-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ErkCZREPkfiUQjjQrUuZj9C6vF1uMyrhIx+EJzegbQeu4sz+xL/AeuBVwmlY2naG fLxRppUxYQN9wjGy9K1Hpw== 0001086763-10-000002.txt : 20100217 0001086763-10-000002.hdr.sgml : 20100217 20100217113119 ACCESSION NUMBER: 0001086763-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100217 DATE AS OF CHANGE: 20100217 EFFECTIVENESS DATE: 20100217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KELLER GROUP INVESTMENT MANAGEMENT INC /CA/ CENTRAL INDEX KEY: 0001086763 IRS NUMBER: 330221828 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05785 FILM NUMBER: 10611684 BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVENUE STREET 2: STE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9494760300 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVENUE STREET 2: STE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA DATE OF NAME CHANGE: 19990519 13F-HR 1 inftable13f1209.txt 13F-HR FOR 12/31/2009 13F-HR Form 13F Holdings Report UNITED STATES SECURITIES AND EXCHANGE COMMISION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31,2009 Check here if Amendment [ ]; Amendment Number This Amendment (Check only one.):[ ] is a restatement [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: First Foundation Advisors Address: 18101 Von Karman Avenue Suite 700 Irvine, CA 92612-1051 13F File Number: 28-05785 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedule, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gregory S. Bruce Title: Chief Compliance Officer Phone: 949-476-0300 Signature, Place, and Date of Signing: Gregory S. Bruce Irvine, California February 17, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 126 Form 13F Information Table Value Total: $253520 List of Other Included Managers: / NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579y101 1951 23600 SH SOLE 23600 Abbott Laboratories COM 002824100 2233 41350 SH SOLE 41350 Accenture Ltd Cl A SHS CLASS A G1151C101 1163 28037 SH SOLE 28037 Adobe Systems Inc COM 00724f101 530 14403 SH SOLE 14403 Aecom Technoolgy Corp. COM 00766t100 665 24193 SH SOLE 24193 Alcatel Lucent ADR SPONSORED ADR 013904305 35 10477 SH SOLE 10477 Alcon Inc. COM SHS H01301102 5241 31892 SH SOLE 31892 Altria Group Inc COM 02209s103 1834 93420 SH SOLE 93420 Apple Computer COM 037833100 813 3856 SH SOLE 3856 Arrowhead Research Corp COM 042797100 11 20000 SH SOLE 20000 AT&T COM 00206r102 1720 61348 SH SOLE 61348 Bank of America Corp COM 060505104 457 30339 SH SOLE 30339 Bank of New York Mellon COM 064058100 4764 170334 SH SOLE 170334 Baxter International COM 071813109 4460 76010 SH sOLE 76010 Berkshire Hathaway Inc Cl A CL A 084670108 1488 15 SH SOLE 15 Berkshire Hathaway Inc Cl B CL B 084670207 4472 1361 SH SOLE 1361 BlackRock Floating Rate Inc S COM 09255x100 8485 596280 SH SOLE 596280 BlackRock Floating Rate Inc T COM 091941104 279 20000 SH SOLE 20000 Blackrock Income Opportunity COM 092475102 93 10072 SH SOLE 10072 Blackrock Ltd Duration COM SHS 09249w101 1026 69991 SH SOLE 69991 Boardwalk Pipline Partners UT LTD PARTNER 096627107 659 21956 SH SOLE 21956 BP Plc Spon Adr SPONSORED ADR 055622104 273 4701 SH SOLE 4701 Brown Foreman Corp Cl B CL B 115637209 265 4949 SH SOLE 4949 Cadbury Plc SPON ADR 12721e102 4611 89722 SH SOLE 89722 Calamos Strategic Total Ret COM SH BEN INT 128125101 148 16935 SH SOLE 16935 Canadian Natural Resources COM 136385101 2072 28795 SH SOLE 28795 Caterpillar COM 149123101 1274 22355 SH SOLE 22355 Cemex SA Spons ADR SPON ADR NEW 151290889 276 23362 SH SOLE 23362 Cenovus Energy Inc COM 15135U109 546 21650 SH SOLE 21650 Ceradyne Inc COM 156710105 195 10165 SH SOLE 10165 Chevron Texaco Corp COM 166764100 1272 16518 SH SOLE 16518 Cisco Systems Inc. COM 17275r102 5112 213530 SH SOLE 213530 Citigroup Inc COM 172967101 53 16020 SH SOLE 16020 Cohen & Steers Slct Util Fd COM 19248a109 228 14320 SH SOLE 14320 Colgate Palmolive COM 194162103 284 3460 SH SOLE 3460 Comcast Corp Cl A Special CL A SPL 20030N200 433 27038 SH SOLE 27038 Conoco Philips COM 20825c104 3609 70660 SH SOLE 70660 CVS Corp. COM 126650100 1464 45461 SH SOLE 45461 Deere Co COM 244199105 1599 29557 SH SOLE 29557 Dell Inc COM 24702r101 5199 362077 SH SOLE 362077 Diageo ADR SPON ADR NEW 25243q205 5382 77540 SH SOLE 77540 Disney Walt Co COM DISNEY 254687106 245 7595 SH SOLE 7595 Dresser Rand Group Inc COM 261608103 1127 35657 SH SOLE 35657 Eaton Vance Limited Dur Inc FD COM 27828h105 306 20539 SH SOLE 20539 Electronic Arts Inc COM 285512109 2905 163665 SH SOLE 163665 EnCana Corp COM 292505104 747 23060 SH SOLE 23060 Energy Transfer Equity LP COM UT LTD PTN 29273v100 985 32200 SH SOLE 32200 Enterprise Partners LP COM 293792107 1362 43364 SH SOLE 43364 Evergreen Multi-SectorInc Fund COM 30024y104 7578 534410 SH SOLE 534410 Exelon Corporation COM 30161n101 2848 58289 SH SOLE 58289 Exxon Mobil Corp COM 30231g102 1669 24479 SH SOLE 24479 FPL Group Inc COM 302571104 1279 24222 SH SOLE 24222 First American Corp COM 318522307 230 6945 SH SOLE 6945 Freeport-McMoran COM 35671D857 576 7184 SH SOLE 7184 General Dynamics COM 369550108 1628 23876 SH SOLE 23876 General Electric Company COM 369604103 768 50757 SH SOLE 50757 Genzyme Corp. COM 372917104 2415 49269 SH SOLE 49269 GoldCorp Inc COM 380956409 442 11228 SH SOLE 11228 Goldman Sachs Group Inc COM 38141G104 244 1445 SH SOLE 1445 Hewlett Packard Company COM 428236103 2011 39036 SH SOLE 39036 Home Depot Inc COM 437076102 3883 134223 SH SOLE 134223 Int'l Business Machines Corp COM 459200101 3227 24656 SH SOLE 24656 Ingersoll-Rand company SHS G47791101 1307 36572 SH SOLE 36572 International Game Technology COM 459902102 4374 233058 SH SOLE 233058 iShares GS$ InvesTop Corp Bond IBOXX INV CPBD 464287242 315 3024 SH SOLE 3024 iShares Lehman Tres Inflation BARCLYS TIPS BD 464287176 1070 10297 SH SOLE 10297 iShares MSCI Eafe Index Fund MSCI EAFE IDX 464287465 919 16629 SH SOLE 16629 Johnson & Johnson COM 478160104 3203 49731 SH SOLE 49731 JPMorgan Chase COM 46625h100 417 10005 SH SOLE 10005 Kinder Morgan Energy LP Unit UT LTD PARTNER 494550106 1301 21341 SH SOLE 21341 Kraft Foods Inc A COM 50075n104 1370 50402 SH SOLE 50402 Level 3 Communications COM 52729n100 3069 2005688 SH SOLE 2005688 Liberty Media Holding Int A INT COM SER A 53071m104 2810 259183 SH SOLE 259183 Lockheed Martin Corp COM 539830109 858 11391 SH SOLE 11391 Lorillard Inc COM 544147101 1385 17257 SH SOLE 17257 Magellan Midstream Partners COM UNIT RP LP 559080106 329 7590 SH SOLE 7590 McDonalds Corporation COM 580135101 1747 27984 SH SOLE 27984 Merck & Company Inc COM 58933y105 939 25709 SH SOLE 25709 Microsoft Corp. COM 594918104 2880 94483 SH SOLE 94483 Monsanto Corp COM 61166w101 3531 43196 SH SOLE 43196 Nalco Chemical Company COM 62985q101 683 26765 SH SOLE 26765 Nam Tai Electronics Inc COM PAR $0.02 629865205 63 12048 SH SOLE 12048 National Oilwell Varco Inc COM 637071101 470 10658 SH SOLE 10658 Neuberger Berman Real Estate COM 64190a103 100 29090 SH SOLE 29090 Nextwave Wireless Inc COM 65337y102 150 338881 SH SOLE 338881 Northrop Gruman Corp COM 666807102 1695 30348 SH SOLE 30348 Nuveen Floating Rate Income Op COM SHS 6706EN100 195 18124 SH SOLE 18124 Nuveen Multi Strategy Inc & G COM SHS 67073d102 171 22174 SH SOLE 22174 Oracle Corp COM 68389x105 292 11928 SH SOLE 11928 PCM Fund Inc COM 69323t101 8484 1064457 SH SOLE 1064457 Pepsi Inc COM 713448108 4233 69614 SH SOLE 69614 Pfizer Inc. COM 717081103 604 33194 SH SOLE 33194 Phillip Morris International COM 718172109 4494 93255 SH SOLE 93255 Pimco Corporate Opp Fund COM 72201b101 3008 208868 SH SOLE 208868 Pimco Floating Rate Income F COM 72201H108 711 62975 SH SOLE 62975 Pimco Floating Rate Strtgy F COM 72201j104 7513 760424 SH SOLE 760424 Pioneer High income Trust COM 72369h106 226 16000 SH SOLE 16000 Pioneer Mun High income Adv COM 723762100 127 10000 SH SOLE 10000 Pioneer Muni High income Trust COM SHS 723763108 200 14500 SH SOLE 14500 Proctor & Gamble Co COM 742718109 2230 36777 SH SOLE 36777 Qualcomm Inc COM 747525103 19322 417689 SH SOLE 417689 135000 Quicksilver Resources Inc COM 74837R104 299 19950 SH SOLE 19950 Range Resources Corp COM 75281A109 1499 30070 SH SOLE 30070 Republic Services Inc. COM 760759100 2608 92132 SH SOLE 92132 Royal Bk of Scotland 7.25 Sr T SP ADR PREF 7 780097713 145 12200 SH SOLE 12200 S&P Dep Receipts Trust Ser I UNIT SER I 78462f103 1028 9222 SH SOLE 9222 Safeway Inc COM NEW 786514208 1988 93387 SH SOLE 93387 Sclumberger LTD. COM 806857108 242 3714 SH SOLE 3714 Smith International COM 832110100 511 18798 SH SOLE 18798 SPDR Gold Trust GOLD SHS 78463v107 738 6876 SH SOLE 6876 Suncor Energy Inc COM 867224107 1577 44669 SH SOLE 44669 The Charles Schwab Corp COM 808513105 2348 124756 SH SOLE 124756 Thermo Fisher Scientific COM 883556102 3303 69252 SH SOLE 69252 Time Warner Cable Inc COM 88732J207 2168 52378 SH SOLE 52378 Total S A Spon ADR SPONSORED ADR 89151E109 1292 20175 SH SOLE 20175 TSI Strategic Income Fund Inc COM 872340104 3731 853797 SH SOLE 853797 United Parcel Service CL B CL B 911312106 4057 70715 SH SOLE 70715 United Technologies Corp COM 913017109 252 3631 SH SOLE 3631 Varian Medical Systems COM 92220p105 3975 84839 SH SOLE 84839 Verizon Communications COM 92343v104 242 7298 SH SOLE 7298 Walgreen Co COM 931422109 3556 96854 SH SOLE 96854 Wal Mart Stores Inc COM 931142103 873 16337 SH SOLE 16337 Wells Fargo & Co COM 949746101 225 8325 SH SOLE 8325 Western Asset Emerg Mkts Debt COM 95766a101 8577 494078 SH SOLE 494078 Western Union Co COM 959802109 4448 235943 SH SOLE 235943 XTO Energy Inc COM 98385x106 3894 83693 SH SOLE 83693
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