0001086548-11-000008.txt : 20111114
0001086548-11-000008.hdr.sgml : 20111111
20111114142219
ACCESSION NUMBER: 0001086548-11-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HALCYON OFFSHORE ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001086548
IRS NUMBER: 133922406
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04695
FILM NUMBER: 111200982
BUSINESS ADDRESS:
STREET 1: 477 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-303-9400
MAIL ADDRESS:
STREET 1: 477 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: HALCYON OFFSHORE MANAGEMENT CO LLC
DATE OF NAME CHANGE: 19990517
13F-HR
1
hom0911.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Halcyon Offshore Asset Management LLC
Address: 477 Madison Avenue
8th Floor
New York, NY 10022
13F File Number: 028-04695
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Aaron Goldberg
Title: Chief Financial Officer
Phone: 212-303-9475
Signature, Place, and Date of Signing:
Aaron Goldberg New York, NY November 14, 2011
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ X] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form13F Information Table Entry Total: 29
Form13F Information Table Value Total: 308111
List of Other Included Managers:
List of Other Managers Reporting for this Manager:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filled, other
than the manager filing this report.
No. 13F File Number Name
1 UNASSIGNED HALCYON AGILIS MANAGEMENT L.P.
FORM 13F INFORMATION TABLE
TITLE
OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
CIT GROUP INC OPTION 125581901 586 3037 CALL SOLE 3037
FORTUNE BRANDS INC OPTION 349631901 2062 2577 CALL SOLE 2577
GOODRICH CORP OPTION 382388906 15784 8136 CALL SOLE 8136
SPDR GOLD TRUST OPTION 78463V907 1314 15257 CALL SOLE 15257
TEMPLE INLAND INC OPTION 879868907 181 278 CALL SOLE 278
VARIAN SEMICONDUCTOR EQUIPMNOPTION 922207905 396 1466 CALL SOLE 1466
CEPHALON INC COMMON 156708109 24813 307472 SH SOLE 307472
CHARTER COMMUNICATIONS INC CL A 16117M305 10137 216424 SH SOLE 216424
CHESAPEAKE LODGING TR SH BEN INT 165240102 6398 530079 SH SOLE 530079
GRIFOLS S A SPONSORED ADR 398438309 18270 2859132 SH SOLE 2859132
MOTOROLA MOBILITY HLDGS INC COMMON 620097105 102113 2702832 SH SOLE 2702832
SUNCOKE ENERGY INC COMMON 86722A103 1159 105337 SH SOLE 105337
TEMPLE INLAND INC COMMON 879868107 58102 1852157 SH SOLE 1852157
TESSERA TECHNOLOGIES INC COMMON 88164L100 8623 722176 SH SOLE 722176
VARIAN SEMICONDUCTOR EQUIPMNCOMMON 922207105 42584 696383 SH SOLE 696383
SUNCOKE ENERGY INC COMMON 81369Y955 1100 100000 SH SOLE 100000
ISHARES TR OPTION 464287959 1094 2918 PUT SOLE 2918
SPDR S&P 500 ETF TR OPTION 78462F953 5513 1173 PUT SOLE 1173
SELECT SECTOR SPDR TR OPTION 81369Y955 4250 50000 PUT SOLE 50000
ATLAS PIPELINE PARTNERS LP UNIT LP INT 049392103 115 3857 SH DEFINED 1 3857
CHICAGO BRIDGE & IRON CO N VNY REGISTRY SH 167250109 123 4286 SH DEFINED 1 4286
GLOBE SPECIALTY METALS INC COMMON 37954N206 100 6871 SH DEFINED 1 6871
SIX FLAGS ENTMT CORP COMMON 83001A102 123 4429 SH DEFINED 1 4429
WINDSTREAM CORP COMMON 97381W104 58 5000 SH DEFINED 1 5000
ATLAS PIPELINE PARTNERS LP UNIT LP INT 049392103 691 23143 SH DEFINED 23143
CHICAGO BRIDGE & IRON CO N VNY REGISTRY SH 167250109 736 25714 SH DEFINED 25714
GLOBE SPECIALTY METALS INC COMMON 37954N206 599 41229 SH DEFINED 41229
SIX FLAGS ENTMT CORP COMMON 83001A102 737 26571 SH DEFINED 26571
WINDSTREAM CORP COMMON 97381W104 350 30000 SH DEFINED 30000