-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SXfll/QPHW9RphehtPKEXxWZYWKxSTGVpuquHXP9XF5jothTaWYzGss4aRe+tTyA kAvSLqqk43kYWi3PGfD1/A== 0001086763-11-000002.txt : 20110215 0001086763-11-000002.hdr.sgml : 20110215 20110215132614 ACCESSION NUMBER: 0001086763-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110215 DATE AS OF CHANGE: 20110215 EFFECTIVENESS DATE: 20110215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FOUNDATION ADVISORS CENTRAL INDEX KEY: 0001086763 IRS NUMBER: 330221828 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05785 FILM NUMBER: 11613435 BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVENUE STREET 2: STE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9494760300 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVENUE STREET 2: STE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER GROUP INVESTMENT MANAGEMENT INC /CA/ DATE OF NAME CHANGE: 20010509 FORMER COMPANY: FORMER CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA DATE OF NAME CHANGE: 19990519 13F-HR 1 inftable13f1210.txt 13F-HR FOR 12-31-2010 13F-HR Form 13F Holdings Report UNITED STATES SECURITIES AND EXCHANGE COMMISION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number This Amendment (Check only one.):[ ] is a restatement [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: First Foundation Advisors Address: 18101 Von Karman Avenue Suite 700 Irvine, CA 92612-1051 13F File Number: 28-05785 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedule, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gregory S. Bruce Title: Chief Compliance Officer Phone: 949-476-0300 Signature, Place, and Date of Signing: Gregory S. Bruce Irvine, California February 15, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 120 Form 13F Information Table Value Total: $366132 List of Other Included Managers: / NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579y101 7339 85043 SH SOLE 85043 Abbott Laboratories COM 002824100 3252 67887 SH SOLE 67887 Accenture Ltd Cl A SHS CLASS A G1151C101 6478 133593 SH SOLE 133593 Adobe Systems Inc COM 00724f101 242 7868 SH SOLE 7868 Alcon Inc. COM SHS H01301102 4510 27599 SH SOLE 27599 Alpine Total Dynamic Divid F COM SBI 021060108 155 26130 SH SOLE 26130 Altria Group Inc COM 02209s103 8367 339833 SH SOLE 339833 Amgen COM 031162100 326 5940 SH SOLE 5940 AON Corp COM 037389103 9966 216602 SH SOLE 216602 Apple Computer COM 037833100 1257 3897 SH SOLE 3897 Applied Materials Inc COM 038222105 8407 598355 SH SOLE 598355 Arrowhead Research Corp COM 042797100 18 20000 SH SOLE 20000 AT&T COM 00206r102 1721 58574 SH SOLE 58574 Automatic Data Processing COM 053015103 7224 156101 SH SOLE 156101 Bank of America Corp COM 060505104 307 23000 SH SOLE 23000 Bank of New York Mellon COM 064058100 11325 375006 SH SOLE 375006 Baxter International COM 071813109 7410 146375 SH sOLE 146375 Berkshire Hathaway Inc Cl A CL A 084670108 1927 16 SH SOLE 16 Berkshire Hathaway Inc Cl B CL B 084670207 6765 84441 SH SOLE 84441 Blackrock Floating Rate Inc S COM 09255x100 7700 517459 SH SOLE 517459 Blackrock Floating Rate Inc T COM 091941104 331 20000 SH SOLE 20000 Blackrock Inc COM 09247x101 8605 45153 SH SOLE 45153 Blackrock Ltd Duration COM SHS 09249w101 737 45238 SH SOLE 45238 BP PLC SPONSORED ADR 055622104 236 5340 SH SOLE 5340 Brown Foreman Corp Cl B CL B 115637209 345 4949 SH SOLE 4949 Calamos Strategic Total Ret COM SH BEN INT 128125101 224 24178 SH SOLE 24178 Canadian Natural Resources COM 136385101 8848 199514 SH SOLE 199514 Caterpillar COM 149123101 217 2320 SH SOLE 2320 Ceradyne Inc COM 156710105 321 10165 SH SOLE 10165 Chevron Corp COM 166764100 1909 20924 SH SOLE 20924 Cisco Systems Inc. COM 17275r102 412 20351 SH SOLE 20351 Citigroup Inc COM 172967101 321 67950 SH SOLE 67950 Coca Cola COM 191216100 310 4714 SH SOLE 4714 Colgate Palmolive COM 194162103 287 3566 SH SOLE 3566 ConocoPhillips COM 20825c104 311 4564 SH SOLE 4564 CVS Corp. COM 126650100 8952 257474 SH SOLE 257474 Dell Inc COM 24702r101 3668 270727 SH SOLE 270727 Diageo ADR SPON ADR NEW 25243q205 7548 101553 SH SOLE 101553 Disney Walt Co COM DISNEY 254687106 390 10396 SH SOLE 10396 Du Pont E I De Nemours COM 263534109 203 4063 SH SOLE 4063 Eaton Vance Limited Dur Inc FD COM 27828h105 275 17127 SH SOLE 17127 Electronic Arts Inc COM 285512109 1820 111138 SH SOLE 111138 Eli Lilly & Co. COM 532457108 321 9151 SH SOLE 9151 Emerson Electric COM 291011104 289 5051 SH SOLE 5051 Enterprise Partners LP COM 293792107 351 8434 SH SOLE 8434 Exelon Corporation COM 30161n101 6931 166448 SH SOLE 166448 Exxon Mobil Corp COM 30231g102 11430 156315 SH SOLE 156315 General Dynamics COM 369550108 7669 108077 SH SOLE 108077 General Electric Company COM 369604103 866 47365 SH SOLE 47365 GoldCorp Inc COM 380956409 440 9559 SH SOLE 9559 Hewlett Packard Company COM 428236103 1083 25730 SH SOLE 25730 Home Depot Inc COM 437076102 6296 179587 SH SOLE 179587 Int'l Business Machines Corp COM 459200101 13716 93459 SH SOLE 93459 Illinois Tool Works COM 452308109 203 3800 SH SOLE 3800 Intel Corp COM 458140100 286 13589 SH SOLE 13589 iShares GS$ Inves Top Corp Bd IBOXX INV CPBD 464287242 1098 10129 SH SOLE 10129 iShares Lehman Tres Infl Prot BARCLYS TIPS BD 464287176 1098 10212 SH SOLE 10212 iShares MSCI Eafe Index Fund MSCI EAFE IDX 464287465 930 15975 SH SOLE 15975 iShares MSCI Emerging Mkts Idx MSCI EMERGING MKT464287234 392 8235 SH SOLE 8235 Johnson & Johnson COM 478160104 8146 131711 SH SOLE 131711 JPMorgan Chase COM 46625h100 218 5133 SH SOLE 5133 Kinder Morgan Energy LP Unit UT LTD PARTNER 494550106 388 5516 SH SOLE 5516 Kraft Foods Inc A COM 50075n104 7514 238451 SH SOLE 238451 Level 3 Communications COM 52729n100 1278 1304469 SH SOLE 1304469 Liberty All Star Equity Fund SH BEN INT 530158104 208 42253 SH SOLE 42253 Lorillard Inc COM 544147101 2659 32399 SH SOLE 32399 McDonalds Corporation COM 580135101 3152 41059 SH SOLE 41059 Microsoft Corp. COM 594918104 7977 285812 SH SOLE 285812 Motricity COM 620107102 1277 68771 SH SOLE 68771 National Oilwell Varco Inc COM 637071101 727 10803 SH SOLE 10803 Neuberger Berman CA Int Muni FDCOM 64123c101 228 15900 SH SOLE 15900 Neuberger Berman Real Estate S COM 64190a103 40 10000 SH SOLE 10000 NextEra Energy, Inc COM 65339F101 1243 23900 SH SOLE 23900 NFJ Dividend Int Prem Strategy COM SHS 65337h109 204 11627 SH SOLE 11627 Nuveen Build Amercia Bond Fd COM 67074c103 186 10098 SH SOLE 10098 Nuveen CA Muni Value Fund COM 67062c107 4982 577335 SH SOLE 577335 Nuveen Floating Rate Income OppCOM SHS 6706en100 169 14018 SH SOLE 14018 Nuveen Multi-Strategy Inc & Gr COM 67073b106 133 15959 SH SOLE 15959 Nuveen Multi-Strategy Inc & G2 COM SHS 67073d102 195 22174 SH SOLE 22174 Nuveen Municipal Value Fund COM 670928100 123 13400 SH SOLE 13400 Nuveen Sel Tax Free Inc II SH BEN INT 67063c106 1080 84818 SH SOLE 84818 Occidental Petroleum COM 674599105 6626 67546 SH SOLE 67546 Oracle Corp COM 68389x105 405 12951 SH SOLE 12951 PCM Fund Inc COM 69323t101 10740 994415 SH SOLE 994415 Pepsico Inc COM 713448108 7153 109496 SH SOLE 109496 Pfizer Inc. COM 717081103 700 40003 SH SOLE 40003 Phillip Morris International COM 718172109 7742 132275 SH SOLE 132275 Pimco CA Muncipal Income Fund COM 72200n106 149 12010 SH SOLE 12010 Pimco CA Muni Income Fund III COM 72201c109 1726 191599 SH SOLE 191599 Pimco Income Strategy Fund COM 72201h108 665 57844 SH SOLE 57844 Pimco Income Strategy Fund II COM 72201j104 6758 682667 SH SOLE 682667 Powershares Emerging Mkts Debt SOVEREIGN DEBT 73936T573 310 11621 SH SOLE 11621 Proctor & Gamble Co COM 742718109 8130 126377 SH SOLE 126377 Public Storage COM 74460d109 265 2611 SH SOLE 2611 Qualcomm Inc COM 747525103 15427 311714 SH SOLE 176714 135000 Range Resources Corp COM 75281A109 605 13451 SH SOLE 13451 Republic Services Inc. COM 760759100 7908 264852 SH SOLE 264852 Royal Bank of Scotland 7.25% T SP ADR PREF T 780097713 197 12200 SH SOLE 12200 Royal Dutch Shell Plc - Adr A SPONs ADR A 780259206 232 3476 SH SOLE 3476 S&P Dep Receipts Trust Ser I UNIT SER I 78462f103 1742 13856 SH SOLE 13856 Schlumberger Ltd COM 806857108 1802 21576 SH SOLE 21576 Smith & Wesson Inc COM 831756101 37 10000 SH SOLE 10000 SPDR Barclays Capital High Yld BRCLYS YLD ETF 78464A417 263 6630 SH SOLE 6630 SPDR Gold Trust GOLD SHS 78463v107 357 2577 SH SOLE 2577 Starbucks Corp COM 855244109 204 6346 SH SOLE 6346 Suncor Energy Inc COM 867224107 9648 252047 SH SOLE 252047 Thermo Fisher Scientific COM 883556102 6663 120355 SH SOLE 120355 TJX Companies Inc. COM 872540109 6333 142669 SH SOLE 142669 Total S A Spon ADR SPONSORED ADR 89151E109 1942 36306 SH SOLE 36306 United Parcel Service CL B CL B 911312106 8378 115436 SH SOLE 115436 United Technologies Corp COM 913017109 301 3822 SH SOLE 3822 UnitedHealth Group Inc COM 91324p102 336 9310 SH SOLE 9310 Vanguard Total Bond Market ETF TOTAL BND MRKT 921937835 491 6120 SH SOLE 6120 Verizon Communications COM 92343v104 209 5829 SH SOLE 5829 Volcom Inc COM 92864n101 481 25500 SH SOLE 25500 Wal Mart Stores Inc COM 931142103 434 8053 SH SOLE 8053 Waste Management Inc COM 94106l109 216 5869 SH SOLE 5869 Wells Fargo Multi-Sect Inc FD COM SHS 94987d101 6750 440621 SH SOLE 440621 Western Asset Inter Muni Fund COM 958435109 147 15600 SH SOLE 15600 Western Union Co COM 959802109 7168 386005 SH SOLE 386005
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