0001086548-11-000008.txt : 20111114 0001086548-11-000008.hdr.sgml : 20111111 20111114142219 ACCESSION NUMBER: 0001086548-11-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON OFFSHORE ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001086548 IRS NUMBER: 133922406 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04695 FILM NUMBER: 111200982 BUSINESS ADDRESS: STREET 1: 477 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-303-9400 MAIL ADDRESS: STREET 1: 477 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON OFFSHORE MANAGEMENT CO LLC DATE OF NAME CHANGE: 19990517 13F-HR 1 hom0911.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon Offshore Asset Management LLC Address: 477 Madison Avenue 8th Floor New York, NY 10022 13F File Number: 028-04695 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Aaron Goldberg Title: Chief Financial Officer Phone: 212-303-9475 Signature, Place, and Date of Signing: Aaron Goldberg New York, NY November 14, 2011 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 29 Form13F Information Table Value Total: 308111 List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. No. 13F File Number Name 1 UNASSIGNED HALCYON AGILIS MANAGEMENT L.P. FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ CIT GROUP INC OPTION 125581901 586 3037 CALL SOLE 3037 FORTUNE BRANDS INC OPTION 349631901 2062 2577 CALL SOLE 2577 GOODRICH CORP OPTION 382388906 15784 8136 CALL SOLE 8136 SPDR GOLD TRUST OPTION 78463V907 1314 15257 CALL SOLE 15257 TEMPLE INLAND INC OPTION 879868907 181 278 CALL SOLE 278 VARIAN SEMICONDUCTOR EQUIPMNOPTION 922207905 396 1466 CALL SOLE 1466 CEPHALON INC COMMON 156708109 24813 307472 SH SOLE 307472 CHARTER COMMUNICATIONS INC CL A 16117M305 10137 216424 SH SOLE 216424 CHESAPEAKE LODGING TR SH BEN INT 165240102 6398 530079 SH SOLE 530079 GRIFOLS S A SPONSORED ADR 398438309 18270 2859132 SH SOLE 2859132 MOTOROLA MOBILITY HLDGS INC COMMON 620097105 102113 2702832 SH SOLE 2702832 SUNCOKE ENERGY INC COMMON 86722A103 1159 105337 SH SOLE 105337 TEMPLE INLAND INC COMMON 879868107 58102 1852157 SH SOLE 1852157 TESSERA TECHNOLOGIES INC COMMON 88164L100 8623 722176 SH SOLE 722176 VARIAN SEMICONDUCTOR EQUIPMNCOMMON 922207105 42584 696383 SH SOLE 696383 SUNCOKE ENERGY INC COMMON 81369Y955 1100 100000 SH SOLE 100000 ISHARES TR OPTION 464287959 1094 2918 PUT SOLE 2918 SPDR S&P 500 ETF TR OPTION 78462F953 5513 1173 PUT SOLE 1173 SELECT SECTOR SPDR TR OPTION 81369Y955 4250 50000 PUT SOLE 50000 ATLAS PIPELINE PARTNERS LP UNIT LP INT 049392103 115 3857 SH DEFINED 1 3857 CHICAGO BRIDGE & IRON CO N VNY REGISTRY SH 167250109 123 4286 SH DEFINED 1 4286 GLOBE SPECIALTY METALS INC COMMON 37954N206 100 6871 SH DEFINED 1 6871 SIX FLAGS ENTMT CORP COMMON 83001A102 123 4429 SH DEFINED 1 4429 WINDSTREAM CORP COMMON 97381W104 58 5000 SH DEFINED 1 5000 ATLAS PIPELINE PARTNERS LP UNIT LP INT 049392103 691 23143 SH DEFINED 23143 CHICAGO BRIDGE & IRON CO N VNY REGISTRY SH 167250109 736 25714 SH DEFINED 25714 GLOBE SPECIALTY METALS INC COMMON 37954N206 599 41229 SH DEFINED 41229 SIX FLAGS ENTMT CORP COMMON 83001A102 737 26571 SH DEFINED 26571 WINDSTREAM CORP COMMON 97381W104 350 30000 SH DEFINED 30000