0001086611-21-000002.txt : 20210517 0001086611-21-000002.hdr.sgml : 20210517 20210517134755 ACCESSION NUMBER: 0001086611-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DERBY & COMPANY, INC CENTRAL INDEX KEY: 0001086611 IRS NUMBER: 042943043 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04811 FILM NUMBER: 21929311 BUSINESS ADDRESS: STREET 1: 7 WELLS AVENUE CITY: NEWTON STATE: MA ZIP: 02459 BUSINESS PHONE: 6175270033 MAIL ADDRESS: STREET 1: 7 WELLS AVENUE CITY: NEWTON STATE: MA ZIP: 02459 FORMER COMPANY: FORMER CONFORMED NAME: DERBY & CO L P DATE OF NAME CHANGE: 19990517 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001086611 XXXXXXXX 03-31-2021 03-31-2021 DERBY & COMPANY, INC

7 WELLS AVENUE NEWTON MA 02459

13F HOLDINGS REPORT 028-04811 N Tanya Kerrigan 617-845-5020 Tanya Kerrigan Newton MA 05-17-2021 0 76 443071 false INFORMATION TABLE 2 DerbyandCompany_13f.xml ISHARES TR RUS 1000 ETF 464287622 52285 233592 SH SOLE 0 0 0 233592 ISHARES TR RUS 2000 VAL ETF 464287630 14951 93755 SH SOLE 0 0 0 93755 ISHARES TR RUSSELL 3000 ETF 464287689 34327 144699 SH SOLE 0 0 0 144699 ISHARES TR CORE S&P US VLU 464287663 1851 26860 SH SOLE 0 0 0 26860 SPDR S&P 500 ETF TR TR UNIT 78462F103 1834 4627 SH SOLE 0 0 0 4627 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 733 11438 SH SOLE 0 0 0 11438 AMAZON COM INC COM 023135106 1757 568 SH SOLE 0 0 0 568 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 235 918 SH SOLE 0 0 0 918 ILLINOIS TOOL WKS INC COM 452308109 392 1770 SH SOLE 0 0 0 1770 ORACLE CORP COM 68389X105 1254 17875 SH SOLE 0 0 0 17875 DISNEY WALT CO COM 254687106 774 4195 SH SOLE 0 0 0 4195 HONEYWELL INTL INC COM 438516106 298 1371 SH SOLE 0 0 0 1371 JOHNSON & JOHNSON COM 478160104 290 1763 SH SOLE 0 0 0 1763 MICROSOFT CORP COM 594918104 562 2384 SH SOLE 0 0 0 2384 CITIGROUP INC COM NEW 172967424 948 13025 SH SOLE 0 0 0 13025 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 212 1600 SH SOLE 0 0 0 1600 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 60145 408929 SH SOLE 0 0 0 408929 AMETEK INC COM 031100100 520 4075 SH SOLE 0 0 0 4075 BK OF AMERICA CORP COM 060505104 278 7178 SH SOLE 0 0 0 7178 COSTCO WHSL CORP NEW COM 22160K105 293 830 SH SOLE 0 0 0 830 DANAHER CORPORATION COM 235851102 963 4278 SH SOLE 0 0 0 4278 GENERAL ELECTRIC CO COM 369604103 288 21912 SH SOLE 0 0 0 21912 HOME DEPOT INC COM 437076102 665 2180 SH SOLE 0 0 0 2180 JPMORGAN CHASE & CO COM 46625H100 285 1873 SH SOLE 0 0 0 1873 TJX COS INC NEW COM 872540109 1137 17185 SH SOLE 0 0 0 17185 ISHARES TR 1 3 YR TREAS BD 464287457 292 3383 SH SOLE 0 0 0 3383 ISHARES TR IBOXX INV CP ETF 464287242 258 1987 SH SOLE 0 0 0 1987 FISERV INC COM 337738108 214 1800 SH SOLE 0 0 0 1800 GLOBAL PMTS INC COM 37940X102 399 1978 SH SOLE 0 0 0 1978 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6732 32570 SH SOLE 0 0 0 32570 CONSTELLATION BRANDS INC CL A 21036P108 287 1260 SH SOLE 0 0 0 1260 APPLE INC COM 037833100 4803 39324 SH SOLE 0 0 0 39324 CATERPILLAR INC COM 149123101 509 2197 SH SOLE 0 0 0 2197 AMERICAN EXPRESS CO COM 025816109 458 3240 SH SOLE 0 0 0 3240 STERIS PLC SHS USD G8473T100 881 4626 SH SOLE 0 0 0 4626 CME GROUP INC COM 12572Q105 659 3228 SH SOLE 0 0 0 3228 ISHARES TR CORE US AGGBD ET 464287226 16440 144424 SH SOLE 0 0 0 144424 MANULIFE FINL CORP COM 56501R106 369 17184 SH SOLE 0 0 0 17184 FAIR ISAAC CORP COM 303250104 499 1027 SH SOLE 0 0 0 1027 ALPHABET INC CAP STK CL A 02079K305 1664 807 SH SOLE 0 0 0 807 VANGUARD INDEX FDS VALUE ETF 922908744 36982 281314 SH SOLE 0 0 0 281314 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 215 2339 SH SOLE 0 0 0 2339 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 13126 155341 SH SOLE 0 0 0 155341 SPDR SER TR S&P DIVID ETF 78464A763 4591 38893 SH SOLE 0 0 0 38893 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 240 5400 SH SOLE 0 0 0 5400 THERMO FISHER SCIENTIFIC INC COM 883556102 1449 3175 SH SOLE 0 0 0 3175 ISHARES TR EAFE VALUE ETF 464288877 5255 103095 SH SOLE 0 0 0 103095 SALESFORCE COM INC COM 79466L302 1497 7066 SH SOLE 0 0 0 7066 SPDR SER TR NUVEEN BLMBRG SR 78468R739 8903 179631 SH SOLE 0 0 0 179631 BIO RAD LABS INC CL A 090572207 743 1300 SH SOLE 0 0 0 1300 ISHARES TR CORE S&P TTL STK 464287150 292 3184 SH SOLE 0 0 0 3184 VANGUARD INDEX FDS LARGE CAP ETF 922908637 57341 309452 SH SOLE 0 0 0 309452 METTLER TOLEDO INTERNATIONAL COM 592688105 931 806 SH SOLE 0 0 0 806 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 11698 86736 SH SOLE 0 0 0 86736 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 5976 70539 SH SOLE 0 0 0 70539 ISHARES TR INTL SEL DIV ETF 464288448 1013 32173 SH SOLE 0 0 0 32173 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 3246 32107 SH SOLE 0 0 0 32107 ISHARES TR NATIONAL MUN ETF 464288414 3287 28321 SH SOLE 0 0 0 28321 SPDR SER TR NUVEEN BRC MUNIC 78468R721 3240 62718 SH SOLE 0 0 0 62718 LULULEMON ATHLETICA INC COM 550021109 491 1602 SH SOLE 0 0 0 1602 ISHARES TR RESIDENTIAL MULT 464288562 829 11204 SH SOLE 0 0 0 11204 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 6405 284431 SH SOLE 0 0 0 284431 ISHARES TR SHRT NAT MUN ETF 464288158 16024 148614 SH SOLE 0 0 0 148614 STARWOOD PPTY TR INC COM 85571B105 332 13435 SH SOLE 0 0 0 13435 BROADCOM INC COM 11135F101 498 1074 SH SOLE 0 0 0 1074 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 15748 154533 SH SOLE 0 0 0 154533 GOLUB CAP BDC INC COM 38173M102 13855 947700 SH SOLE 0 0 0 947700 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 464 3395 SH SOLE 0 0 0 3395 LPL FINL HLDGS INC COM 50212V100 483 3400 SH SOLE 0 0 0 3400 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 7954 359418 SH SOLE 0 0 0 359418 SERVICENOW INC COM 81762P102 792 1583 SH SOLE 0 0 0 1583 ALPHABET INC CAP STK CL C 02079K107 1576 762 SH SOLE 0 0 0 762 ISHARES U S ETF TR BLACKROCK SHORT 46431W838 1337 26600 SH SOLE 0 0 0 26600 PAYPAL HLDGS INC COM 70450Y103 1277 5257 SH SOLE 0 0 0 5257 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1492 27310 SH SOLE 0 0 0 27310 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 1748 34243 SH SOLE 0 0 0 34243