0001086763-11-000006.txt : 20110816
0001086763-11-000006.hdr.sgml : 20110816
20110815195625
ACCESSION NUMBER: 0001086763-11-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110816
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110816
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST FOUNDATION ADVISORS
CENTRAL INDEX KEY: 0001086763
IRS NUMBER: 330221828
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05785
FILM NUMBER: 111038496
BUSINESS ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 9494760300
MAIL ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE
STREET 2: STE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER GROUP INVESTMENT MANAGEMENT INC /CA/
DATE OF NAME CHANGE: 20010509
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA
DATE OF NAME CHANGE: 19990519
13F-HR
1
inftable13f0611.txt
13F-HR FOR 06-30-2011
13F-HR
Form 13F Holdings Report
UNITED STATES
SECURITIES AND EXCHANGE COMMISION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: June 30,2011
Check here if Amendment [ ]; Amendment Number
This Amendment (Check only one.):[ ] is a restatement
[ ] adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: First Foundation Advisors
Address: 18101 Von Karman Avenue
Suite 700
Irvine, CA 92612-1051
13F File Number: 28-05785
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedule, lists, and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gregory S. Bruce
Title: Chief Compliance Officer
Phone: 949-476-0300
Signature, Place, and Date of Signing:
Gregory S. Bruce Irvine, California August 15, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 125
Form 13F Information Table Value Total: $425069
List of Other Included Managers:
/
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Company COM 88579y101 8587 90537 SH SOLE 84678 5860
Abbott Laboratories COM 002824100 404 7675 SH SOLE 7675
Aberdeen Asia Pacific Inc Fd COM 003009107 78 10700 SH SOLE 10700
Accenture Ltd Cl A SHS CLASS A G1151C101 9021 149299 SH SOLE 138216 11083
Alpine Total Dynamic Divid F COM SBI 021060108 159 26130 SH SOLE 26130
Altria Group Inc COM 02209s103 10902 412788 SH SOLE 383370 29418
Amercian Express COM 025816109 736 14232 SH SOLE 12732 1500
Amgen COM 031162100 288 4940 SH SOLE 4940
AON Corp COM 037389103 12109 236040 SH SOLE 221943 14098
Apple Computer COM 037833100 1298 3867 SH SOLE 3867
Applied Materials Inc COM 038222105 8323 639763 SH SOLE 586449 53313
Archer-Daniels Midland COM 039483102 8824 292674 SH SOLE 273115 19559
Arrowhead Research Corp COM 042797100 10 20000 SH SOLE 20000
AT&T COM 00206r102 914 29090 SH SOLE 28151 939
Automatic Data Processing COM 053015103 212 4031 SH SOLE 4031
Bank of America Corp COM 060505104 142 12923 SH SOLE 12923
Bank of New York Mellon COM 064058100 10533 411123 SH SOLE 390416 20706
Baxter International COM 071813109 10046 168310 SH SOLE 156876 11434
Berkshire Hathaway Inc Cl A CL A 084670108 1742 15 SH SOLE 15
Berkshire Hathaway Inc Cl B CL B 084670207 7760 100270 SH SOLE 94457 5813
Blackrock Floating Rate Inc S COM 09255x100 6221 407430 SH SOLE 391621 15809
Blackrock Floating Rate Inc T COM 091941104 311 20000 SH SOLE 0 20000
Blackrock Inc COM 09247x101 9585 49974 SH SOLE 46694 3280
Boeing COM 097023105 258 3486 SH SOLE 3486
Brown Foreman Corp Cl B CL B 115637209 370 4949 SH SOLE 4949
Calamos Strategic Total Ret COM SH BEN INT 128125101 211 22062 SH SOLE 5426 16636
Canadian Natural Resources COM 136385101 9959 237906 SH SOLE 218642 19264
Capstead Mtg Corp COM NO PAR 14067e506 201 15000 SH SOLE 15000
Caterpillar COM 149123101 343 3220 SH SOLE 3220
Chevron Corp COM 166764100 2639 25660 SH SOLE 25660
Chimera Investment Corp COM 16934q109 35 10000 SH SOLE 10000
Cisco Systems Inc. COM 17275r102 449 28732 SH SOLE 26869 1863
Citigroup Inc COM 172967101 331 7939 SH SOLE 7939
Coca Cola COM 191216100 425 6312 SH SOLE 6312
Colgate Palmolive COM 194162103 312 3566 SH SOLE 3566
ConocoPhillips COM 20825c104 385 5117 SH SOLE 5117
CVS Corp. COM 126650100 11056 294198 SH SOLE 271647 22551
Diageo ADR SPON ADR NEW 25243q205 9354 114249 SH SOLE 104688 9561
Disney Walt Co COM DISNEY 254687106 5711 146276 SH SOLE 135911 10365
Dominion Resources VA COM 25746u109 299 6190 SH SOLE 6190
Du Pont E I De Nemours COM 263534109 231 4274 SH SOLE 4274
Eaton Vance Limited Dur Inc FD COM 27828h105 292 17756 SH SOLE 4972 12784
Edward Life Sciences COM 28176e108 406 4655 SH SOLE 4655
Eli Lilly & Co. COM 532457108 345 9191 SH SOLE 9191
Emerson Electric COM 291011104 300 5326 SH SOLE 5326
Enterprise Partners LP COM 293792107 357 8262 SH SOLE 8262
Exelon Corporation COM 30161n101 7453 173965 SH SOLE 160376 13589
Exxon Mobil Corp COM 30231g102 9713 119355 SH SOLE 111526 7829
Flagstar Bancorp Inc COM NEW 337930507 18 15183 SH SOLE 15183
Frontier Communications COM 35906a108 205 25395 SH SOLE 25395
General Dynamics COM 369550108 9329 125194 SH SOLE 116119 9076
General Electric Company COM 369604103 995 52764 SH SOLE 52515 249
Goldman Sachs Group Inv COM 38141g104 9919 74527 SH SOLE 74527
Hewlett Packard Company COM 428236103 545 14981 SH SOLE 14981
Home Depot Inc COM 437076102 8403 232012 SH SOLE 208848 23164
Int'l Business Machines Corp COM 459200101 14615 85191 SH SOLE 78912 6279
Illinois Tool Works COM 452308109 240 4247 SH SOLE 4247
Intel Corp COM 458140100 253 11433 SH SOLE 11433
iShares Barclays Tips Bond BARCLYS TIPS BD 464287176 1058 9560 SH SOLE 120 9440
iShares iBox $ Invest Grade C IBOXX INV CPBD 464287242 333 3021 SH SOLE 2193 828
iShares MSCI Eafe Index Fund MSCI EAFE IDX 464287465 750 12465 SH SOLE 12465
iShares MSCI Emerging Mkts Idx MSCI EMERGING MKT464287234 280 5887 SH SOLE 4886 1001
Johnson & Johnson COM 478160104 10692 160738 SH SOLE 138985 21752
JPMorgan Chase COM 46625h100 284 6934 SH SOLE 6934
Kinder Morgan Energy LP Unit UT LTD PARTNER 494550106 444 6116 SH SOLE 5516 600
Kraft Foods Inc A COM 50075n104 9651 273939 SH SOLE 273939
Level 3 Communications COM 52729n100 198 81019 SH SOLE 76256 4763
Liberty All Star Equity Fund SH BEN INT 530158104 264 50970 SH SOLE 36963 14007
Lockheed Martin Corp COM 539830109 8497 104937 SH SOLE 99045 5892
McDonalds Corporation COM 580135101 3039 36043 SH SOLE 36043
MFA Financial Inc COM 55272x102 80 10000 SH SOLE 10000
Microsoft Corp. COM 594918104 8051 309644 SH SOLE 289659 19985
Morgan Stanley COM NEW 617446448 357 15507 SH SOLE 15507
Motricity COM 620107102 532 68771 SH SOLE 0 68771
Nalco Holding Company COM 62985q101 10343 371929 SH SOLE 343669 28260
National Oilwell Varco Inc COM 637071101 863 11033 SH SOLE 11033
Neuberger Berman CA Int Muni FDCOM 64123c101 224 15900 SH SOLE 10600 5300
Neuberger Berman Real Estate S COM 64190a103 43 10000 SH SOLE 10000
Nuveen Build Amercia Bond Fd COM 67074c103 247 12990 SH SOLE 2892 10098
Nuveen CA Muni Value Fund COM 67062c107 4633 524673 SH SOLE 476835 47838
Nuveen Multi-Strategy Inc & Gr COM 67073b106 126 14314 SH SOLE 2417 11897
Nuveen Multi-Strategy Inc & G2 COM SHS 67073d102 175 19174 SH SOLE 3710 15464
Nuveen Municipal Value Fund COM 670928100 119 12900 SH SOLE 12900
Nuveen Sel Tax Free Inc II SH BEN INT 67063c106 1088 84818 SH SOLE 64418 20400
Occidental Petroleum COM 674599105 5222 50187 SH SOLE 45950 4237
Oculus Innovative Sciences Inc COM 67575p108 62 33778 SH SOLE 33778
Oracle Corp COM 68389x105 407 12368 SH SOLE 12368
Paramount Gold & Silver Corp COM 69924p102 52 16000 SH SOLE 16000
PCM Fund Inc COM 69323t101 10926 958388 SH SOLE 909758 48630
Pepsico Inc COM 713448108 8546 121338 SH SOLE 112667 8671
Pfizer Inc. COM 717081103 876 42509 SH SOLE 42509
Phillip Morris International COM 718172109 9787 146579 SH SOLE 138343 8236
Pimco CA Muncipal Income Fund COM 72200n106 154 12010 SH SOLE 12010
Pimco CA Muni Income Fund III COM 72201c109 1751 189901 SH SOLE 161401 28500
Pimco Income Strategy Fund COM 72201h108 717 55443 SH SOLE 46601 8842
Pimco Income Strategy Fund II COM 72201j104 6685 620703 SH SOLE 598855 21848
Powershares Emerging Mkts Debt SOVEREIGN DEBT 73936T573 331 12218 SH SOLE 12218
Proctor & Gamble Co COM 742718109 9081 142846 SH SOLE 136316 6530
Progress Energy Inc COM 743263105 201 4180 SH SOLE 4180
Public Storage COM 74460d109 298 2611 SH SOLE 2611
Qualcomm Inc COM 747525103 14396 253502 SH SOLE 131826 121676
Republic Services Inc. COM 760759100 13207 428113 SH SOLE 395917 32196
Royal Bank of Scotland 7.25% T SP ADR PREF T 780097713 229 12200 SH SOLE 12200
S&P Dep Receipts Trust Ser I UNIT SER I 78462f103 1091 8265 SH SOLE 7632 633
Scana Corp COM 80589m102 236 6000 SH SOLE 6000
Schlumberger Ltd COM 806857108 1989 23018 SH SOLE 23018
Smith & Wesson Inc COM 831756101 30 10000 SH SOLE 10000
SPDR Barclays Capital High Yld BRCLYS YLD ETF 78464A417 267 6630 SH SOLE 6630
SPDR Gold Trust GOLD SHS 78463v107 462 3165 SH SOLE 3165
Suncor Energy Inc COM 867224107 5249 134235 SH SOLE 122590 11645
Teva Pharmeceutical ADR 881624209 4985 103375 SH SOLE 97345 6030
Thermo Fisher Scientific COM 883556102 9135 141866 SH SOLE 131473 10393
TJX Companies Inc. COM 872540109 8329 158557 SH SOLE 147638 10919
Total S A Spon ADR SPONSORED ADR 89151E109 912 15759 SH SOLE 15759
TSW Strategic Income Fund Inc COM 872340104 134 25205 SH SOLE 5703 19502
United Parcel Service CL B CL B 911312106 9704 133054 SH SOLE 125354 7700
United Technologies Corp COM 913017109 429 4847 SH SOLE 4847
UnitedHealth Group Inc COM 91324p102 480 9301 SH SOLE 9301
Verizon Communications COM 92343v104 267 7164 SH SOLE 7164
Wal Mart Stores Inc COM 931142103 245 4602 SH SOLE 4602
Waste Management Inc COM 94106l109 244 6555 SH SOLE 6555
Wellpoint Health Networks COM 94973v107 6530 82900 SH SOLE 77716 5184
Wells Fargo Multi-Sect Inc FD COM SHS 94987d101 6359 412904 SH SOLE 362927 49977
Western Asset Inter Muni Fund COM 958435109 148 15600 SH SOLE 15600
Western Union Co COM 959802109 8383 418515 SH SOLE 379804 38711