0001140361-12-007938.txt : 20120214 0001140361-12-007938.hdr.sgml : 20120214 20120214142127 ACCESSION NUMBER: 0001140361-12-007938 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOGGIN LLC CENTRAL INDEX KEY: 0001086416 IRS NUMBER: 134019370 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04329 FILM NUMBER: 12607755 BUSINESS ADDRESS: STREET 1: 660 MADISON AVENUE 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-355-2600 MAIL ADDRESS: STREET 1: 660 MADISON AVENUE 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Scoggin LLC Address: 660 Madison Avenue, 20th Floor New York, NY 10021 Form 13F File Number: 28-04329 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Craig Effron Title: Principal Phone: 212-355-5600 Name: Curtis Schenker Title: Principal Phone: 212-355-5600 Signature, Place, and Date of Signing: /s/ Craig Effron New York, NY 2/14/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] /s/ Curtis Schenker New York, NY 2/14/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 87 Form 13F Information Table Value Total: $ 1,052,209 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-04327 S & E Partners, L.P. ---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ABERCROMBIE & FITCH CO CL A 002896207 5,861 120,000 PUT OTHER 01 120,000 0 0 ALEXANDER & BALDWIN INC COM 014482103 10,450 256,000 SH OTHER 01 256,000 0 0 APPLE INC COM 037833100 48,266 119,175 SH OTHER 01 119,175 0 0 APPLE INC COM 037833100 91,247 225,300 CALL OTHER 01 225,300 0 0 APPLE INC COM 037833100 39,488 97,500 PUT OTHER 01 97,500 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 3,711 73,000 PUT OTHER 01 73,000 0 0 BANK OF AMERICA CORPORATION COM 060505104 278 50,000 CALL OTHER 01 50,000 0 0 BARRICK GOLD CORP COM 067901108 1,579 34,900 SH OTHER 01 34,900 0 0 BARRICK GOLD CORP COM 067901108 5,973 132,000 CALL OTHER 01 132,000 0 0 BEAM INC COM 073730103 22,592 441,000 SH OTHER 01 441,000 0 0 CAREFUSION CORP COM 14170T101 24,818 976,700 SH OTHER 01 976,700 0 0 CAREFUSION CORP COM 14170T101 2,401 94,500 CALL OTHER 01 94,500 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 4,649 63,000 PUT OTHER 01 63,000 0 0 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 21,523 378,000 SH OTHER 01 378,000 0 0 CHEMTURA CORP COM NEW 163893209 17,146 1,512,000 SH OTHER 01 1,512,000 0 0 CHEMTURA CORP COM NEW 163893209 422 37,200 CALL OTHER 01 37,200 0 0 CINCINNATI BELL INC NEW COM 171871106 7,863 2,595,000 SH OTHER 01 2,595,000 0 0 CURRENCYSHARES EURO TR EURO SHS 23130C108 67,038 520,000 CALL OTHER 01 520,000 0 0 CVS CAREMARK CORPORATION COM 126650100 36,457 894,000 CALL OTHER 01 894,000 0 0 CVS CAREMARK CORPORATION COM 126650100 20,553 504,000 PUT OTHER 01 504,000 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 19,603 910,095 SH OTHER 01 910,095 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 2,754 31,500 PUT OTHER 01 31,500 0 0 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 18,162 258,500 SH OTHER 01 258,500 0 0 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 8,853 126,000 CALL OTHER 01 126,000 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 159 20,000 SH OTHER 01 20,000 0 0 EBAY INC COM 278642103 9,554 315,000 CALL OTHER 01 315,000 0 0 EL PASO CORP COM 28336L109 16,739 630,000 SH OTHER 01 630,000 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 233 3,500 SH OTHER 01 3,500 0 0 EXPRESS SCRIPTS INC COM 302182100 8,938 200,000 PUT OTHER 01 200,000 0 0 FAMILY DLR STORES INC COM 307000109 317 5,500 SH OTHER 01 5,500 0 0 FLAGSTAR BANCORP INC COM NEW 337930507 2,227 4,410,000 SH OTHER 01 4,410,000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 13,450 1,250,000 PUT OTHER 01 1,250,000 0 0 GAMESTOP CORP NEW CL A 36467W109 1,448 60,000 PUT OTHER 01 60,000 0 0 GENERAL ELECTRIC CO COM 369604103 11,283 630,000 CALL OTHER 01 630,000 0 0 GENERAL MTRS CO COM 37045V100 13,885 685,000 SH OTHER 01 685,000 0 0 GENERAL MTRS CO COM 37045V100 36,105 1,781,200 CALL OTHER 01 1,781,200 0 0 GENERAL MTRS CO COM 37045V100 12,770 630,000 PUT OTHER 01 630,000 0 0 GEO GROUP INC COM 36159R103 246 14,692 SH OTHER 01 14,692 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3,617 40,000 CALL OTHER 01 40,000 0 0 GOOGLE INC CL A 38259P508 12,208 18,900 SH OTHER 01 18,900 0 0 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 1,136 48,000 SH OTHER 01 48,000 0 0 HARVEST NATURAL RESOURCES IN COM 41754V103 4,649 630,000 SH OTHER 01 630,000 0 0 HARVEST NATURAL RESOURCES IN COM 41754V103 1,860 252,000 CALL OTHER 01 252,000 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 14,767 1,260,000 SH OTHER 01 1,260,000 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 3,692 315,000 CALL OTHER 01 315,000 0 0 HEWLETT PACKARD CO COM 428236103 258 10,000 SH OTHER 01 10,000 0 0 ISHARES TR HIGH YLD CORP 464288513 2,746 30,700 PUT OTHER 01 30,700 0 0 ISHARES TR IBOXX INV CPBD 464287242 100,109 880,000 PUT OTHER 01 880,000 0 0 K V PHARMACEUTICAL CO CL A 482740206 80 56,900 SH OTHER 01 56,900 0 0 KINROSS GOLD CORP NOTE 1.750% 3/1 496902AD9 1,953 2,000,000 PRN OTHER 01 2,000,000 0 0 KRAFT FOODS INC CL A 50075N104 24,150 646,400 SH OTHER 01 646,400 0 0 KRATON PERFORMANCE POLYMERS COM 50077C106 639 31,500 SH OTHER 01 31,500 0 0 KRATON PERFORMANCE POLYMERS COM 50077C106 1,279 63,000 CALL OTHER 01 63,000 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 15,990 186,000 PUT OTHER 01 186,000 0 0 LAZARD LTD SHS A G54050102 522 20,000 SH OTHER 01 20,000 0 0 MACK CALI RLTY CORP COM 554489104 737 27,600 SH OTHER 01 27,600 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 7,391 299,250 SH OTHER 01 299,250 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 13,578 264,000 CALL OTHER 01 264,000 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 49,304 882,000 SH OTHER 01 882,000 0 0 MELA SCIENCES INC COM 55277R100 4,059 1,100,000 SH OTHER 01 1,100,000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- MICROSOFT CORP COM 594918104 8,642 332,900 SH OTHER 01 332,900 0 0 MID-AMER APT CMNTYS INC COM 59522J103 250 4,000 SH OTHER 01 4,000 0 0 MORGAN STANLEY COM NEW 617446448 3,026 200,000 PUT OTHER 01 200,000 0 0 NORDSTROM INC COM 655664100 1,988 40,000 PUT OTHER 01 40,000 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 17,442 2,074,000 SH OTHER 01 2,074,000 0 0 ORACLE CORP COM 68389X105 564 22,000 SH OTHER 01 22,000 0 0 PENNEY J C INC COM 708160106 703 20,000 PUT OTHER 01 20,000 0 0 POWERWAVE TECHNOLOGIES INC COM NEW 739363307 416 200,000 SH OTHER 01 200,000 0 0 RALPH LAUREN CORP CL A 751212101 6,904 50,000 PUT OTHER 01 50,000 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 215 50,000 CALL OTHER 01 50,000 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 2,339 45,000 PUT OTHER 01 45,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 13,596 829,000 SH OTHER 01 829,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 6,265 382,000 CALL OTHER 01 382,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 6,199 378,000 PUT OTHER 01 378,000 0 0 SIMON PPTY GROUP INC NEW COM 828806109 258 2,000 SH OTHER 01 2,000 0 0 SINA CORP ORD G81477104 1,966 37,800 SH OTHER 01 37,800 0 0 SINA CORP ORD G81477104 6,552 126,000 CALL OTHER 01 126,000 0 0 SINA CORP ORD G81477104 1,966 37,800 PUT OTHER 01 37,800 0 0 SOLUTIA INC COM NEW 834376501 5,616 325,000 CALL OTHER 01 325,000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 494 3,250 SH OTHER 01 3,250 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 40,125 264,000 CALL OTHER 01 264,000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2,134 17,000 PUT OTHER 01 17,000 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 10,510 200,000 PUT OTHER 01 200,000 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 9,098 3,888,000 SH OTHER 01 3,888,000 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 4,563 1,950,000 CALL OTHER 01 1,950,000 0 0 WALGREEN CO COM 931422109 26,382 798,000 CALL OTHER 01 798,000 0 0 WELLPOINT INC COM 94973V107 232 3,500 SH OTHER 01 3,500 0 0