-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Co81eeW9DM7d2DkAhON17DDoVRJyanPqRFgNkCW7BzDM5aGWUCqNyONMQ5yrggA9 CoISiyaVKbQpgA/xMhVgdQ== 0000950159-11-000112.txt : 20110214 0000950159-11-000112.hdr.sgml : 20110214 20110214142643 ACCESSION NUMBER: 0000950159-11-000112 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOGGIN LLC CENTRAL INDEX KEY: 0001086416 IRS NUMBER: 134019370 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04329 FILM NUMBER: 11605981 BUSINESS ADDRESS: STREET 1: 660 MADISON AVENUE 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 13F-HR 1 scoggin13fhr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Scoggin LLC Address: 660 Madison Avenue, 20th Floor New York, NY 10021 Form 13F File Number: 28-04329 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Craig Effron and Curtis Schenker Title: Principals Phone: 212-355-5600 Signature, Place, and Date of Signing: /s/ Craig Effron New York, NY 2/14/2011 - ---------------- ------------ --------- /s/ Curtis Schenker New York, NY 2/14/2011 - ------------------- ------------ --------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE OF CUSIP VALUE SHARES SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------------------------------------- --------- ------- ---------- -------- ------ ------------------- ------ ---- ABITIBIBOWATER INC COM NEW 003687209 26,505 1,119,772 SH OTHER 01 1,119,772 AEROPOSTALE COM 007865108 8,008 325,000 CALL OTHER 01 325,000 AIRGAS INC COM 009363102 17,114 274,000 CALL OTHER 01 274,000 ALCOA INC COM 013817101 5,156 335,000 CALL OTHER 01 335,000 ALERE INC COM 01449J105 2,379 65,000 PUT OTHER 01 65,000 AVIS BUDGET GROUP COM 053774105 15,521 997,500 CALL OTHER 01 997,500 BANK OF AMERICA CORPORATION COM 060505104 35,751 2,680,000 CALL OTHER 01 2,680,000 BECKMAN COULTER INC COM 075811109 10,081 134,000 SH OTHER 01 134,000 BECKMAN COULTER INC COM 075811109 10,081 134,000 CALL OTHER 01 134,000 BLACKSTONE GROUP L P COM 09253U108 4,599 325,000 PUT OTHER 01 325,000 CAREFUSION CORP COM 14170T101 38,524 1,499,000 SH OTHER 01 1,499,000 CHEMTURA CORP COM NEW 163893209 11,460 717,136 SH OTHER 01 717,136 CIT GROUP INC COM NEW 125581801 33,742 716,400 SH OTHER 01 716,400 CITIGROUP INC COM 172967101 15,467 3,270,000 SH OTHER 01 3,270,000 CITIZENS REPUBLIC BANCORP IN COM 174420109 206 335,000 SH OTHER 01 335,000 CURRENCYSHARES EURO TR EURO SHS 23130C108 17,834 134,000 PUT OTHER 01 134,000 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 32,669 890,400 SH OTHER 01 890,400 ENSCO PLC SPONSORED ADR 29358Q109 17,498 327,800 SH OTHER 01 327,800 FIRST SOLAR INC COM 336433107 25,377 195,000 PUT OTHER 01 195,000 FLAGSTAR BANCORP INC COM NEW 337930507 9,373 5,750,000 SH OTHER 01 5,750,000 FORD MTR CO DEL COM PAR COM PAR $0.01 345370860 29,391 1,750,500 PUT OTHER 01 1,750,500 FORTUNE BRANDS INC COM 349631101 50,008 830,000 SH OTHER 01 830,000 FORTUNE BRANDS INC COM 349631101 20,184 335,000 PUT OTHER 01 335,000 GENERAL MTRS CO COM 37045V100 19,757 536,000 SH OTHER 01 536,000 GENWORTH FINL INC COM CL A 37247D106 12,812 975,000 CALL OTHER 01 975,000 GENZYME CORP COM 372917104 9,754 137,000 SH OTHER 01 137,000 GENZYME CORP COM 372917104 9,826 138,000 PUT OTHER 01 138,000 GOOGLE INC CL A 38259P508 15,443 26,000 CALL OTHER 01 26,000 GRAHAM PACKAGING CO INC COM 384701108 1,304 100,000 SH OTHER 01 100,000 GREENLIGHT CAPITAL RE LTD CLASS A CL A G4095J109 1,206 45,000 SH OTHER 01 45,000 HERTZ GLOBAL HOLDINGS INC COM 42805T105 9,419 650,000 CALL OTHER 01 650,000 HEWLETT PACKARD CO COM 428236103 52,878 1,256,000 CALL OTHER 01 1,256,000 HSN INC COM 404303109 4,263 139,100 SH OTHER 01 139,100 JPMORGAN CHASE & CO COM 46625H100 33,851 798,000 CALL OTHER 01 798,000 KOHLS CORP COM 500255104 29,778 548,000 CALL OTHER 01 548,000 KULICKE & SOFFA INDS INC COM 501242101 1,352 187,751 SH OTHER 01 187,751 LORILLARD INC COM 544147101 106,678 1,300,000 PUT OTHER 01 1,300,000 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1,135 33,000 SH OTHER 01 33,000 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 39,560 1,150,000 CALL OTHER 01 1,150,000 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 2,673 67,000 SH OTHER 01 67,000 MASSEY ENERGY COMPANY COM 576206106 35,946 670,000 CALL OTHER 01 670,000 MEAD JOHNSON NUTRITION CO COM CL A 582839106 8,093 130,000 SH OTHER 01 130,000 MEDCO HEALTH SOLUTIONS INC COM 58405U102 23,638 385,800 SH OTHER 01 385,800 MICROSOFT CORP COM 594918104 9,071 325,000 SH OTHER 01 325,000 MICROSOFT CORP COM 594918104 37,399 1,340,000 CALL OTHER 01 1,340,000 NASDAQ OMX GROUP INC COM 631103108 7,950 335,000 CALL OTHER 01 335,000 NOVAGOLD RES INC COM COM NEW 66987E206 19,281 1,351,150 SH OTHER 01 1,351,150 NOVAGOLD RES INC COM COM NEW 66987E206 5,294 371,000 CALL OTHER 01 371,000 NOVAGOLD RES INC COM COM NEW 66987E206 4,302 301,500 PUT OTHER 01 301,500 NVIDIA CORP COM 67066G104 14,014 910,000 CALL OTHER 01 910,000 ODYSSEY MARINE EXPLORATION I COM 676118102 3,545 1,275,000 SH OTHER 01 1,275,000 PELLENT TECHNOLOGIES INC COM 20452A108 12,553 455,000 SH OTHER 01 455,000 PENNEY J C INC COM 708160106 8,853 274,000 PUT OTHER 01 274,000 PEPSICO INC COM 713448108 50,957 780,000 CALL OTHER 01 780,000 PFIZER INC COM 717081103 31,001 1,770,500 SH OTHER 01 1,770,500 PROSHARES TR PSHS SHRT S&P500 74347R503 6,357 145,000 SH OTHER 01 145,000 SCOTTS MIRACLE GRO CO CL A 810186106 6,600 130,000 CALL OTHER 01 130,000 SILVER TRUST ISHARES 46428Q109 8,088 268,000 CALL OTHER 01 268,000 SIMON PPTY GROUP INC NEW COM 828806109 7,760 78,000 SH OTHER 01 78,000 SOLUTIA INC COM NEW 834376501 18,464 800,000 SH OTHER 01 800,000 SPANSION INC COM CLA NEW 84649R200 20,497 990,200 SH OTHER 01 990,200 SPDR GOLD TRUST COM 78463V107 18,588 134,000 CALL OTHER 01 134,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 214,404 1,705,000 CALL OTHER 01 1,705,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 353,358 2,810,000 PUT OTHER 01 2,810,000 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 6,480 134,000 PUT OTHER 01 134,000 TALECRIS BIOTHERAPEUTICS HLD COM 874227101 6,058 260,000 SH OTHER 01 260,000 TENET HEALTHCARE CORP COM 88033G100 6,228 931,000 SH OTHER 01 931,000 WAL MART STORES INC COM 931142103 72,266 1,340,000 CALL OTHER 01 1,340,000 WILLIAMS COS INC DEL COM 969457100 24,905 1,007,500 SH OTHER 01 1,007,500 69 1,830,567
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 69 Form 13F Information Table Value Total: 1,830,567 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 28-04327 S & E Partners, L.P. -----END PRIVACY-ENHANCED MESSAGE-----