0001086763-16-000023.txt : 20160513
0001086763-16-000023.hdr.sgml : 20160513
20160513154218
ACCESSION NUMBER: 0001086763-16-000023
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160513
DATE AS OF CHANGE: 20160513
EFFECTIVENESS DATE: 20160513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST FOUNDATION ADVISORS
CENTRAL INDEX KEY: 0001086763
IRS NUMBER: 330221828
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05785
FILM NUMBER: 161648103
BUSINESS ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 9494760300
MAIL ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER GROUP INVESTMENT MANAGEMENT INC /CA/
DATE OF NAME CHANGE: 20010509
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA
DATE OF NAME CHANGE: 19990519
13F-HR
1
primary_doc.xml
13F-HR
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false
false
0001086763
XXXXXXXX
03-31-2016
03-31-2016
false
FIRST FOUNDATION ADVISORS
18101 Von Karman Avenue
Ste 700
Irvine
CA
92612
13F HOLDINGS REPORT
028-05785
N
GREGORY S. BRUCE
CHIEF COMPLIANCE OFFICER
949-622-3724
GREGORY S. BRUCE
IRVINE
CA
05-13-2016
0
300
1377279
INFORMATION TABLE
2
infotable.xml
3M Co Com
COM
88579Y101
677
4060
SH
SOLE
4060
0
0
Abbott Laboratories
COM
002824100
571
13657
SH
SOLE
8407
0
5250
AbbVie Inc.
COM
00287y109
929
16269
SH
SOLE
11419
0
4850
Activision Blizzard Inc
COM
00507v109
290
8579
SH
SOLE
8579
0
0
Acuity Brands Inc
COM
00508Y102
239
1096
SH
SOLE
961
0
135
Advance Auto Parts Inc
COM
00751y106
449
2803
SH
SOLE
1423
0
1380
Alexander & Baldwin Inc
COM
014491104
788
21493
SH
SOLE
21493
0
0
Alexandria Real Est Pfd Conv Series D 7%
PFD CONV SER D
015271505
2640
90268
SH
SOLE
84071
0
6197
Alexandria Real Estate Equitie
COM
015271109
2439
26840
SH
SOLE
26700
0
140
Alibaba Group Holding Inc
SPONSORED ADS
01609w102
333
4210
SH
SOLE
4210
0
0
Allergan PLC
SHS
g0177j108
4773
17806
SH
SOLE
17625
0
181
Alphabet Inc Class A
CAP STK CL A
02079k305
1507
1975
SH
SOLE
1416
0
559
Alphabet Inc Class C
CAP STK CL C
02079k107
21266
28547
SH
SOLE
24468
0
4079
Altria Group Inc
COM
02209S103
27361
436665
SH
SOLE
374535
0
62131
Amazon.com Inc
COM
023135106
676
1138
SH
SOLE
1137
0
1
American Electric Power Co Inc
COM
025537101
206
3096
SH
SOLE
3096
0
0
American Express Co
COM
025816109
977
15918
SH
SOLE
15627
0
291
Amgen Inc
COM
031162100
1293
8622
SH
SOLE
8368
0
254
Anheuser-Busch InBev NV
SPONSORED ADR
03524A108
17929
143826
SH
SOLE
122835
0
20992
Aon plc
SHS CL A
G0408V102
1985
19009
SH
SOLE
19009
0
0
Apple Inc
COM
037833100
8871
81391
SH
SOLE
73380
0
8011
Ares Dynamic Credit Allocation
COM
04014F102
2131
159264
SH
SOLE
153483
0
5781
AT&T Inc
COM
00206r102
878
22425
SH
SOLE
19526
0
2899
Automatic Data Processing Inc
COM
053015103
411
4586
SH
SOLE
4286
0
300
Broadcom Ltd.
SHS
y09827109
1060
6864
SH
SOLE
6864
0
0
Baker Hughes Inc
COM
057224107
228
5200
SH
SOLE
5200
0
0
Bank Amer Corp Wt Exp 10/28/2018 Strike 30.79
*W EXP 10/28/201
060505153
2
10000
SH
SOLE
10000
0
0
Bank of America Corp
COM
060505104
233
17210
SH
SOLE
17210
0
0
Bank of New York Mellon Co
COM
064058100
26222
711985
SH
SOLE
608083
0
103903
Berkshire Hathaway CL A
CL A
084670108
4482
21
SH
SOLE
19
0
2
Berkshire Hathaway Inc Cl B
CL B NEW
084670702
42988
302985
SH
SOLE
214960
0
88025
Biogen Idec Inc
COM
09062x103
5449
20931
SH
SOLE
20184
0
747
BioMarin Pharmaceutical Inc
COM
09061g101
384
4650
SH
SOLE
4650
0
0
Blackrock Build America Bond T
SHS
09248x100
2411
104868
SH
SOLE
100855
0
4013
BlackRock Core Bond Trust
SHS BEN INT
09249E101
3825
285691
SH
SOLE
273368
0
12323
BlackRock Credit Allocation In
COM
092508100
4874
389296
SH
SOLE
370675
0
18621
Blackrock Debt Strategies Fund
COM
09255R103
631
181849
SH
SOLE
181849
0
0
Blackrock Floating Rate Income
COM
09255x100
4309
329704
SH
SOLE
311656
0
18048
Blackrock Floating Rate Income
COM
091941104
166
12908
SH
SOLE
12908
0
0
BlackRock Inc Co
COM
09247X101
24670
72436
SH
SOLE
61918
0
10518
Blackrock Ltd Duration
COM SHS
09249w101
4145
280478
SH
SOLE
264618
0
15860
Blackrock Muniholdings CA Insu
COM
09254l107
887
56261
SH
SOLE
43955
0
12306
Blackrock Target Trm Tr
COM SHS BEN IN
09257p105
1115
48609
SH
SOLE
42950
0
5659
Boeing Co
COM
097023105
1568
12350
SH
SOLE
12328
0
22
Bofi Holding Inc
COM
05566u108
1037
48580
SH
SOLE
47600
0
980
Bp Plc
SPONSORED ADR
055622104
296
9813
SH
SOLE
9813
0
0
Bristol Myers Squibb Co
COM
110122108
1964
30750
SH
SOLE
27448
0
3302
British American Tobacco PLC
SPONSORED ADR
110448107
17430
149092
SH
SOLE
130285
0
18807
Brown Forman Corp Class B With
CL B
115637209
1887
19163
SH
SOLE
17757
0
1406
California Resource Corporatio
COM
13057q107
13
12697
SH
SOLE
10678
0
2019
Celgene Corp
COM
151020104
2448
24458
SH
SOLE
24458
0
0
Charles Schwab Corp/The
COM
808513105
2193
78269
SH
SOLE
78269
0
0
Chesapeake Lodging Trust
SH BEN INT
165240102
206
7800
SH
SOLE
7800
0
0
Chevron Corp
COM
166764100
2072
21724
SH
SOLE
21068
0
656
Cigna Corp
COM
125509109
367
2676
SH
SOLE
2676
0
0
Cisco Systems Inc
COM
17275R102
1780
62513
SH
SOLE
46710
0
15803
Citi A Warrants Exp 01/04/19
*W EXP 01/04/201
172967226
2
18985
SH
SOLE
18985
0
0
Citigroup Inc
COM NEW
172967424
284
6802
SH
SOLE
6802
0
0
ClearBridge Energy MLP Fund In
COM
184692101
164
12083
SH
SOLE
12083
0
0
Coca Cola Inc
COM
191216100
4240
91405
SH
SOLE
91388
0
17
Coca-Cola Enterprises Inc
COM
19122t109
1528
30114
SH
SOLE
30000
0
114
Cohen & Steers Limited Duratio
COM
19248c105
8474
369067
SH
SOLE
355651
0
13416
Colgate-Palmolive Co
COM
194162103
566
8012
SH
SOLE
8012
0
0
Comcast Corp
CL A
20030n101
21918
358842
SH
SOLE
306303
0
52539
Comstock Mining Inc
COM
205750102
5
14163
SH
SOLE
14163
0
0
ConocoPhillips
COM
20825C104
235
5833
SH
SOLE
5448
0
385
Copart Inc
COM
217204106
509
12475
SH
SOLE
5965
0
6510
Coresite Realty Corp
COM
21870q105
659
9411
SH
SOLE
9411
0
0
Costco Wholesale Corp
COM
22160k105
867
5500
SH
SOLE
4344
0
1156
CVS Caremark Corp
COM
126650100
310
2987
SH
SOLE
2542
0
445
Cypress Semiconductor Corp
COM
232806109
101
11613
SH
SOLE
11613
0
0
Deckers Outdoor Corp
COM
243537107
262
4368
SH
SOLE
2086
0
2282
Diageo PLC
SPON ADR NEW
25243Q205
30807
285594
SH
SOLE
243267
0
42328
Diana Containerships I Com
COM
y2069p101
6
10000
SH
SOLE
10000
0
0
Digital Realty Trust Inc
COM
253868103
430
4861
SH
SOLE
4861
0
0
Diversified Real Asset Income
COM SHS
25533B108
4021
254468
SH
SOLE
244131
0
10337
Dominion Resources Inc/VA
COM
25746U109
701
9329
SH
SOLE
8729
0
600
Doubleline Income Solutions Cl
COM
258622109
9013
536178
SH
SOLE
497205
0
38973
Doubleline Opportunistic Credi
COM
258623107
1860
69942
SH
SOLE
64965
0
4977
Dow Chemical Co/The
COM
260543103
13443
264320
SH
SOLE
123473
0
140847
DreamWorks Animation SKG Inc
CL A
26153c103
2678
107351
SH
SOLE
106024
0
1327
DuPont Fabros Technology, Inc.
COM
26613q106
226
5579
SH
SOLE
5579
0
0
Eaton Vance Limited Duration I
COM
27828h105
4438
336744
SH
SOLE
318706
0
18038
Eaton Vance National Muni
COM SHS
27829l105
1540
69028
SH
SOLE
56760
0
12268
Eaton Vance Short Duration
COM
27828V104
3810
285641
SH
SOLE
269380
0
16261
eBay Inc
COM
278642103
548
22970
SH
SOLE
15000
0
7970
Ecolab Inc
COM
278865100
549
4926
SH
SOLE
2655
0
2271
Edison International
COM
281020107
277
3847
SH
SOLE
3847
0
0
EI du Pont de Nemours & Co
COM
263534109
371
5856
SH
SOLE
5623
0
233
Eldorado Gold Corp
COM
284902103
36
11330
SH
SOLE
11330
0
0
Eli Lilly & Co
COM
532457108
687
9546
SH
SOLE
9191
0
355
Emerson Electric Co
COM
291011104
633
11648
SH
SOLE
9648
0
2000
Enlink Midstream Partners LP
COM UNIT REP LTD
29336u107
176
14620
SH
SOLE
12620
0
2000
Enterprise Prods Partners L P
COM
293792107
375
15219
SH
SOLE
15219
0
0
Express Scripts Holding Co
COM
30219g108
369
5378
SH
SOLE
5378
0
0
Exxon Mobil Corp
COM
30231G102
1891
22624
SH
SOLE
20928
0
1696
Facebook Inc
CL A
30303m102
1384
12130
SH
SOLE
8282
0
3848
FedEx Corp
COM
31428x106
715
4396
SH
SOLE
3996
0
400
Fidelity National Information
COM
31620m106
300
4745
SH
SOLE
2272
0
2473
Fifth Street Finance Corp
COM
31678A103
75
15000
SH
SOLE
15000
0
0
FireEye Inc
COM
31816q101
287
15945
SH
SOLE
15945
0
0
Flaherty and Crumrine Dynamic
SHS
33848w106
1471
62493
SH
SOLE
55887
0
6606
Ford Motor Co
COM PAR $0.01
345370860
280
20750
SH
SOLE
19032
0
1718
Fox Entertainment Group Inc
CL B
90130a200
2027
71870
SH
SOLE
71870
0
0
Frontier Communications Corp
COM
35906a108
140
25001
SH
SOLE
25001
0
0
FTD Companies, Inc
COM
30281v108
3331
126894
SH
SOLE
124707
0
2187
General American Investors
COM
368802104
985
31529
SH
SOLE
31529
0
0
General Electric Co
COM
369604103
1231
38719
SH
SOLE
33835
0
4884
General Motors Co
COM
37045v100
558
17764
SH
SOLE
17764
0
0
Gilead Sciences Inc
COM
375558103
9226
100438
SH
SOLE
98102
0
2336
Glacier Bancorp Inc
COM
37637Q105
389
15306
SH
SOLE
15306
0
0
Gladstone Capital Corp
COM
376535100
95
12701
SH
SOLE
12701
0
0
GlaxoSmithKline PLC
SPONSORED ADR
37733W105
689
16989
SH
SOLE
13406
0
3583
Global Net Lease, Inc.
COM
379378102
1051
122747
SH
SOLE
111368
0
11379
Goldman Sachs Group Inc
COM
38141G104
13407
85403
SH
SOLE
72615
0
12787
Gramercy Property Trust Inc
COM
385002100
27510
3255604
SH
SOLE
2738590
0
517014
Great AJAX Corp
COM
38983d300
1333
119163
SH
SOLE
115664
0
3499
Health Care Sector SPDR Index
SBI HEALTHCARE
81369y209
224
3303
SH
SOLE
3303
0
0
Home Depot Inc/The
COM
437076102
1360
10194
SH
SOLE
8404
0
1790
Honeywell International Inc
COM
438516106
344
3072
SH
SOLE
2872
0
200
Houghton Mifflin Harcourt Co
COM
44157r109
246
12315
SH
SOLE
5898
0
6417
Hugoton Royalty Trust
UNIT BEN INT
444717102
30
22000
SH
SOLE
22000
0
0
Illinois Tool Works Inc
COM
452308109
476
4642
SH
SOLE
4642
0
0
Illumina Inc
COM
452327109
344
2123
SH
SOLE
2123
0
0
Intel Corp
COM
458140100
1145
35408
SH
SOLE
32795
0
2613
Intellipharmaceutics Internati
COM
458173101
202
98600
SH
SOLE
98600
0
0
International Business Machine
COM
459200101
17519
115674
SH
SOLE
96587
0
19086
Invesco Van Kampen CA Value Mu
COM
46132h106
248
17881
SH
SOLE
17881
0
0
ishares Core MSCI EAFE ETF
CORE MSCI EAFE
46432f842
463
8709
SH
SOLE
7912
0
797
iShares Core S&P Total US Stoc
CORE S&P TTL STL
464287150
6037
64661
SH
SOLE
60089
0
4572
iShares DJ Select Dividend Ind
SELECT DIVID ETF
464287168
1054
12900
SH
SOLE
12350
0
550
iShares DJ US Healthcare Secto
US HLTHCARE ETF
464287762
327
2330
SH
SOLE
2330
0
0
iShares Floating Rate Note Fun
FLTG RATE BD ETF
46429b655
270
5346
SH
SOLE
5346
0
0
iShares iBonds Mar 2018 Corp
2018 CP TM ETF
46432faw7
270
2620
SH
SOLE
2620
0
0
iShares Iboxx High Yield Corpo
IBOX HI YD ETF
464288513
4074
49871
SH
SOLE
40377
0
9494
iShares MSCI Eafe Index Fund
MSCI EAFE ETF
464287465
4078
71350
SH
SOLE
69996
0
1354
iShares MSCI EAFE Minimum Vola
EAFE MIN VOL ETF
46429b689
389
5861
SH
SOLE
5861
0
0
iShares Russell 1000 Growth In
RUS 1000 GRW ETF
464287614
490
4907
SH
SOLE
4907
0
0
iShares Russell 1000 Index Fun
RUS 1000 ETF
464287622
325
2853
SH
SOLE
2853
0
0
iShares Russell 1000 Value Ind
RUS 1000 VAL ETF
464287598
393
3980
SH
SOLE
3980
0
0
iShares S&P 500 Index Fund
CORE S&P500 ETF
464287200
865
4187
SH
SOLE
3836
0
351
iShares S&P California Municip
CALI AMT-FRE ETF
464288356
305
2553
SH
SOLE
2553
0
0
iShares Short Maturity Municip
SHT MAT MUN ETF
46431w838
799
15950
SH
SOLE
15950
0
0
iShares Tr B-CA Rt Corp Bond
B CA RT CP ETF
46432f404
287
6671
SH
SOLE
6671
0
0
Javelin Mtg Invt Corp Com
COM
47200b104
72
10000
SH
SOLE
10000
0
0
JD.com Inc. - ADR
SPON ADR CL A
47215p106
265
10000
SH
SOLE
10000
0
0
Johnson & Johnson Com
COM
478160104
26577
245624
SH
SOLE
213966
0
31658
JPMorgan Chase & Co
COM
46625H100
712
12019
SH
SOLE
10830
0
1189
Just Energy Group Inc Com
COM
48213w101
59
10000
SH
SOLE
10000
0
0
Kayne Anderson Mdstm Com
COM
48661e108
148
13990
SH
SOLE
13990
0
0
Kellogg Co
COM
487836108
606
7920
SH
SOLE
3787
0
4133
Kraft Heinz Co.
COM
500754106
400
5098
SH
SOLE
5098
0
0
Las Vegas Sands Corp
COM
517834107
19113
369826
SH
SOLE
320673
0
49153
Lennar Corp
CL A
526057104
332
6875
SH
SOLE
6875
0
0
Leucadia National Corp
COM
527288104
1217
75253
SH
SOLE
74271
0
982
Level 3 Communications Inc
COM NEW
52729n308
25625
484871
SH
SOLE
419967
0
64904
Lionbridge Technologies Inc
COM
536252109
82
16197
SH
SOLE
16197
0
0
Lions Gate Entertainment Corp
COM NEW
535919203
2808
128490
SH
SOLE
127049
0
1441
Live Nation Entertainment Inc
COM
538034109
14747
661020
SH
SOLE
583828
0
77192
Lockheed Martin Corp
COM
539830109
775
3500
SH
SOLE
3147
0
353
Macy's Inc
COM
55616p104
424
9618
SH
SOLE
9618
0
0
Madison Square Garden Co/The
CL A
55825t103
367
2206
SH
SOLE
1052
0
1154
Magellan Midstream Partners LP
COM UNIT RP LP
559080106
447
6500
SH
SOLE
6500
0
0
Market Vectors Investment Grad
INVT GRD FL RT
57060u514
797
32350
SH
SOLE
32350
0
0
Market Vectors Short Municipal
MKTVEC SMUNETF
57060u803
801
45450
SH
SOLE
45450
0
0
McDonald's Corp
COM
580135101
1287
10237
SH
SOLE
9520
0
717
Mead Johnson Nutrition Co
COM
582839106
1998
23515
SH
SOLE
22025
0
1490
Medtronic PLC
SHS
g5960l103
23515
313531
SH
SOLE
267723
0
45808
Merck & Co Inc New Com
COM
58933Y105
22824
431373
SH
SOLE
371366
0
60007
Microsoft Corp
COM
594918104
98595
1785178
SH
SOLE
1681540
0
103638
Mohawk Industries Inc
COM
608190104
295
1547
SH
SOLE
1547
0
0
Molson Coors Brewing Co
CL B
60871R209
393
4086
SH
SOLE
1948
0
2138
Mondelez International Inc
CL A
609207105
29981
747276
SH
SOLE
638705
0
108572
Monogram Residential Trust, Inc.
COM
60979p105
126
12789
SH
SOLE
12789
0
0
Monsanto Co
COM
61166w101
10755
122580
SH
SOLE
105269
0
17311
Mylan Inc/PA
SHS EURO
n59465109
236
5100
SH
SOLE
5100
0
0
National Oilwell Varco Inc
COM
637071101
331
10658
SH
SOLE
10658
0
0
New Amererican High Income Fun
COM NEW
641876800
218
27071
SH
SOLE
27071
0
0
NextEra Energy Inc
COM
65339F101
292
2466
SH
SOLE
2466
0
0
Nielsen Holdings PLC
SHS EUR
g6518l108
15240
289403
SH
SOLE
244732
0
44671
NIKE Inc
CL B
654106103
202
3286
SH
SOLE
2286
0
1000
Nordic American Tankers LTD
COM
g65773106
524
37210
SH
SOLE
37210
0
0
Norwegion Cruis Line Holdings
SHS
g66721104
397
7177
SH
SOLE
3435
0
3742
Novartis AG
SPONSORED ADR
66987V109
1567
21633
SH
SOLE
21206
0
426
Novatel Wireless Inc
COM NEW
66987m604
18
10000
SH
SOLE
10000
0
0
Nuveen Build America Bond Fund
COM
67074c103
5832
270107
SH
SOLE
258112
0
11995
Nuveen Build America Bond Oppo
COM
67074q102
677
31461
SH
SOLE
30957
0
504
Nuveen CA Muni Advantage Fd
COM
67066Y105
580
36025
SH
SOLE
36025
0
0
Nuveen CA Muni Value Fund
COM
67062C107
3143
285970
SH
SOLE
284970
0
1000
Nuveen CA Municipal Value Fund
COM
6706EB106
195
10740
SH
SOLE
10140
0
600
Nuveen Credit Strategies Incom
COM SHS
67073d102
9414
1190083
SH
SOLE
1099387
0
90696
Nuveen Dividend Advantage Muni
COM
67070F100
543
36592
SH
SOLE
33021
0
3571
Nuveen Enhanced AMT-Free Muni
COM
67071l106
567
37408
SH
SOLE
33891
0
3517
Nuveen Enhanced Municipal Cred
COM SH BEN INT
67070x101
566
37819
SH
SOLE
34266
0
3553
Nuveen Floating Rate Income Op
COM SHS
6706EN100
167
16923
SH
SOLE
16923
0
0
Nuveen Global High Income Fund
SHS
67075g103
1678
120963
SH
SOLE
110397
0
10566
Nuveen Mun Opportunity Fd Inc
COM
670984103
541
36777
SH
SOLE
33189
0
3588
Nuveen Muni Advtg Fund
COM
67062h106
569
39682
SH
SOLE
35984
0
3698
Nuveen Preferred Income Opport
COM
67073b106
5760
615429
SH
SOLE
582982
0
32447
Nuveen Premium Income Municipa
COM
6706k4105
572
40817
SH
SOLE
37004
0
3813
Nuveen Quality Income Municipa
COM
670977107
540
36691
SH
SOLE
33111
0
3580
Nuveen Quality Municipal Fund
COM
67062n103
547
38417
SH
SOLE
34673
0
3744
Nuveen Quality Preferred Incom
COM
67072C105
2750
305858
SH
SOLE
294989
0
10869
Oaktree Capital Group LLC
UNIT CL A
674001201
14483
293596
SH
SOLE
260131
0
33465
Occidental Petroleum Corp
COM
674599105
10124
147940
SH
SOLE
125102
0
22838
ONEOK Inc
COM
682680103
257
8601
SH
SOLE
8601
0
0
Oracle Corp
COM
68389X105
30589
747706
SH
SOLE
641866
0
105840
Outerwall Inc.
COM
690070107
277
7480
SH
SOLE
7480
0
0
PACCAR Inc
COM
693718108
219
4000
SH
SOLE
4000
0
0
Pacific Premier Bancorp Inc.
COM
69478x105
415
19417
SH
SOLE
19417
0
0
Palo Alto Networks Inc
COM
697435105
349
2140
SH
SOLE
2140
0
0
PayPal Holdings Inc
COM
70450y103
1881
48737
SH
SOLE
48457
0
280
PCM Fund Inc
COM
69323T101
9808
1035742
SH
SOLE
982138
0
53604
Penn West Petroleum Ltd
COM
707887105
43
46000
SH
SOLE
46000
0
0
PepsiCo Inc
COM
713448108
2174
21218
SH
SOLE
19593
0
1625
Pfizer Inc
COM
717081103
44751
1509819
SH
SOLE
1225631
0
284187
PG&E Corp
COM
69331c108
251
4210
SH
SOLE
4210
0
0
Philip Morris International In
COM
718172109
41792
425969
SH
SOLE
366150
0
59818
Phillips 66
COM
718546104
245
2828
SH
SOLE
2728
0
100
PICO Holdings Inc
COM NEW
693366205
9419
920683
SH
SOLE
872557
0
48126
Pimco CA Municipal Income Fund
COM
72201c109
151
12884
SH
SOLE
12884
0
0
Pimco Corporate Opportunity Fu
COM
72201b101
12056
884547
SH
SOLE
836153
0
48394
PIMCO Dynamic Credit Income Fu
COM SHS
72202d106
10366
594384
SH
SOLE
568540
0
25844
PIMCO Dynamic Income Fund
SHS
72201y101
7040
270232
SH
SOLE
247998
0
22234
Pimco Enhanced Short Maturity
ENHAN SHRT MA AC
72201r833
827
8203
SH
SOLE
8203
0
0
Pimco Income Strategy Fund
COM
72201H108
838
87616
SH
SOLE
51461
0
36155
Pimco Income Strategy Fund II
COM
72201j104
9330
1066230
SH
SOLE
1017526
0
48704
Pimco Municipal Income Fund II
COM
72200w106
509
38445
SH
SOLE
38445
0
0
Pimco Municipal Income Fund II
COM
72201a103
590
48723
SH
SOLE
23979
0
24744
PIMCO Total Return ETF
TTL RTN ACTV ETF
72201r775
266
2525
SH
SOLE
2525
0
0
Powershares Emerging Markets D
SOVEREIGN DEBT
73936T573
301
10628
SH
SOLE
10628
0
0
Powershares QQQ
UNIT SER 1
73935a104
505
4629
SH
SOLE
4329
0
300
Procter & Gamble Co
COM
742718109
1772
21533
SH
SOLE
16579
0
4954
Prospect Capital Corp
COM
74348T102
328
45133
SH
SOLE
45133
0
0
Prudential Financial Inc
COM
744320102
897
12419
SH
SOLE
12419
0
0
Public Storage
COM
74460d109
748
2711
SH
SOLE
2611
0
100
QTS Realty Trust Inc
COM CL A
74736a103
296
6250
SH
SOLE
6250
0
0
QUALCOMM Inc
COM
747525103
16275
318239
SH
SOLE
258486
0
59753
Raytheon Co
COM NEW
755111507
255
2082
SH
SOLE
866
0
1216
Realty Income Corp
COM
756109104
463
7407
SH
SOLE
6571
0
836
Republic Services Inc
COM
760759100
17423
365637
SH
SOLE
306602
0
59035
Retail Opportunity Investments
COM
76131n101
5626
279611
SH
SOLE
259604
0
20007
Rexford Industrial Realty Inc
COM
76169c100
46016
2533922
SH
SOLE
2016867
0
517055
RLI Corp
COM
749607107
271
4051
SH
SOLE
4051
0
0
Rockwell Automation Inc
COM
773903109
369
3248
SH
SOLE
3248
0
0
Rockwell Collins Inc
COM
774341101
445
4825
SH
SOLE
4825
0
0
Royal Dutch Shell PLC - ADR A
SPONS ADR A
780259206
310
6394
SH
SOLE
6394
0
0
Rubicon Minerals Corp
COM
780911103
1
14000
SH
SOLE
14000
0
0
Schlumberger Ltd
COM
806857108
1246
16890
SH
SOLE
16007
0
883
Skyworks Solutions Inc
COM
83088m102
233
2996
SH
SOLE
2996
0
0
Source Capital Inc
COM
836144105
555
15577
SH
SOLE
13939
0
1638
SPDR BarCap ST High Yield Bond
SHT TRM HGH YLD
78468r408
2468
95577
SH
SOLE
83602
0
11975
SPDR Barclays Capital Short Te
BARC SHT TR CP
78464A474
965
31510
SH
SOLE
31510
0
0
SPDR Gold Trust
GLD SHS
78463v107
565
4803
SH
SOLE
4803
0
0
SPDR Nuveen Barclays Capital S
NUVN BR SHT MUNI
78468r739
799
16370
SH
SOLE
16370
0
0
Spdr S&P 500 Etf Tr Tr Unit
TR UNIT
78462F103
6833
33247
SH
SOLE
30815
0
2432
SPDR S&P Dividend ETF
S&P DIVID ETF
78464A763
288
3600
SH
SOLE
3600
0
0
Spectra Energy Corp
COM
847560109
339
11066
SH
SOLE
11066
0
0
Staples Inc
COM
855030102
325
29501
SH
SOLE
24626
0
4875
Starbucks Corp
COM
855244109
8850
148247
SH
SOLE
142392
0
5855
Starwood Property Trust Inc
COM
85571b105
17382
918222
SH
SOLE
808165
0
110057
Sunedison Inc
COM
86732y109
27
49680
SH
SOLE
49680
0
0
Sunstone Hotel Investors Inc
COM
867892101
270
19280
SH
SOLE
19280
0
0
Sysco Corp
COM
871829107
402
8600
SH
SOLE
8600
0
0
Tanzanian Royalty Exploration
COM
87600u104
26
117371
SH
SOLE
117371
0
0
Templeton Emerging Markets Inc
COM
880192109
1326
128990
SH
SOLE
124384
0
4606
Tesla Motors Inc
COM
88160r101
332
1447
SH
SOLE
851
0
596
Teva Pharmaceutical Industries
ADR
881624209
5366
100285
SH
SOLE
93865
0
6420
Ticc Capital Corp Com
COM
87244T109
121
25126
SH
SOLE
25126
0
0
Time Warner Cable Inc
COM
88732J207
335
1636
SH
SOLE
1636
0
0
Time Warner Inc
COM NEW
887317303
1470
20255
SH
SOLE
18434
0
1821
TJX Cos Inc
COM
872540109
23053
294231
SH
SOLE
248543
0
45688
Toll Brothers Inc
COM
889478103
353
11952
SH
SOLE
11952
0
0
Total SA
SPONSORED ADR
89151E109
263
5800
SH
SOLE
3300
0
2500
Travelers Cos Inc/The
COM
89417e109
363
3106
SH
SOLE
2406
0
700
Twenty First Centy Fox Cl A
CL A
90130a101
9844
353074
SH
SOLE
296736
0
56338
UCP Inc CL A
CL A
90265y106
2061
256383
SH
SOLE
252024
0
4359
Unilever NV
N Y SHS NEW
904784709
670
15000
SH
SOLE
15000
0
0
Union Pacific Corp
COM
907818108
413
5194
SH
SOLE
3092
0
2102
United Parcel Service Inc
CL B
911312106
31848
301961
SH
SOLE
254809
0
47152
United Technologies Corp
COM
913017109
543
5422
SH
SOLE
5422
0
0
UnitedHealth Group Inc
COM
91324P102
1250
9700
SH
SOLE
9700
0
0
Vanguard High Dividend Yield I
HIGH DIV YLD
921946406
259
3755
SH
SOLE
3755
0
0
Vanguard Mid Cap ETF
MID CAP ETF
922908629
2611
21536
SH
SOLE
21536
0
0
Vanguard REIT ETF
REIT ETF
922908553
3634
43364
SH
SOLE
38181
0
5183
Vanguard S&P 500 ETF
S&P 500 ETF SHS
922908363
3741
19841
SH
SOLE
19841
0
0
Vanguard S&P Small-Cap 600 ETF
SMLLCP 600 IDX
921932828
1274
12480
SH
SOLE
12480
0
0
Vanguard Short Term Corporate
SHTRM GVT BD ETF
92206c409
299
3741
SH
SOLE
3741
0
0
Vereit, Inc.
COM
92339v100
62918
7093363
SH
SOLE
5922309
0
1171054
Verizon Communications Inc
COM
92343v104
702
12980
SH
SOLE
10497
0
2483
Walgreen Co
COM
931427108
607
7200
SH
SOLE
6800
0
400
Wal-Mart Stores Inc
COM
931142103
407
5947
SH
SOLE
5780
0
167
Walt Disney Co
COM DISNEY
254687106
15912
160227
SH
SOLE
135696
0
24530
Wells Fargo & Co
COM
949746101
28166
582430
SH
SOLE
497215
0
85215
Western Asset Emerging Markets
COM
95766a101
428
29494
SH
SOLE
26706
0
2788
Western Asset Mtg Cap Com
COM
95790D105
111
11000
SH
SOLE
11000
0
0
WisdomTree Total Dividend Fund
TOTAL DIVID FD
97717w109
356
4800
SH
SOLE
4800
0
0
Wynn Resorts Ltd
COM
983134107
3514
37607
SH
SOLE
37340
0
267
Yahoo! Inc
COM
984332106
372
10106
SH
SOLE
10106
0
0
Zoetis Inc.
CL A
98978v103
606
13662
SH
SOLE
6516
0
7146