0001086548-12-000003.txt : 20120214 0001086548-12-000003.hdr.sgml : 20120214 20120214123551 ACCESSION NUMBER: 0001086548-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON OFFSHORE ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001086548 IRS NUMBER: 133922406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04695 FILM NUMBER: 12606552 BUSINESS ADDRESS: STREET 1: 477 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-303-9400 MAIL ADDRESS: STREET 1: 477 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON OFFSHORE MANAGEMENT CO LLC DATE OF NAME CHANGE: 19990517 13F-HR 1 hom1211.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon Offshore Asset Management LLC Address: 477 Madison Avenue 8th Floor New York, NY 10022 13F File Number: 028-04695 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Aaron Goldberg Title: Chief Financial Officer Phone: 212-303-9475 Signature, Place, and Date of Signing: Aaron Goldberg New York, NY February 13, 2012 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 64 Form13F Information Table Value Total: 445541 List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. No. 13F File Number Name 1 UNASSIGNED HALCYON AGILIS MANAGEMENT L.P. FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ACACIA RESH CORP COMMON 003881307 1218 33363 SH DEFINED 1 33363 ACACIA RESH CORP COMMON 003881307 1338 36637 CALL SOLE 36637 ATLAS PIPELINE PARTNERS LP UNIT 049392103 1152 31014 SH DEFINED 1 31014 ATLAS PIPELINE PARTNERS LP UNIT 049392103 1263 33986 SH SOLE 33986 BROOKFIELD INFRAST PARTNERS UNIT G16252101 652 23538 SH SOLE 23538 BROOKFIELD INFRAST PARTNERS UNIT G16252101 594 21462 SH DEFINED 1 21462 CARPENTER TECHNOLOGY CORP COMMON 144285103 1186 23029 SH SOLE 23029 CARPENTER TECHNOLOGY CORP COMMON 144285103 1080 20971 SH DEFINED 1 20971 CHICAGO BRIDGE & IRON CO COMMON 167250109 901 23831 SH DEFINED 1 23831 CHICAGO BRIDGE & IRON CO COMMON 167250109 989 26169 SH SOLE 26169 CINEMARK HOLDINGS INC COMMON 17243V102 1046 56578 SH SOLE 56578 CINEMARK HOLDINGS INC COMMON 17243V102 953 51522 SH DEFINED 1 51522 CVR PARTNERS LP COMMON 126633106 260 10461 SH SOLE 10461 CVR PARTNERS LP COMMON 126633106 237 9539 SH DEFINED 1 9539 DOLLAR THRIFTY AUTOMOTIVE GPCOMMON 256743105 38277 544787 SH SOLE 544787 EL PASO CORP COMMON 28336L109 77120 2902523 SH SOLE 2902523 FEDEX CORP COMMON 31428X106 1093 13085 SH SOLE 13085 FEDEX CORP COMMON 31428X106 995 11915 SH DEFINED 1 11915 GARDNER DENVER INC COMMON 365558105 1102 14299 SH DEFINED 1 14299 GARDNER DENVER INC COMMON 365558105 1210 15701 SH SOLE 15701 GLOBE SPECIALTY METALS INC COMMON 37954N206 639 47715 SH DEFINED 1 47715 GLOBE SPECIALTY METALS INC COMMON 37954N206 700 52285 SH SOLE 52285 GOODRICH CORP CALL 382388906 38948 19186 CALL SOLE 19186 GRIFOLS S A SPONSORED ADR 398438309 11318 2046683 SH SOLE 2046683 HARRY WINSTON DIAMOND CORP COMMON 41587B100 613 57572 SH SOLE 57572 HARRY WINSTON DIAMOND CORP COMMON 41587B100 558 52428 SH DEFINED 1 52428 KINDER MORGAN MANAGEMENT LLCPUT 49455U950 496 5831 PUT SOLE 5831 KINDER MORGAN MANAGEMENT LLCPUT 49455U950 158 6320 PUT SOLE 6320 LRR ENERGY LP COMMON 50214A104 259 13221 SH SOLE 13221 LRR ENERGY LP COMMON 50214A104 553 28189 SH SOLE 28189 LRR ENERGY LP COMMON 50214A104 706 35979 SH DEFINED 1 35979 LRR ENERGY LP COMMON 50214A104 36 1811 SH DEFINED 1 1811 MACQUARIE INFRASTR CO LLC INTEREST 55608B105 1085 38832 SH DEFINED 1 38832 MACQUARIE INFRASTR CO LLC INTEREST 55608B105 1187 42479 SH SOLE 42479 MEDCO HEALTH SOLUTIONS INC COMMON 58405U102 54130 968342 SH SOLE 968342 METHANEX CORP COMMON 59151K108 239 10461 SH SOLE 10461 METHANEX CORP COMMON 59151K108 218 9539 SH DEFINED 1 9539 MI DEVS INC COMMON 55304X104 23698 741024 SH SOLE 741024 MOTOROLA MOBILITY HLDGS INC COMMON 620097105 22201 572202 SH SOLE 572202 NATIONAL OILWELL VARCO INC COMMON 637071101 875 12869 SH DEFINED 1 12869 NATIONAL OILWELL VARCO INC COMMON 637071101 961 14131 SH SOLE 14131 OMEGA HEALTHCARE INVS INC COMMON 681936100 185 9539 SH DEFINED 1 9539 OMEGA HEALTHCARE INVS INC COMMON 681936100 202 10461 SH SOLE 10461 PHARMASSET INC CALL 71715N906 903 1457 CALL SOLE 1457 PMI GROUP INC NOTE 69344MAK7 849 3962000 PRN SOLE 3962000 RALCORP HLDGS INC COMMON 751028101 12736 148958 SH SOLE 148958 RSC HOLDINGS INC COMMON 74972L102 12596 680847 SH SOLE 680847 SANOFI RIGHT 80105N113 4754 3961567 SH SOLE 3961567 SIX FLAGS ENTMT CORP COMMON 83001A102 1258 30504 SH DEFINED 1 30504 SIX FLAGS ENTMT CORP COMMON 83001A102 1381 33496 SH SOLE 33496 SONOSITE INC COMMON 83568G104 6519 121044 SH SOLE 121044 SPDR GOLD TRUST CALL 78463V907 456 8939 CALL SOLE 8939 SPDR S&P 500 ETF TR PUT 78462F953 835 1285 PUT SOLE 1285 SPDR S&P 500 ETF TR PUT 78462F953 886 685 PUT SOLE 685 TEMPLE INLAND INC COMMON 879868107 66447 2095452 SH SOLE 2095452 TEMPLE INLAND INC CALL 879868907 186 274 CALL SOLE 274 TESSERA TECHNOLOGIES INC COMMON 88164L100 8278 494232 SH SOLE 494232 TREEHOUSE FOODS INC CALL 89469A904 9 297 CALL SOLE 297 WILLIAMS COS INC COMMON 969457100 22836 691584 SH SOLE 691584 WILLIAMS COS INC COMMON 969457100 1727 52291 SH SOLE 52291 WILLIAMS COS INC EX DISTRIB 969457142 8071 298808 SH SOLE 298808 WILLIAMS PARTNERS L P PUT 96950F954 11 1054 PUT SOLE 1054 WINDSTREAM CORP COMMON 97381W104 1136 96766 SH SOLE 96766 WINDSTREAM CORP COMMON 97381W104 1036 88234 SH DEFINED 1 88234