
DFND
1
15215
0
0
PICO Holdings Inc
COM NEW
693366205
2627
337704
SH
SOLE
268996
0
68708
PICO Holdings Inc
COM NEW
693366205
5074
652122
SH
DFND
1
652122
0
0
PIMCO Active Bond ETF
ACTIVE BD ETF
72201r775
1640
15443
SH
SOLE
15443
0
0
PIMCO Corporate & Income Oppor
COM
72201b101
192
14896
SH
SOLE
14896
0
0
PIMCO Dynamic Credit and Mortg
COM SHS
72202d106
2440
145063
SH
SOLE
129751
0
15312
PIMCO Dynamic Credit and Mortg
COM SHS
72202d106
382
22730
SH
DFND
1
22730
0
0
PIMCO Dynamic Income Fund
SHS
72201y101
251
11363
SH
SOLE
11213
0
150
PIMCO Energy & Tactical Credit
COM SHS BEN INT
69346n107
3556
662219
SH
SOLE
595624
0
66595
PIMCO Enhanced Short Maturity
ENHAN SHRT MA AC
72201r833
2618
26450
SH
SOLE
26412
0
38
PIMCO Income Strategy Fund II
COM
72201j104
443
58488
SH
SOLE
57358
0
1130
PIMCO Municipal Income Fund II
COM
72200w106
387
30591
SH
SOLE
30591
0
0
Point Bridge Gop Stock Tracker
POINT BRIDGE GOP
26922a628
1502
77000
SH
SOLE
77000
0
0
Pope Resources A Delaware LP
DEPOSITRY RCPT
732857107
283
3366
SH
DFND
1
3366
0
0
Procter & Gamble Co
COM
742718109
2954
26850
SH
SOLE
24360
0
2490
Prospect Capital Corp
COM
74348t102
55
12947
SH
SOLE
12947
0
0
Public Storage
COM
74460d109
1303
6561
SH
SOLE
1841
0
4720
QUALCOMM Inc
COM
747525103
12283
181563
SH
SOLE
158829
0
22734
QUALCOMM Inc
COM
747525103
135
2000
SH
DFND
1
2000
0
0
Raytheon Co
COM NEW
755111507
536
4087
SH
SOLE
1980
0
2108
Realty Income Corp
COM
756109104
253
5071
SH
SOLE
4612
0
459
Reaves Utility Income Fund
COM SH BEN INT
756158101
414
14404
SH
SOLE
13373
0
1031
Republic Services Inc
COM
760759100
299
3981
SH
SOLE
3546
0
435
Retail Opportunity Investments
COM
76131n101
1647
198681
SH
SOLE
181582
0
17099
Rexford Industrial Realty Inc
COM
76169C100
12108
295240
SH
SOLE
248789
0
46451
RiverNorth/DoubleLine Strategi
COM
76882G107
539
42110
SH
SOLE
41454
0
656
RiverNorth/DoubleLine Strategi
COM
76882G107
2304
180008
SH
DFND
1
180008
0
0
RLI Corp
COM
749607107
280
3183
SH
SOLE
3183
0
0
RLJ Lodging Trust Pfd 1.95 Co
CUM CONV PFD A
74965l200
440
25128
SH
SOLE
20926
0
4202
Robert Half International Inc
COM
770323103
331
8766
SH
SOLE
0
0
8766
Rockwell Automation Inc
COM
773903109
629
4167
SH
SOLE
3417
0
750
Royce Micro Capital Trust Inc
COM
780915104
487
87679
SH
SOLE
73388
0
14291
S&P Global Inc
COM
78409v104
1750
7140
SH
SOLE
1649
0
5491
salesforce.com Inc
COM
79466l302
25370
176207
SH
SOLE
156193
0
20014
Schlumberger Ltd
COM
806857108
137
10183
SH
SOLE
9285
0
898
Schwab Int'l Large Cap Equity - ETF
INTL EQTY ETF
808524805
269
10404
SH
SOLE
10404
0
0
Schwab Large Cap Blend - ETF
US LRG CAP ETF
808524201
1328
21682
SH
SOLE
21682
0
0
Schwab U.S. Large-Cap Value ET
US LCAP VA ETF
808524409
262
5928
SH
SOLE
5928
0
0
Sempra Energy
COM
816851109
395
3497
SH
SOLE
3351
0
146
Skyworks Solutions Inc
COM
83088m102
1201
13438
SH
SOLE
3183
0
10255
Snap Inc
CL A
83304a106
1474
123934
SH
SOLE
0
0
123934
Sony Corp ADR
SPONSORED ADR
835699307
8315
140505
SH
SOLE
125861
0
14643
Sony Corp ADR
SPONSORED ADR
835699307
594
10045
SH
DFND
1
10045
0
0
Southwest Airlines Co
COM
844741108
11479
322356
SH
SOLE
288302
0
34054
SPDR Gold Trust
GOLD SHS
78463v107
2497
16867
SH
SOLE
16805
0
62
SPDR Portfolio World ex- US ETF
PORTFOLIO DEVLPD
78463X889
296
12382
SH
SOLE
0
0
0
SPDR S&P 500 ETF Unit Trust
TR UNIT
78462f103
12014
46611
SH
SOLE
44569
0
2042
SPDR S&P Dividend ETF
S&P DIVID ETF
78464A763
219
2743
SH
SOLE
2743
0
0
SPDR S&P Global Infrastructure
S&P GBLINF ETF
78463x855
1895
48545
SH
SOLE
45377
0
3168
Starbucks Corp
COM
855244109
8829
134303
SH
SOLE
116829
0
17474
Starwood Property Trust Inc
COM
85571b105
1234
120408
SH
SOLE
112713
0
7694
Sterling Bancorp
COM
85917a100
1722
164816
SH
SOLE
164816
0
0
Sysco Corp
COM
871829107
277
6079
SH
SOLE
5741
0
338
Tandy Leather Factory Inc
COM
87538X105
294
81703
SH
SOLE
80188
0
1515
Tandy Leather Factory Inc
COM
87538X105
67
18548
SH
DFND
1
18548
0
0
Tanzanian Gold Corp
COM
87601a107
60
117371
SH
SOLE
117371
0
0
Target Corp
COM
87612e106
382
4113
SH
SOLE
3756
0
357
TCW Strategic Income Fund Inc
COM
872340104
5369
1038561
SH
SOLE
960419
0
78141
TCW Strategic Income Fund Inc
COM
872340104
205
39710
SH
DFND
1
39710
0
0
Templeton Emerging Markets Inc
COM
880192109
416
55600
SH
DFND
1
55600
0
0
Tesla Motors Inc
COM
88160r101
614
1171
SH
SOLE
893
0
278
Texas Instruments Inc
COM
882508104
9806
98125
SH
SOLE
86813
0
11312
Texas Pacific Land Trust
SUB CTF PROP I T
882610108
20
53
SH
SOLE
53
0
0
Texas Pacific Land Trust
SUB CTF PROP I T
882610108
1894
4983
SH
DFND
1
4983
0
0
Thermo Fisher Scientific Inc
COM
883556102
738
2604
SH
SOLE
1852
0
752
TJX Companies Inc
COM
872540109
8426
176233
SH
SOLE
161092
0
15141
Tortoise Energy Infrastructure
COM
89147l100
677
264586
SH
SOLE
230961
0
33625
Tortoise North American Pipeli
TORTOISE NRAM PI
56167n720
313
23060
SH
SOLE
23060
0
0
Uber Technologies Inc
COM
90353t100
6354
227562
SH
SOLE
203619
0
23943
Unilever PLC
SPON ADR NEW
904767704
660
13052
SH
SOLE
11996
0
1056
Union Pacific Corp
COM
907818108
406
2878
SH
SOLE
2674
0
204
United Parcel Service Inc
CL B
911312106
16444
176019
SH
SOLE
174887
0
1132
United Technologies Corp
COM
913017109
326
3454
SH
SOLE
3232
0
222
UnitedHealth Group Inc
COM
91324p102
10950
43910
SH
SOLE
39629
0
4281
Vanguard FTSE Emerging Markets ETF
FTSE EMR MKT ETF
922042858
515
15355
SH
SOLE
13674
0
1681
Vanguard Growth ETF
GROWTH ETF
922908736
252
1609
SH
SOLE
1519
0
90
Vanguard Intermediate-Term Bon
INTERMED TERM
921937819
215
2405
SH
SOLE
2405
0
0
Vanguard Intermediate-Term Cor
INT-TERM CORP
92206c870
340
3907
SH
SOLE
3907
0
0
Vanguard Long-Term Govt Bd Idx
LONG TERM TREAS
92206c847
202
2000
SH
SOLE
2000
0
0
Vanguard Mid Cap ETF
MID CAP ETF
922908629
2572
19536
SH
SOLE
19536
0
0
Vanguard Mortgage-Backed Secur
MORTG-BACK SEC
92206c771
1626
29834
SH
SOLE
28692
0
1142
Vanguard REIT ETF
REAL ESTATE ETF
922908553
2758
39479
SH
SOLE
37306
0
2173
Vanguard S&P 500 ETF
S&P 500 ETF SHS
922908363
4894
20667
SH
SOLE
20667
0
0
Vanguard S&P Small-Cap 600 ETF
SMLLCP 600 IDX
921932828
1390
13566
SH
SOLE
13566
0
0
Vanguard Short Term Corporate
SHRT TRM CORP BD
92206c409
678
8567
SH
SOLE
8567
0
0
Vanguard Total Stock Market ET
TOTAL STK MKT
922908769
533
4133
SH
SOLE
4133
0
0
Vereit Inc
COM
92339V100
43820
8961186
SH
SOLE
7965493
0
995693
Verizon Communications Inc
COM
92343v104
1202
22362
SH
SOLE
17973
0
4389
Visa Inc
COM CL A
92826C839
17266
107160
SH
SOLE
91279
0
15881
Voya Prime Rate Trust
SH BEN INT
92913a100
726
195693
SH
SOLE
192441
0
3252
Vulcan Materials Co
COM
929160109
1297
12005
SH
SOLE
2623
0
9382
Wal-Mart Stores Inc
COM
931142103
1249
10997
SH
SOLE
9683
0
1314
Walt Disney Co
COM DISNEY
254687106
38104
394455
SH
SOLE
350646
0
43809
Walt Disney Co
COM DISNEY
254687106
1050
10865
SH
DFND
1
10865
0
0
Waste Management Inc
COM
94106L109
499
5396
SH
SOLE
1108
0
4288
Wells Fargo & Co
COM
949746101
570
19864
SH
SOLE
18511
0
1353
Wells Fargo & Co New Perp Pfd
PERP PFD CNV A
949746804
3906
3066
SH
SOLE
2850
0
215
Wells Fargo Multi-Sector Incom
COM
94987D101
270
28070
SH
SOLE
22804
0
5266
Western Asset/Claymore US Trea
COM
95766r104
130
13553
SH
SOLE
13553
0
0
Williams Companies Inc
COM
969457100
245
17329
SH
SOLE
13756
0
3573
Williams Companies Inc
COM
969457100
235
16635
SH
DFND
1
16635
0
0
Woodward Inc
COM
980745103
357
6012
SH
SOLE
6000
0
12
Yum! Brands Inc
COM
988498101
659
9611
SH
SOLE
7856
0
1755
Zebra Technologies Corp
CL A
989207105
402
2189
SH
SOLE
484
0
1705
Zimmer Biomet Holdings Inc
COM
98956p102
751
7430
SH
SOLE
6529
0
901