-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O5OzTmblPx6KHp96Ct6CoqmvpP9tLpOixdrFzP+wUh5cC4hh0MW25WBqrMWkyeSV XuxfxXd5OhqVo1/fwvAFsw== 0001086763-10-000010.txt : 20100816 0001086763-10-000010.hdr.sgml : 20100816 20100816152450 ACCESSION NUMBER: 0001086763-10-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FOUNDATION ADVISORS CENTRAL INDEX KEY: 0001086763 IRS NUMBER: 330221828 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05785 FILM NUMBER: 101019324 BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVENUE STREET 2: STE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9494760300 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVENUE STREET 2: STE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER GROUP INVESTMENT MANAGEMENT INC /CA/ DATE OF NAME CHANGE: 20010509 FORMER COMPANY: FORMER CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA DATE OF NAME CHANGE: 19990519 13F-HR 1 inftable13f0610.txt 13F-HR FOR 06/30/2010 13F-HR Form 13F Holdings Report UNITED STATES SECURITIES AND EXCHANGE COMMISION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number 1 This Amendment (Check only one.):[ ] is a restatement [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: First Foundation Advisors Address: 18101 Von Karman Avenue Suite 700 Irvine, CA 92612-1051 13F File Number: 28-05785 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedule, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gregory S. Bruce Title: Chief Compliance Officer Phone: 949-476-0300 Signature, Place, and Date of Signing: Gregory S. Bruce Irvine, California August 16,2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 122 Form 13F Information Table Value Total: $297,374 List of Other Included Managers: / NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579y101 5996 75906 SH SOLE 75906 Abbott Laboratories COM 002824100 3113 66550 SH SOLE 66550 Accenture Ltd Cl A SHS CLASS A G1151C101 4479 115887 SH SOLE 115887 Adobe Systems Inc COM 00724f101 355 13416 SH SOLE 13416 Alcon Inc. COM SHS H01301102 4418 29811 SH SOLE 29811 Altria Group Inc COM 02209s103 3155 157432 SH SOLE 157432 AON Corp COM 037389103 6439 173465 SH SOLE 173465 Apache Corp. COM 037411105 826 9805 SH SOLE 9805 Apple Computer COM 037833100 638 2538 SH SOLE 2538 Applied Materials Inc COM 038222105 5622 467742 SH SOLE 467742 Arrowhead Research Corp COM 042797100 22 20000 SH SOLE 20000 AT&T COM 00206r102 1728 71431 SH SOLE 71431 Automatic Data Processing COM 053015103 5231 129936 SH SOLE 129936 Bank of America Corp COM 060505104 452 31436 SH SOLE 31436 Bank of New York Mellon COM 064058100 5065 205142 SH SOLE 205142 Barrick Gold Corp COM 067901108 251 5520 SH SOLE 5520 Baxter International COM 071813109 5048 124201 SH sOLE 124201 Berkshire Hathaway Inc Cl A CL A 084670108 1800 15 SH SOLE 15 Berkshire Hathaway Inc Cl B CL B 084670207 6283 78838 SH SOLE 78838 Blackrock Floating Rate Inc S COM 09255x100 8054 558142 SH SOLE 558142 Blackrock Floating Rate Inc T COM 091941104 276 20000 SH SOLE 20000 Blackrock Inc COM 09247x101 4729 32977 SH SOLE 32977 Blackrock Ltd Duration COM SHS 09249w101 836 51530 SH SOLE 51530 Brown Foreman Corp Cl B CL B 115637209 283 4949 SH SOLE 4949 Calamos Strategic Total Ret COM SH BEN INT 128125101 169 21935 SH SOLE 21935 Canadian Natural Resources COM 136385101 5473 164715 SH SOLE 164715 Caterpillar COM 149123101 1576 26232 SH SOLE 26232 Chevron Texaco Corp COM 166764100 1129 16634 SH SOLE 16634 Cisco Systems Inc. COM 17275r102 275 12883 SH SOLE 12883 Citigroup Inc COM 172967101 72 19269 SH SOLE 19269 Cohen & Steers Slct Util Fd COM 19248a109 133 10524 SH SOLE 10524 Colgate Palmolive COM 194162103 277 3517 SH SOLE 3517 Comcast Corp Cl A Special CL A SPL 20030N200 730 44418 SH SOLE 44418 CVS Corp. COM 126650100 1662 56688 SH SOLE 56688 Deere Co COM 244199105 1953 35084 SH SOLE 35084 Dell Inc COM 24702r101 3967 328936 SH SOLE 328936 Diageo ADR SPON ADR NEW 25243q205 4860 77463 SH SOLE 77463 Disney Walt Co COM DISNEY 254687106 224 7105 SH SOLE 7105 Eaton Vance Limited Dur Inc FD COM 27828h105 306 19127 SH SOLE 19127 Electronic Arts Inc COM 285512109 2051 142437 SH SOLE 142437 Eli Lilly & Co. COM 532457108 307 9151 SH SOLE 9151 Enterprise Partners LP COM 293792107 582 16464 SH SOLE 16464 Evergreen Multi-Sect Inc FD COM SHS 30024y104 6930 472374 SH SOLE 472374 Exelon Corporation COM 30161n101 4106 108134 SH SOLE 108134 Exxon Mobil Corp COM 30231g102 7590 132999 SH SOLE 132999 General Dynamics COM 369550108 4378 74761 SH SOLE 74761 General Electric Company COM 369604103 777 53884 SH SOLE 53884 Genzyme Corp. COM 372917104 4421 87080 SH SOLE 87080 GoldCorp Inc COM 380956409 419 9559 SH SOLE 9559 Golden Star Resources Ltd. COM 38119t104 51 11708 SH SOLE 11708 Hewlett Packard Company COM 428236103 2408 55635 SH SOLE 55635 Home Depot Inc COM 437076102 3379 120390 SH SOLE 120390 Int'l Business Machines Corp COM 459200101 7879 63808 SH SOLE 63808 Ingersoll-Rand company SHS G47791101 1067 30930 SH SOLE 30930 iShares GS$ Inves Top Corp Bd IBOXX INV CPBD 464287242 323 2974 SH SOLE 2974 iShares Lehman Tres Infl Prot BARCLYS TIPS BD 464287176 1078 10079 SH SOLE 10079 iShares MSCI Eafe Index Fund MSCI EAFE IDX 464287465 347 7454 SH SOLE 7454 iShares S&P S/T Natl AMT-Free S&P SH NTL AMTFR 464288158 2248 21300 SH SOLE 21300 Johnson & Johnson COM 478160104 6184 104708 SH SOLE 104708 JPMorgan Chase COM 46625h100 754 20586 SH SOLE 20586 Kinder Morgan Energy LP Unit UT LTD PARTNER 494550106 840 12906 SH SOLE 12906 Kinross Gold Corp COM NO PAR 496902404 201 11773 SH SOLE 11773 Kraft Foods Inc A COM 50075n104 5589 199618 SH SOLE 199618 Level 3 Communications COM 52729n100 1918 1759313 SH SOLE 1759313 Lorillard Inc COM 544147101 2509 34855 SH SOLE 34855 McDonalds Corporation COM 580135101 3380 51313 SH SOLE 51313 Merck & Company Inc COM 58933y105 917 26224 SH SOLE 26224 Microsoft Corp. COM 594918104 5677 246733 SH SOLE 246733 Monsanto Corp COM 61166w101 1995 43174 SH SOLE 43174 Nam Tai Electronics Inc COM PAR $0.02 629865205 50 12048 SH SOLE 12048 National Oilwell Varco Inc COM 637071101 353 10662 SH SOLE 10662 Neuberger Berman CA Int Muni FDCOM 64123c101 223 15900 SH SOLE 15900 Neuberger Berman Real Estate S COM 64190a103 131 39090 SH SOLE 39090 NextEra Energy, Inc COM 65339F101 1904 39050 SH SOLE 39050 Nextwave Wireless Inc COM 65337y102 52 48410 SH SOLE 48410 Northgate Minerals Corp COM 666416102 50 16513 SH SOLE 16513 Northrop Gruman Corp COM 666807102 2244 41223 SH SOLE 41223 Nuveen Build Amercia Bond Fd COM 67074c103 200 10098 SH SOLE 10098 Nuveen CA Insd Premium Inc FD 2COM 67061u108 201 14051 SH SOLE 14051 Nuveen CA Muni Value Fund COM 67062c107 5421 589262 SH SOLE 589262 Nuveen Floating Rate Income OppCOM SHS 6706en100 159 14018 SH SOLE 14018 Nuveen Multi-Strategy Inc & Gr COM 67073b106 99 13542 SH SOLE 13542 Nuveen Multi-Strategy Inc & G2 COM SHS 67073d102 173 22174 SH SOLE 22174 Nuveen Municipal Value Fund COM 670928100 133 13400 SH SOLE 13400 Nuveen NJ Inv Quality Muni FD COM 670971100 257 18700 SH SOLE 18700 Nuveen NJ Premium Inc Muni FD COM 67101n106 412 28100 SH SOLE 28100 Nuveen Sel Tax Free Inc II SH BEN INT 67063c106 1700 121718 SH SOLE 121718 Oracle Corp COM 68389x105 227 10565 SH SOLE 10565 PCM Fund Inc COM 69323t101 10214 1024474 SH SOLE 1024474 Pepsico Inc COM 713448108 5932 97327 SH SOLE 97327 Pfizer Inc. COM 717081103 477 33473 SH SOLE 33473 Phillip Morris International COM 718172109 6790 148124 SH SOLE 148124 Pimco CA Muni Income Fund III COM 72201c109 2016 198988 SH SOLE 198988 Pimco Income Strategy Fund COM 72201h108 631 58682 SH SOLE 58682 Pimco Income Strategy Fund II COM 72201j104 7163 723502 SH SOLE 723502 Pimco NY Muni Income Fund III COM 72201e105 238 25211 SH SOLE 25211 Powershares Build America Bd FdBUILD AMER ETF 73937b407 201 7707 SH SOLE 7707 Proctor & Gamble Co COM 742718109 3422 57045 SH SOLE 57045 Qualcomm Inc COM 747525103 13508 411316 SH SOLE 276316 135000 Quicksilver Resources Inc COM 74837R104 238 21600 SH SOLE 21600 Range Resources Corp COM 75281A109 1463 36449 SH SOLE 36449 Republic Services Inc. COM 760759100 6684 224823 SH SOLE 224823 Royal Bank of Scotland 7.25% T SP ADR PREF T 780097713 148 12200 SH SOLE 12200 S&P Dep Receipts Trust Ser I UNIT SER I 78462f103 2786 26994 SH SOLE 26994 Seacoast Banking Corp of FL COM 811707306 15 10917 SH SOLE 10917 Smith & Wesson Inc COM 831756101 41 10000 SH SOLE 10000 Smith International COM 832110100 698 18535 SH SOLE 18535 SPDR DJ Wilshire Int'l RE DJ INTL RL ETF 78463X863 299 9580 SH SOLE 9580 SPDR Gold Trust GOLD SHS 78463v107 880 7228 SH SOLE 7228 SPDR Nuveen Barclays Capital S NUVN BR SHT MUNI 78464A425 2253 93500 SH SOLE 93500 Suncor Energy Inc COM 867224107 6747 229182 SH SOLE 229182 The Travelers Companies Inc COM 89417e109 982 19941 SH SOLE 19941 Thermo Fisher Scientific COM 883556102 3564 72663 SH SOLE 72663 Time Warner Cable Inc COM 88732J207 3388 65063 SH SOLE 65063 Total S A Spon ADR SPONSORED ADR 89151E109 1572 35224 SH SOLE 35224 United Parcel Service CL B CL B 911312106 5590 98262 SH SOLE 98262 United Technologies Corp COM 913017109 216 3326 SH SOLE 3326 Verizon Communications COM 92343v104 203 7260 SH SOLE 7260 Walgreen Co COM 931422109 2451 91805 SH SOLE 91805 Wal Mart Stores Inc COM 931142103 1796 37358 SH SOLE 37358 Western Asset Emerging Mkt DebtCOM 95766a101 7991 461107 SH SOLE 461107 Western Union Co COM 959802109 4578 307068 SH SOLE 307068
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